Unit Trusts

The Dow Jones Large Cap Growth Strategy (DJLG0131)

The information shown relates to a trust that is no longer offered for sale. This information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

Strategy

The portfolio seeks above-average capital appreciation. The portfolio seeks to achieve its objective by using an enhanced index strategy to select a portfolio of 20 stocks from the Dow Jones U.S. Large Cap Growth Index.

Why Consider Investing In the Dow Jones Large Cap Growth Strategy?

  1. Well-established, large cap growth companies
    Large cap growth companies are generally well-established companies with long operating histories that often operate across many businesses. Growth companies are generally categorized "Growth" due to earnings or sales growth, recent price appreciation or estimated earnings growth. Growth companies may provide potential capital appreciation but come with more exposure to risk due to issues such as the uncertainty that earnings and revenue growth will come to pass.
  2. Exposure to overseas markets
    With the weakening of the U.S. dollar, many investors are concerned about investing solely in U.S. companies. Due to their size, large cap companies often derive a percentage of their profits from overseas operations. They may be less sensitive to changes in the U.S. economy and they may help hedge the risk of investing in the U.S. without investing in a potentially more volatile international portfolio.
  3. Style consistency
    By selecting 20 companies from the Dow Jones U.S. Large Cap Growth Index, there may be less chance for style drift than investing in a major broad market index. Since the portfolio is not managed throughout its term, you also know exactly which large cap companies you own when making an investment.
  4. Diversification across sectors
    The portfolio includes companies from at least three Dow Jones industry sectors. Each sector's performance may be affected by different factors, and the portfolio may give investors an opportunity for greater diversification across industry sectors with potentially less risk than investing in a single sector.
  5. Potential growth by reinvestment
    Growth companies often do not issue dividends, and plow back earnings into capital improvements. Instead of receiving dividends, investors may have a greater potential for appreciation because the growth company is investing in the business.

Stock Selection Process
The sponsor implemented the strategy using information available as of the close of business on the last trading day of the month prior to the deposit date. Beginning with the stocks in the Dow Jones U.S. Large Cap Growth Index (the "Index"), the strategy excludes the bottom 20% of stocks based on market capitalization. The strategy then ranks each remaining company in the Index from highest to lowest based on the following strategy screens:


  • Price/Sales to Five-Year Average—Current price/sales ratio divided by median price/sales ratio over past 60 months,
  • Price/Free Cash Flow Ratio—Stock price divided by per share free cash flow over past four fiscal quarters. Free cash flow represents the net change in cash from all items classified in the operating activities section on a statement of cash flows, minus capital spending and cash dividends,
  • Price/Earnings Ratio—Stock price divided by earnings per share from operations over past four fiscal quarters,
  • Total Return for the Past Six Months—The percentage return on a stock over most recent six months, reflecting dividends and change in stock price,
  • Long-Term Expected Profit Growth—The simple average of analysts' estimates for five-year growth in earnings per share as provided by S&P Capital IQ, and
  • EPS Revisions Current Quarter—The net percentage of positive profit-estimate revisions, as provided by Capital IQ. First, the number of earnings estimates for the next fiscal quarter that have been decreased from the prior month are subtracted from the number that have been increased. Next, that result is divided by the total number of earnings estimates for the quarter.

Capital IQ is a Standard & Poor's business that delivers comprehensive fundamental and quantitative research and analysis, including earnings estimates of analysts who contribute to the Capital IQ database.

The strategy assigns each stock a rank score for each of these categories with the lowest score being 1 and the highest score being the total number of stocks in the Index. The strategy ranks these stocks by total score and selects the top 20 stocks, provided that no more than 8 of the stocks in the initial portfolio are selected from any single economic sector (as furnished by Dow Jones Indexes). In the event that 8 stocks in the initial portfolio are from a single economic sector, each such additional stock will be replaced with the stock with the next highest total score that is not in that same sector. A stock will be excluded and such stock will be replaced with the stock with the next highest total score if, based on publicly available information as of the selection date, the company is the target of an announced business acquisition which the Sponsor expects will close within six months of the date of the trust prospectus. In addition, if two stocks are assigned the same total score, the stock with the higher score for Total Return for the Past Six Months is ranked higher. When the portfolio terminates, you can elect to follow the strategy by redeeming your Units and reinvesting the proceeds in a new portfolio, if available.

