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General Retirement Forms
Beneficiary Designation Form 

AIM-FRM-5
Updated: 11/18

Use this form to designate or modify the beneficiary(ies) on your Invesco IRA (including Traditional, Roth, Sep, SARSEP and SIMPLE), 403(b) or Optional Retirement Program (ORP) account or an account with transfer on death (TOD) registration.

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Investment Instruction Form 

AIM-FRM-57
Updated: 02/17

Use this form to make additional investments to your existing Invesco account.

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Retirement Plan Transmittal Form 

AIM-FRM-26
Updated: 04/19

Use this form to submit retirement plan contributions.

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Invesco Investment Allocation Change Form 

AIM-FRM-50
Updated: 08/18

Use this form to change future investment allocation percentages to an existing Invesco Retirement Plan Account.

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Retirement Plan Bank Instruction and Systematic Contribution Form 

IRA-FRM-45
Updated: 04/19

Use this form to add bank instructions to a retirement plan and/or establish systematic retirement plan contributions via the Automated Clearing House (ACH) Network. This form is for employer use only.

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Invesco Money Purchase Pension and Profit Sharing Plan Distribution Form 

QRP-FRM-5
Updated: 05/19

Use this form to request a distribution from your Invesco Money Purchase Pension (MPP) or Invesco Profit Sharing Plan (PSP).

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Retirement Plan Manager User ID Application 

RPM-FRM-1
Updated: 05/19

Use this form to add or terminate a user's access to Invesco Retirement Plan Manager (RPM) or to add or update banking information for RPM.

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Self-Certification for Late Rollover Contribution Form 

IRA-FRM-51
Updated: 11/18

Use this form to certify the reason(s) you were unable to complete the rollover within 60 days of receipt of the distribution.

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Change of Retirement Plan Trustee or Plan Administrator Form 

QRP-FRM-6
Updated: 05/19

Use this form to add or replace a trustee or plan administrator to the plan.

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Payroll Deduction IRA Transmittal Form 

PDIRA-FRM-1
Updated: 05/19

Employers may use this form to submit payroll contributions for current tax year to an employee's Traditional IRA, Roth IRA or Coverdell Education Savings Account (Coverdell ESA). This form is for use by the employer or their payroll provider only.

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IRAs (Traditional, Rollover, Roth, SEP & SIMPLE)
IRA One Time Distribution Form 

IRA-FRM-31
Updated: 10/18

Use this form to request a one-time distribution from your Invesco IRA.

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IRA Periodic Distribution Form 

IRA-FRM-30
Updated: 10/18

Use this form to request periodic distributions, establish a series of substantial equal periodic payments (SEPPs), or change dividend/capital gains distribution options from your Invesco IRA.

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IRA Required Minimum Distribution (RMD) Form 

IRA-FRM-32
Updated: 09/18

Use this form to request an RMD or change an existing periodic RMD from your Invesco IRA.

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IRA Beneficiary Transfer/Distribution Form 

IRA-FRM-29
Updated: 09/18

Use this form to request a transfer or distribution from a deceased account owner's IRA or a distribution from an existing beneficiary IRA.

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Removal of Excess Contribution Form 

IRA-FRM-33
Updated: 11/18

Use this form to request the removal of an excess contribution and any attributable earnings from your Invesco IRA.

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Traditional or Roth IRA Recharacterization Form 

IRA-FRM-17
Updated: 11/18

Use this form to recharacterize current or prior year IRA contributions (Roth IRA to Traditional IRA or Traditional IRA to Roth IRA) or to reverse a conversion made into your Roth IRA from a Traditional, SEP, SARSEP or SIMPLE IRA.

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IRA to Invesco Roth IRA Conversion Form 

IRA-FRM-15
Updated: 11/18

Use this form to convert assets from an existing Invesco Traditional, SEP, SIMPLE, or SARSEP IRA to an Invesco Roth IRA.

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Traditional or Roth IRA Application 

IRA-FRM-14
Updated: 05/19

Use this form to establish an Invesco Traditional or Roth IRA with Invesco Trust Company (ITC) as custodian. Copies of the applicable custodial agreements and disclosure statements are included.

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IRA Account Options Form 

IRA-FRM-18
Updated: 12/18

Use this form to add or update bank information, systematic options, or telephone privileges on your Invesco Traditional, Roth, SEP, SARSEP or SIMPLE IRA.

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Retirement Account Transfer/Rollover Form 

AIM-FRM-22
Updated: 11/18

Use this form to transfer or rollover eligible retirement assets to an Invesco Traditional, Roth, SEP, SIMPLE, or SARSEP IRA, convert assets from another custodian to an Invesco Roth IRA, or to transfer a beneficiary IRA.

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SEP Application 

SEP-FRM-1
Updated: 05/19

Use this form to establish an Invesco SEP or SARSEP IRA with Invesco Trust Company (ITC) as custodian.

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SEP IRA Transmittal Form 

SEP-FRM-2
Updated: 12/18

Use this form to submit SEP contribution instructions.

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SARSEP IRA Enrollment and Salary Savings Agreement 

SARSEP-FRM-1
Updated: 03/17

Use this form to add, change, or withdraw participant salary deferral elections for SARSEP IRA plans established before 1997.

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SARSEP IRA Deferral Percentage Test 

SARSEP-FRM-2
Updated: 03/17

Use this form to determine the actual deferral percentage for non-highly compensated employees and calculate the maximum permissible deferral for each highly compensated employee.

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SIMPLE IRA Plan Application 

SIM-FRM-24
Updated: 05/19

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a SIMPLE IRA for the Plan indicated in section 1.

