Unit Trusts

The Dow Jones Total Market Portfolio, Enhanced Index Strgy (ESTM0142)

Strategy

The portfolio seeks above-average capital appreciation. The portfolio invests in stocks of domestic companies selected by applying separate uniquely specialized enhanced sector strategies. The portfolio combines ten enhanced sector strategies: the Basic Materials Strategy, the Consumer Goods Strategy, the Consumer Services Strategy, the Energy Strategy, the Financials Strategy, the Health Care Strategy, the Industrials Strategy, the Technology Strategy, the Telecommunications Strategy and the Utilities Strategy. Each strategy makes up that percentage of the initial portfolio as its respective sector makes up of the Dow Jones U.S. Index.

The Dow Jones U.S. Index
The Dow Jones U.S. Index represents 95% of the investable U.S. equity market and is part of The Dow Jones Global Indexes (DJGI), a family of comprehensive global indexes constructed to provide broad market coverage by world, region and country. Characteristics of the Dow Jones U.S. Index are as follows:

  • Consists of 10 Sector Indices - Basic Material, Consumer Goods, Consumer Services, Financials, Health Care, Industrials, Oil & Gas, Technology, Telecommunications and Utilities.
  • Complete asset class representation - consistent coverage of large-cap, mid-cap and small-cap stocks.
  • Float-adjusted market capitalization - accurately represents "investable" shares available for public purchase.
  • Quarterly component review - clearly stated rule-based regular review provides transparency and ensures invest ability of the Index.
  • Includes growth-oriented and value-oriented stocks.

The Dow Jones U.S. Index measures the performance of the U.S. equity broad market. The index is comprised of all the companies in the Dow Jones Large-Cap Index, Dow Jones Mid-Cap Index and Dow Jones Small-Cap Index.

Selection Methodology
The Enhanced Sector Strategy, Total Market Portfolio combines all of the enhanced sector strategies (Basic Materials, Consumer Goods, Consumer Services, Energy, Financials, Health Care, Industrials, Technology, Telecommunications and Utilities strategies) into one comprehensive investment that spans all the sectors within the Dow Jones U.S. Index. In addition, a stock will be excluded and such stock will be replaced with the stock with the next highest total score if, based on publicly available information as of the selection date, the company is the target of an announced business acquisition which Invesco expects will close within six months of the date of deposit.

Basic materials strategy - 20 stocks
Consumer goods strategy - 20 stocks
Consumer services strategy - 20 stocks
Energy strategy - 20 stocks
Financials strategy - 20 stocks
Health care strategy - 20 stocks
Industrials strategy - 20 stocks
Technology strategy - 20 stocks
Telecommunications strategy - 10 stocks
Utilities strategy - 20 stocks
The Dow Jones Total Market Portfolio, Enhanced Index Strategy - 190 stocks

Why Consider Investing in The Dow Jones Total Market Portfolio, Enhanced Index Strategy?

Diversification
Access to a defined subset of stocks in the Dow Jones U.S. Index. Markets move in cycles and sector returns can vary over time. Sectors move in and out of favor, adding a total market strategy to a core portfolio may enhance the return potential.

Diversification does not guarantee a profit or eliminate the risk of loss.

Sector Allocation
Greater Flexibility - It is possible to use the enhanced sector strategy products to rotate investments among different sectors or to overweight sectors in your overall portfolio at certain times. The Enhanced Sector Strategy, Total Market Portfolio will consist of stocks from each of the 10 sector strategies. In one portfolio, the total market strategy may contribute to the development of a comprehensive sector allocation strategy.

Total Market Sector
The Total Market Portfolio seeks to provide access to the stocks from each of 10 sector strategies. In addition to providing greater diversification than a single sector portfolio, it allows you to potentially benefit from the sophisticated back-tested models developed for each sector.

