Unit Trusts

The Dow Jones Select Dividend Index Strategy Portfolio (EDVY0141)

Strategy

The Dow Jones Select Dividend Index Strategy Portfolio, an enhanced index unit investment trust, consists of 20 dividend-paying stocks.

Investment Objective

The portfolio seeks above-average total return. The portfolio seeks to achieve its objective by investing in a portfolio of stocks. The Dow Jones Select Dividend Index Strategy Portfolio consists of 20 securities selected from the 100 stocks within The Dow Jones Select Dividend Index and follows a simple investment strategy created and implemented by Horizon Investment Services, LLC,1 using its Quadrix®2 stock rating system.


Why Consider Investing in the Dow Jones Select Dividend Index Strategy Portfolio?

  • Regardless of the market's ups and downs, dividend-paying stocks have historically offered solid performance. Of course, past performance is no guarantee of future results, and the payment of dividends is not assured.
  • The strategy offers a diversified portfolio derived from The Dow Jones Select Dividend Index.
  • The portfolio consists of 20 dividend-paying stocks. Future dividend payment by a stock issuer cannot be assured.
What is the Dow Jones Select Dividend Index?
The Dow Jones Select Dividend Index seeks to represent the top 100 U.S. stocks by dividend yield. The Index is derived from The Dow Jones U.S. Index3 and generally consists of 100 dividend paying stocks that have:
  • 5 year non-negative dividend growth rate
  • 5 year dividend payout ratio4 of 60 percent or less
  • 3-month average daily trading volume of at least 200,000 shares
How Are Stocks Selected for the Dow Jones Select Dividend Index Strategy Portfolio?
The portfolio is selected by applying a strategy created and implemented by Horizon Investment Services, LLC, using the Quadrix®2 stock rating system. From The Dow Jones Select Dividend Index, 20 stocks are selected with the best overall combination of the following factors5:
  • 1-year Percentage Change in Tangible Book Value
  • 5-year Expected Profit Growth Using the I/B/E/S Average Growth Estimate
  • 3-year Dividend Growth
  • Price/Book Value
The strategy ranks the stocks in each category with a score 1-100. The highest possible score is 400 and the lowest possible score is 4. A score of 100 is given to the stock with the best rank in each category (highest rank for One-Year Change in Tangible Book Value, Five-Year Expected Profit Growth, Three-Year Dividend Growth and the lowest rank for Price to Book Value), and a score of 1 is given to the stock with the worst rank. If two stocks are assigned the same score, the stock with the lower Price/Book Value will rank higher. The strategy ranks the stocks by total score and selects the top 20 stocks, provided that no more than 12 stocks are selected from any single industry. In addition, a stock will be excluded and such stock will be replaced with the stock with the next highest total score if, based on publicly available information as of the selection date, the company is the target of an announced business acquisition which Invesco expects will close within six months of the date of deposit.

1 Horizon Investment Services, LLC is the property of Horizon Investment Services, LLC, which is not affilliated with Invesco. Horizon Investment Services, LLC is being paid a license fee for the use of certain marks and is also being compensated for portfolio consultant services, including selection of securities for the trust.

2 Quadrix® is a proprietary system that seeks to identify factors that contribute to historical performance of a group of stocks.

3 The Dow Jones U.S. U.S. Market Index is a rules-governed, broad-market benchmark that represents approximately 95 percent of U.S. market capitalization. An investment cannot be made directly into an index.

4 Measures what a company pays to investors in the form of dividends. Calculated by dividing the annual dividends per share by the Earnings Per Share.

5 One-Year Change in Tangible Book Value—The percentage change in the net asset value of a company, calculated by total assets minus intangible assets and liabilities. Five-Year Expected Profit Growth—Calculated by using the I/B/E/S 5-year average growth estimate. I/B/E/S is a database of security recommendations and estimates from many different contributing firms that translates the data into a uniform consensus average recommendations and estimates from the contributing firms. Three-Year Dividend Growth—The average growth rate of a company's paid dividends over the previous three years. Price to Book Value—A ratio calculated by dividing the current stock price per share by the current book value per share.

 Read more
as of 02/28/2014

Style map

as of 04/23/2014

Country Breakdown

as of 04/23/2014

Sector Breakdown

as of 04/23/2014

Market Cap / Style Breakdown

as of 04/23/2014

Keystats

Weighted Avg P/E 18.20
Weighted Avg P/B 3.13
Weighted Avg Market Cap (MM) $45,444.20
Weighted Avg 1 Yr EPS 18.95%
Weighted Avg 3 Yr EPS 69.26%
Weighted Avg PEG Ratio 2.23
Weighted Avg Beta 0.97
From 12/31/1991 - 12/31/2013
( Source Bloomberg, L.P. )

Hypothetical Performance of
$10,000 Investment

Annual Total Return

Standard Deviation Strategy DJ Select Dividend Index
12/31/1991 - 12/31/2013 21.04% 16.51%
Annual Total Return Strategy DJ Select Dividend Index
12/31/1992 24.35% 22.88%
12/31/1993 10.91% 14.59%
12/31/1994 -4.61% -0.19%
12/31/1995 40.68% 42.81%
12/31/1996 20.29% 25.08%
12/31/1997 46.15% 37.84%
12/31/1998 6.05% 4.34%
12/31/1999 -9.48% -4.08%
12/31/2000 24.14% 24.86%
12/31/2001 51.82% 13.09%
12/31/2002 2.89% -3.94%
12/31/2003 36.18% 30.16%
12/31/2004 16.44% 18.14%
12/31/2005 0.08% 3.79%
12/31/2006 19.20% 19.54%
12/31/2007 -11.74% -5.16%
12/31/2008 -40.69% -30.97%
12/31/2009 15.72% 11.13%
12/31/2010 19.25% 18.32%
12/31/2011 -0.84% 12.42%
12/31/2012 14.73% 10.84%
12/31/2013 26.53% 29.06%
03/31/2014 -2.05% 3.75%

Average Annual Total Return

Average Annual Return
(for the period ended 12/31/2013)
Strategy DJ Select Dividend Index
1-Year 25.26% 29.06%
3-Year 12.53% 17.16%
5-Year 14.48% 16.16%
10-Year 3.64% 7.33%
15-Year 8.54% 8.58%
20-Year 11.33% 11.49%

The above graph represents a hypothetical $10,000 investment in the trust strategy (not any actual trust) and the associated benchmark over the period indicated in the graph. The graph assumes the sum of the initial investment ($10,000) and all dividends (including those on stocks trading ex-dividend as of the last day of the year) and appreciation during a year are reinvested at the end of that year.

All strategy performance is hypothetical (not any actual trust) and reflects trust sales charges (full sales charge in first year of 2.95% and reduced rollover charge thereafter of 1.95%) and expenses but not brokerage commissions on stocks or taxes. Past performance is no guarantee of future results. Actual returns will vary from hypothetical strategy returns due to timing differences and because the trust may not be invested equally in all stocks or be fully invested at all times. In any given year the strategy may lose money or underperform the index. Returns are calculated by taking year-end prices, subtracting them from the prices at the end of the following year (adjusting for any stock splits that might have occurred during the year) and adding dividends received for the period divided by starting price. Average annual total return and total return measure change in the value of an investment plus dividends, assuming quarterly reinvestment of dividends. Average annual total return reflects annualized change while total return reflects aggregate change and is not annualized. Standard deviation is a measure of volatility that represents the degree to which an investment's performance has varied from its average performance over a particular period. Standard deviation does not compare the volatility of an investment relative to other investments or the overall stock market. The more an investment's return varies from the investment's average return, the more volatile the investment. Standard deviation is based on past performance and is no guarantee of future results.

Please keep in mind that high, double-digit and/or triple-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Indices are statistical composites and their returns do not include payment of any sales charges or fees an investor would pay to purchase the securities they represent. Such costs would lower performance. It is not possible to invest directly in an index. The historical performance of the indices are shown for illustrative purposes only; it is not meant to forecast, imply or guarantee the future performance of any particular investment or the trust, which will vary.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

as of 04/23/2014

Cumulative Return (%)

Maximum Sales Charge: 2.45%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge -0.58 -0.58 -0.86 N/A
Without Sales Charge 1.92 1.92 1.63 N/A
DJ Select Dividend Index 6.27 6.27 4.93 N/A
as of 04/23/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge N/A N/A N/A N/A
Without Sales Charge N/A N/A N/A N/A
DJ Select Dividend Index N/A N/A N/A N/A

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

"Returns With Transactional Sales Charge" reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee, if applicable. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee, if applicable, is reflected in the returns as of the time of payment by a trust. These returns reflect any deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for "With Transactional Sales Charge" data.

"Returns Without Transactional Sales Charge" do not reflect any transactional sales charge and do not reflect any applicable creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee, if applicable, is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. The trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge -0.58%
Without Sales Charge 1.92%
DJ Select Dividend Index 6.27%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, deferred sales charges and creation and the development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

as of 04/23/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Allstate Corp ALL Financials Large-Cap Value 5.11
BB&T Corp BBT Financials Large-Cap Value 5.03
Chevron Corp CVX Energy Large-Cap Value 4.89
Cleco Corporation CNL Utilities Small-Cap Value 5.32
Cliffs Natural Resources, Inc. CLF Materials Small-Cap Value 3.47
Cms Energy Corp CMS Utilities Mid-Cap Value 5.48
Emerson Electric Co EMR Industrial Large-Cap Blend 4.89
General Elec Co GE Industrial Large-Cap Value 4.67
Hubbell Inc - Cl B HUB/B Industrial Mid-Cap Blend 5.27
Intel Corp INTC Information Technology Large-Cap Value 5.08
International Flavors & Fragrances Inc IFF Materials Mid-Cap Blend 5.47
McDonald's Corp MCD Consumer Discretionary Large-Cap Blend 5.07
Meadwestvaco Corporation MWV Materials Mid-Cap Blend 5.16
Northeast Utilities NU Utilities Mid-Cap Value 5.36
Peoples United Financial Inc PBCT Financials Mid-Cap Blend 4.80
Sempra Energy SRE Utilities Large-Cap Value 5.35
Sensient Technologies Corp SXT Materials Small-Cap Value 5.59
Trustmark Corp TRMK Financials Small-Cap Value 4.32
Tupperware Corporation TUP Consumer Discretionary Mid-Cap Blend 4.41
Watsco Inc WSO Industrial Mid-Cap Growth 5.27

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

as of 04/23/2014

EDVY0141

  • Offer Price $10.12140
  • WRAP Price $9.92300
  • Bid Price $10.00580
  • Liquidation Price $9.87340

Trust Specifics

  • Jan 02, 2014 Deposit Date
  • Jan 02, 2014 -
    Mar 31, 2014
    Scheduled
    Primary Offering
    Period
  • IAABSX Nasdaq Symbol
  • 15 months Term of Trust
  • Apr 01, 2015 Termination Date
  • Tax Status:
    GRANTOR
  • Public Offering Price
    (End of deposit date) $10.00000
  • Maximum Sales Charge 2.45%
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.247640
  • Initial Payable Date2 Mar 25, 2014
  • Initial Record Date2 Mar 10, 2014
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133W383 46133W409
Re-invest CUSIP 46133W391 46133W417
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.