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SIMPLE IRA Account Application - Participant 

SIM-FRM-27
Updated: 05/19

Use this form to establish an Invesco SIMPLE IRA participant account with Invesco Trust Company (ITC) as custodian.

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SIMPLE IRA Salary Reduction Agreement Form 

IRA-FRM-11
Updated: 03/19

Use this form to establish or change your SIMPLE IRA salary reduction election.

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SIMPLE IRA Initial Contribution Verification Form 

SIM-FRM-4
Updated: 10/17

Use this form to update the date of initial contribution made by the employer into the participant's SIMPLE IRA account.

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Invesco Solo 401(k)®
Solo 401(k) Plan Establishment Kit 

SOLO-FRM-4
Updated: 04/19

Use this kit to establish a self-service Invesco Solo 401(k) Plan using prototype documents sponsored by Invesco Distributors, Inc.

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Solo 401(k) Participant Enrollment Form 

SOLO-FRM-2
Updated: 05/19

Use this form to add an owner/spouse or change future investment allocation percentages to an existing Invesco Solo 401(k) Plan using prototype documents sponsored by Invesco Distributors, Inc.

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Solo 401(k) Transfer/Rollover Form 

SOLO-FRM-7
Updated: 04/19

Use this form when rolling over a retirement plan distribution to an Invesco Solo 401(k).

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Single K/Solo 401(k) Distribution Form 

SOLO-FRM-5
Updated: 09/19

Use this form to request a distribution from a participant's Single K or Solo 41(k) account.

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Solo 401(k) Loan Application and Agreement 

SOLO-FRM-6
Updated: 05/19

Use this form to request a loan from an Invesco Solo 401(k) Plan.

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Solo 401(k) Loan Repayment Change Form 

SOLO-FRM-11
Updated: 05/19

Use this form to change the bank account information and/or loan payment allocation on an existing loan.

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403(b)/ORP Forms
403(b) Distribution Form 

403B-FRM-2
Updated: 07/19

Use this form to request a distribution from your Invesco 403(b)(7) account.

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403(b)(7) Loan Application and Agreement 

SOLO-FRM-6
Updated: 05/19

Use this form to request a loan from an Invesco 403(b)(7) Plan.

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403(b)(7) Loan Repayment Change Form 

SOLO-FRM-11
Updated: 05/19

Use this form to change the bank account information and/or loan payment allocation on an existing loan.

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Invesco Optional Retirement Program (ORP) Distribution Form 

ORP-FRM-1
Updated: 09/18

Use this form to request a distribution from your Invesco ORP account.

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403(b)(7) Participant Account Application 

403B-APP-1
Updated: 05/19

Use this form to establish an Invesco 403(b)(7) Custodial Account with Invesco Trust Company (ITC) as Custodian

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403(b)(7) Contract Exchange/Transfer/Rollover Form 

403B-FRM-1
Updated: 05/19

Use this form to request a contract exchange, plan to plan transfer, or direct rollover to an Invesco 403(b)(7) custodial account.

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403(b)(7) Employer Application 

403B-APP-3
Updated: 05/19

Use this form to provide Invesco Investment Services, Inc. (IIS) employer information which will allow us to appropriately service your 403(b)(7) plan.

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403(b) Plan Service Provider Agreement Form 

403B-LGL-3
Updated: 05/19

403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc.

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501(c)(3) Non-Erisa 403(b) Plan Service Provider Agreement Form 

403B-LGL-5
Updated: 05/19

501(c)(3) non-ERISA 403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc.

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403(b)(7) Plan Salary Reduction Agreement Form 

403B-FRM-23
Updated: 05/19

Use this form to indicate salary reduction agreement amounts when no similar form is available from your employer.

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403(b)(7) Maximum 2019 Contribution Worksheet 

403B-FRM-25
Updated: 05/19

Use this worksheet to determine the maximum amount you may contribute to your 403(b)(7) plan for the current year. We recommend you consult with a tax or financial advisor when completing this form.

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403(b)(7) Non-ERISA Financial Hardship Distribution Form 

403B-FRM-26
Updated: 05/19

Use this form to request a financial hardship distribution from your Invesco non-ERISA 403(b)(7) account. We recommend that you consult with a tax or financial advisor regarding the consequences of this transaction.

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403(b)(7) Non-ERISA Plan Data Collection Form  

403B-FRM-28
Updated: 05/19

Use this form to provide Invesco Investment Services, Inc. (IIS) the information necessary to determine if the participant indicated below is eligible for a distribution or loan from his or her 403(b) account.

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403(b)(7) AIG Financial Hardship Distribution Form 

403B-FRM-27
Updated: 05/19

Use this form to request a financial hardship distribution from your Invesco 403(b)(7) where AIG Retirement Services is the Third Party Administrator (TPA).

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Qualified Plans (Investment Only)
Omnibus Retirement Plan Application 

AIM-FRM-35
Updated: 05/19

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish the non Invesco-sponsored omnibus qualified retirement plan.

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Qualified Retirement Plan Application 

QRP-APP-1
Updated: 05/19

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-Invesco sponsored qualified retirement plan.

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Qualified Retirement Plan Transfer/Rollover Form 

QRP-FRM-1
Updated: 04/19

Use this form to transfer or rollover eligible retirement assets to a non Invesco-sponsored qualified retirement plan.

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Qualified Plan Participant Enrollment Form (for adding new participants) 

QRP-FRM-3
Updated: 05/19

Use this form to add a participant to an existing qualified retirement plan.

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Qualified Retirement Plan Distribution Form 

QRP-FRM-2
Updated: 08/18

Use this form to request a distribution from a non-Invesco sponsored qualified retirement plan (401(k), profit sharing, or money purchase pension plan).

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