Diversification does not ensure a profit or eliminate the risk of loss.

 Read more
as of 02/28/2014

Style map

as of 04/17/2014

Country Breakdown

as of 04/17/2014

Sector Breakdown

as of 04/17/2014

Market Cap / Style Breakdown

  Trust Weighting (%) DOW JONES LARGE CAP GROWTH
Weighting (%)
Large-Cap Value 0.00 1.27
Large-Cap Blend 23.34 33.36
Large-Cap Growth 70.60 64.94
Mid-Cap Value 0.00 0.00
Mid-Cap Blend 3.77 0.43
Mid-Cap Growth 0.00 0.00
Small-Cap Value 0.00 0.00
Small-Cap Blend 0.00 0.00
Small-Cap Growth 0.00 0.00
Other 2.28 0.00
as of 04/17/2014

Keystats

Weighted Avg P/E 26.75
Weighted Avg P/B 3.98
Weighted Avg Market Cap (MM) $77,881.10
Weighted Avg 1 Yr EPS 22.86%
Weighted Avg 3 Yr EPS 106.30%
Weighted Avg PEG Ratio 1.34
Weighted Avg Beta 1.08
From 12/31/1992 - 11/30/2013
( Source Bloomberg, L.P. )

Hypothetical Performance of
$10,000 Investment

Annual Total Return

Standard Deviation Strategy DOW JONES LARGE CAP GROWTH
12/31/1992 - 11/30/2013 29.98% 24.95%
Annual Total Return Strategy DOW JONES LARGE CAP GROWTH
12/31/1993 4.54% -0.19%
12/31/1994 9.50% 3.99%
12/31/1995 42.41% 36.46%
12/31/1996 4.36% 23.24%
12/31/1997 38.96% 33.28%
12/31/1998 61.75% 45.77%
12/31/1999 80.33% 36.38%
12/31/2000 -7.50% -32.41%
12/31/2001 -15.58% -25.46%
12/31/2002 -31.40% -31.58%
12/31/2003 45.28% 29.52%
12/31/2004 13.74% 5.18%
12/31/2005 12.15% 2.56%
12/31/2006 2.37% 7.50%
12/31/2007 -2.95% 12.02%
12/31/2008 -46.13% -39.43%
12/31/2009 42.65% 38.56%
12/31/2010 10.14% 11.16%
12/31/2011 -1.27% 0.30%
12/31/2012 14.72% 15.79%
11/30/2013 27.56% 26.65%

Average Annual Total Return

Average Annual Return
(for the period ended 12/31/2012)
Strategy DOW JONES LARGE CAP GROWTH
1-Year 13.58% 15.79%
3-Year 7.29% 8.88%
5-Year -1.04% 1.62%
10-Year 5.74% 6.19%
15-Year 6.92% 1.49%
20-Year 9.83% 5.48%

The above graph represents a hypothetical $10,000 investment in the trust strategy (not any actual trust) and the associated benchmark over the period indicated in the graph. The graph assumes the sum of the initial investment ($10,000) and all dividends (including those on stocks trading ex-dividend as of the last day of the year) and appreciation during a year are reinvested at the end of that year.

All strategy performance is hypothetical (not any actual trust) and reflects trust sales charges (full sales charge in first year of 2.95% and reduced rollover charge thereafter of 1.95%) and expenses but not brokerage commissions on stocks or taxes. Past performance is no guarantee of future results. Actual returns will vary from hypothetical strategy returns due to timing differences and because the trust may not be invested equally in all stocks or be fully invested at all times. In any given year the strategy may lose money or underperform the index. Returns are calculated by taking year-end prices, subtracting them from the prices at the end of the following year (adjusting for any stock splits that might have occurred during the year) and adding dividends received for the period divided by starting price. Average annual total return and total return measure change in the value of an investment plus dividends, assuming quarterly reinvestment of dividends. Average annual total return reflects annualized change while total return reflects aggregate change and is not annualized. Standard deviation is a measure of volatility that represents the degree to which an investment's performance has varied from its average performance over a particular period. Standard deviation does not compare the volatility of an investment relative to other investments or the overall stock market. The more an investment's return varies from the investment's average return, the more volatile the investment. Standard deviation is based on past performance and is no guarantee of future results.