Attributes of the Enhanced Sector Strategy, Total Market Portfolio

  • Convenient and low-cost exposure to a subset of stocks in the Dow Jones U.S. Index.
  • Disciplined, rigorously back-tested stock selection models.
  • Quality, not quantity approach - selecting specific stocks because of their potential to contribute more to overall performance.

Through various screens, enhanced-index strategies may offer the potential to outperform their benchmark-in some cases.

 Read more
as of 03/13/2014

Style map

as of 04/17/2014

Country Breakdown

as of 04/17/2014

Sector Breakdown

as of 04/17/2014

Market Cap / Style Breakdown

  Trust Weighting (%) Dow Jones U.S. Index
Weighting (%)
Large-Cap Value 13.80 24.37
Large-Cap Blend 11.27 25.18
Large-Cap Growth 7.68 26.77
Mid-Cap Value 15.59 6.44
Mid-Cap Blend 17.71 6.52
Mid-Cap Growth 10.77 6.82
Small-Cap Value 12.45 1.56
Small-Cap Blend 6.86 1.45
Small-Cap Growth 3.86 0.89
Other 0.00 0.00
as of 03/13/2014

Expenses

(amount per unit)
Estimated Organization Costs:3 $0.0173
Total Estimated Annual Expenses:3 $0.0326
as of 04/17/2014

Keystats

Weighted Avg P/E 23.70
Weighted Avg P/B 2.44
Weighted Avg Market Cap (MM) $25,369.50
Weighted Avg 1 Yr EPS 37.78%
Weighted Avg 3 Yr EPS 55.45%
Weighted Avg PEG Ratio 4.38
Weighted Avg Beta 1.12
From 12/31/1992 - 12/31/2013
( Source Bloomberg, L.P. )

Hypothetical Performance of
$10,000 Investment

Annual Total Return

Standard Deviation Strategy Dow Jones U.S. Index
12/31/1992 - 12/31/2013 24.63% 19.26%
Annual Total Return Strategy Dow Jones U.S. Index
12/31/1993 17.78% 9.78%
12/31/1994 -1.60% 0.21%
12/31/1995 34.77% 36.62%
12/31/1996 24.87% 22.02%
12/31/1997 36.12% 31.81%
12/31/1998 18.63% 24.90%
12/31/1999 64.99% 22.72%
12/31/2000 21.65% -9.23%
12/31/2001 21.85% -11.95%
12/31/2002 -6.07% -22.08%
12/31/2003 52.60% 30.75%
12/31/2004 19.11% 12.01%
12/31/2005 14.12% 6.33%
12/31/2006 10.49% 15.63%
12/31/2007 -2.93% 6.14%
12/31/2008 -46.79% -37.15%
12/31/2009 54.46% 28.82%
12/31/2010 20.90% 16.72%
12/31/2011 -3.40% 1.38%
12/31/2012 10.26% 16.56%
12/31/2013 41.25% 32.96%
03/31/2014 1.20% 2.02%

Average Annual Total Return

Average Annual Return
(for the period ended 12/31/2013)
Strategy Dow Jones U.S. Index
1-Year 39.83% 32.96%
3-Year 14.20% 16.25%
5-Year 22.70% 18.76%
10-Year 7.99% 8.06%
15-Year 14.44% 5.30%
20-Year 16.22% 9.34%

The above graph represents a hypothetical $10,000 investment in the trust strategy (not any actual trust) and the associated benchmark over the period indicated in the graph. The graph assumes the sum of the initial investment ($10,000) and all dividends (including those on stocks trading ex-dividend as of the last day of the year) and appreciation during a year are reinvested at the end of that year.

All strategy performance is hypothetical (not any actual trust) and reflects trust sales charges (full sales charge in first year of 2.95% and reduced rollover charge thereafter of 1.95%) and expenses but not brokerage commissions on stocks or taxes. Past performance is no guarantee of future results. Actual returns will vary from hypothetical strategy returns due to timing differences and because the trust may not be invested equally in all stocks or be fully invested at all times. In any given year the strategy may lose money or underperform the index. Returns are calculated by taking year-end prices, subtracting them from the prices at the end of the following year (adjusting for any stock splits that might have occurred during the year) and adding dividends received for the period divided by starting price. Average annual total return and total return measure change in the value of an investment plus dividends, assuming quarterly reinvestment of dividends. Average annual total return reflects annualized change while total return reflects aggregate change and is not annualized. Standard deviation is a measure of volatility that represents the degree to which an investment's performance has varied from its average performance over a particular period. Standard deviation does not compare the volatility of an investment relative to other investments or the overall stock market. The more an investment's return varies from the investment's average return, the more volatile the investment. Standard deviation is based on past performance and is no guarantee of future results.

Please keep in mind that high, double-digit and/or triple-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Indices are statistical composites and their returns do not include payment of any sales charges or fees an investor would pay to purchase the securities they represent. Such costs would lower performance. It is not possible to invest directly in an index. The historical performance of the indices are shown for illustrative purposes only; it is not meant to forecast, imply or guarantee the future performance of any particular investment or the trust, which will vary.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 04/17/2014

Cumulative Return (%)

Maximum Sales Charge: 2.95%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge -1.06 -1.06 N/A N/A
Without Sales Charge 1.42 1.42 N/A N/A
Dow Jones U.S. Index 0.62 0.62 N/A N/A
as of 04/17/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge N/A N/A N/A N/A
Without Sales Charge N/A N/A N/A N/A
Dow Jones U.S. Index N/A N/A N/A N/A

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge -1.06%
Without Sales Charge 1.42%
Dow Jones U.S. Index 0.62%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 04/17/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
AT&T Inc. T Telecommunication Services Large-Cap Value 0.26
Abbvie Inc ABBV Health Care Large-Cap Value 0.58
Ace Limited ACE Financials Large-Cap Blend 0.90
Acuity Brands, Inc. AYI Industrial Mid-Cap Growth 0.58
Aecom Technology Corp ACM Industrial Small-Cap Value 0.67
Aflac Inc AFL Financials Large-Cap Value 0.85
Agl Resources, Incorporated GAS Utilities Mid-Cap Value 0.17
Alaska Airgroup Inc ALK Industrial Mid-Cap Blend 0.71
Alcoa Inc AA Materials Mid-Cap Blend 0.18
Alleghany Corporation Y Financials Mid-Cap Blend 0.95
Allegheny Technologies, Inc. ATI Materials Mid-Cap Blend 0.20
Alliant Techsystems Inc ATK Industrial Mid-Cap Value 0.69
Allied World Assurance Holdings Ltd AWH Financials Small-Cap Value 0.90
Allstate Corp ALL Financials Large-Cap Value 0.88
Amazon Com Inc AMZN Consumer Discretionary Large-Cap Growth 0.65
Amdocs DOX Information Technology Mid-Cap Blend 0.78
American International Group, Inc. AIG Financials Large-Cap Value 0.89
Amgen Inc AMGN Health Care Large-Cap Blend 0.57
Anixter Intl Inc AXE Information Technology Mid-Cap Blend 0.61
Apple Computer Inc AAPL Information Technology Large-Cap Blend 0.70
Argo Group International Holdings, Ltd. AGII Financials Small-Cap Value 0.92
Ascena Retail Group Inc ASNA Consumer Discretionary Small-Cap Blend 0.64
Ashland Inc ASH Materials Mid-Cap Value 0.16
Atwood Oceanics Inc ATW Energy Small-Cap Blend 0.45
Autonation, Inc. AN Consumer Discretionary Mid-Cap Blend 0.71
Avis Budget Group, Inc. CAR Industrial Mid-Cap Blend 0.76
Axiall Corporation AXLL Materials Small-Cap Value 0.17
Ball Corp BLL Materials Mid-Cap Value 0.67
Berkley W R Corp WRB Financials Mid-Cap Value 0.90
Brunswick Corp BC Consumer Discretionary Mid-Cap Blend 0.46
C.r. