Unit Trusts

Dividend Income & Value Portfolio (DIVP0141)

Objective

The portfolio seeks an attractive level of dividend income with potential for capital appreciation. The portfolio seeks to achieve its objective by investing in a portfolio of stocks.

Why Consider Investing In The Dividend Income & Value Portfolio?

  • Quarterly distributions, if any
  • Multi-step selection process aimed at identifying quality stocks
  • Ease of ownership; disciplined process

Stock Selection Process
Screen the S&P 500 Index to include only those that have:

  1. A Standard & Poor's senior bond rating of A- or higher.
  2. Companies must have a market value per share of $5.00 or higher.
  3. Companies must have reported positive free cash flow over the most recent twelve months.
  4. Each stock must be rated "Buy" or "Overweight" from the FactSet consensus analyst recommendation.
  5. Each stock must be in an industry group rated: "Hold", "Buy" or "Strong Buy" according to S&P's Research Stock Appreciation Ranking System (STARS).
  6. The 25 highest dividend-yielding stocks are chosen.

The stock of any affiliate of the Sponsor is excluded. In addition, a stock will be excluded if, based on publicly available information as of the selection date, the company is the target of an announced business acquisition which the Sponsor expects will close within six months of the date of deposit. An excluded stock will be replaced by the stock with the next highest dividend yield as of the selection date.

FactSet is a database of security recommendations from many different contributing firms. FactSet translates the data into a uniform consensus average recommendation from the contributing firms. FactSet presents recommendations on a 1 (Buy) - 3 (Sell) scale numerically.

A credit rating is an assessment provided by a nationally recognized statistical rating organization (NRSRO) of the creditworthiness of an issuer with respect to debt obligations, including specific securities, money market instruments or other debts. Ratings are measured on a scale that generally ranges from AAA/Aaa (highest) to D/C (lowest); ratings are subject to change without notice. For more information on Standard and Poor's rating methodology, please visit www.standardandpoors.com and select 'Understanding Ratings' under Rating Resources on the homepage.

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as of 02/28/2014

Style map

as of 04/17/2014

Country Breakdown

as of 04/17/2014

Sector Breakdown

  Trust Weighting (%) S&P 500 Index
Weighting (%)
Consumer Discretionary 0.00 11.92
Consumer Staples 0.00 9.84
Energy 0.00 10.52
Financials 0.00 16.21
Health Care 0.00 13.07
Industrial 0.00 10.72
Information Technology 0.00 18.52
Materials 0.00 3.52
Other 100.00 0.00
Telecommunication Services 0.00 2.49
Utilities 0.00 3.19
as of 04/17/2014

Market Cap / Style Breakdown

  Trust Weighting (%) S&P 500 Index
Weighting (%)
Large-Cap Value 40.44 28.64
Large-Cap Blend 50.99 29.61
Large-Cap Growth 8.56 30.33
Mid-Cap Value 0.00 4.75
Mid-Cap Blend 0.00 3.87
Mid-Cap Growth 0.00 2.79
Small-Cap Value 0.00 0.02
Small-Cap Blend 0.00 0.00
Small-Cap Growth 0.00 0.00
Other 0.00 0.00
as of 04/17/2014

Keystats

Weighted Avg P/E 19.13
Weighted Avg P/B 3.90
Weighted Avg Market Cap (MM) $104,625.00
Weighted Avg 1 Yr EPS -4.23%
Weighted Avg 3 Yr EPS 27.68%
Weighted Avg PEG Ratio 2.30
Weighted Avg Beta 0.90

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

This trust is concentrated in the financial institutions sector. There are potential risks of investing in a concentrated market sector such as financial services which has certain specific risks, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

There can be no guarantee or assurance that companies will declare dividends in the future or that if declared, they will remain at current levels or increase over time.

as of 04/17/2014

Cumulative Return (%)

Maximum Sales Charge: 3.45%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge -0.65 -0.65 -0.86 N/A
Without Sales Charge 2.90 2.90 2.68 N/A
S&P 500 Index 1.81 1.81 1.28 N/A
as of 04/17/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge N/A N/A N/A N/A
Without Sales Charge N/A N/A N/A N/A
S&P 500 Index N/A N/A N/A N/A

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge -0.65%
Without Sales Charge 2.9%
S&P 500 Index 1.81%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

This trust is concentrated in the financial institutions sector. There are potential risks of investing in a concentrated market sector such as financial services which has certain specific risks, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

There can be no guarantee or assurance that companies will declare dividends in the future or that if declared, they will remain at current levels or increase over time.

as of 04/17/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Abbvie Inc ABBV Other Large-Cap Value 3.70
Ace Limited ACE Other Large-Cap Blend 4.02
Applied Materials Incorporated AMAT Other Large-Cap Blend 4.21
Automatic Data Processing ADP Other Large-Cap Blend 3.68
Boston Pptys Inc BXP Other Large-Cap Growth 4.36
Bristol-Myers Squibb Co BMY Other Large-Cap Blend 3.39
Caterpillar Inc CAT Other Large-Cap Blend 4.35
Cisco Systems Inc CSCO Other Large-Cap Blend 3.99
Cme Group Inc CME Other Large-Cap Blend 3.57
Coca-Cola Company KO Other Large-Cap Blend 3.93
Conocophillips COP Other Large-Cap Value 4.24
Emerson Electric Co EMR Other Large-Cap Blend 3.84
General Dynamics Corp GD Other Large-Cap Value 4.41
General Elec Co GE Other Large-Cap Value 3.81
Johnson & Johnson JNJ Other Large-Cap Blend 4.07
McDonald's Corp MCD Other Large-Cap Blend 4.05
Nextera Energy, Inc. NEE Other Large-Cap Value 4.28
Occidental Petroleum Corporation OXY Other Large-Cap Value 4.03
Pepsico Inc PEP Other Large-Cap Blend 3.96
Pnc BK Corp PNC Other Large-Cap Value 4.15
Procter & Gamble Co PG Other Large-Cap Blend 3.95
Simon Property Group Inc SPG Other Large-Cap Growth 4.20
US Bancorp USB Other Large-Cap Value 3.80
Wal-Mart Stores Inc WMT Other Large-Cap Value 3.90
Wells Fargo Co WFC Other Large-Cap Value 4.12

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

This trust is concentrated in the financial institutions sector. There are potential risks of investing in a concentrated market sector such as financial services which has certain specific risks, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

There can be no guarantee or assurance that companies will declare dividends in the future or that if declared, they will remain at current levels or increase over time.

as of 04/17/2014

DIVP0141

  • Offer Price $10.32210
  • WRAP Price $10.03720
  • Bid Price $10.21100
  • Liquidation Price $9.96600

Trust Specifics

  • Jan 14, 2014 Deposit Date
  • Jan 14, 2014 -
    Apr 14, 2014
    Scheduled
    Primary Offering
    Period
  • IAACGX Nasdaq Symbol
  • 24 months Term of Trust
  • Jan 19, 2016 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Maximum Sales Charge 3.45%
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.243840
  • Initial Payable Date2 May 25, 2014
  • Initial Record Date2 May 10, 2014
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133Y322 46133Y348
Re-invest CUSIP 46133Y330 46133Y355
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.