Please keep in mind that high, double-digit and/or triple-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Indices are statistical composites and their returns do not include payment of any sales charges or fees an investor would pay to purchase the securities they represent. Such costs would lower performance. It is not possible to invest directly in an index. The historical performance of the indices are shown for illustrative purposes only; it is not meant to forecast, imply or guarantee the future performance of any particular investment or the trust, which will vary.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

You should consider this trust as part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will encounter tax consequences associated with reinvesting from one trust to another.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The trust is concentrated in the technology industry. There are certain risks specific to the technology sector such as rapid product obsolescence, volatile stock prices and speculative trading.

as of 04/17/2014

Cumulative Return (%)

Maximum Sales Charge: N/A
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge N/A 24.32 N/A 9.13
Without Sales Charge 1.38 27.44 0.00 11.87
DOW JONES LARGE CAP GROWTH -1.12 21.86 -1.38 8.97
as of 04/17/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge 24.13 N/A N/A 20.14
Without Sales Charge 27.25 N/A N/A 22.68
DOW JONES LARGE CAP GROWTH 22.09 N/A N/A 18.13

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 24.32%
Without Sales Charge 27.44%
DOW JONES LARGE CAP GROWTH 21.86%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

You should consider this trust as part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will encounter tax consequences associated with reinvesting from one trust to another.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The trust is concentrated in the technology industry. There are certain risks specific to the technology sector such as rapid product obsolescence, volatile stock prices and speculative trading.

as of 04/17/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Apple Computer Inc AAPL Other Large-Cap Blend 4.52
Broadcom Corp BRCM Other Large-Cap Growth 3.59
Cameron International Corp CAM Other Mid-Cap Blend 3.77
Celgene Corp CELG Other Large-Cap Growth 5.59
Cisco Systems Inc CSCO Other Large-Cap Blend 4.23
Cognizant Tech Solutions CTSH Other Large-Cap Growth 4.95
Danaher Corp DHR Other Large-Cap Growth 4.66
Deere & Co DE Other Large-Cap Blend 3.89
Directv DTV Other Large-Cap Blend 5.59
Eog Resources Inc EOG Other Large-Cap Growth 6.09
Express Scripts Holdings Co ESRX Other Large-Cap Growth 5.12
Franklin Resources Inc BEN Other Large-Cap Growth 4.48
Liberty Global - Series C LBTYK Other Other Other 2.28
Liberty Global Plc LBTYA Other Large-Cap Growth 2.34
McKesson Hboc Inc MCK Other Large-Cap Growth 6.49
Oracle Corp ORCL Other Large-Cap Growth 4.40
Priceline.com Inc PCLN Other Large-Cap Growth 6.92
Qualcomm Inc QCOM Other Large-Cap Growth 4.69
Salesforce.com Inc CRM Other Large-Cap Growth 5.03
Thermo Electron Corp TMO Other Large-Cap Growth 6.26
United Technologies Corp UTX Other Large-Cap Blend 5.11

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

You should consider this trust as part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will encounter tax consequences associated with reinvesting from one trust to another.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The trust is concentrated in the technology industry. There are certain risks specific to the technology sector such as rapid product obsolescence, volatile stock prices and speculative trading.

as of 04/17/2014

DJLG0131

  • Offer Price -
  • WRAP Price -
  • Bid Price $12.41540
  • Liquidation Price $12.41540

Trust Specifics

  • Feb 07, 2013 Deposit Date
  • Feb 07, 2013 -
    May 08, 2013
    Scheduled
    Primary Offering
    Period
  • IDJLCX Nasdaq Symbol
  • 15 months Term of Trust
  • May 09, 2014 Termination Date
  • Tax Status:
    GRANTOR
  • Public Offering Price
    (End of deposit date) $10.00000
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.065470
  • Initial Payable Date2 Mar 25, 2013
  • Initial Record Date2 Mar 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46132Y844 46132Y869
Re-invest CUSIP 46132Y851 46132Y877
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.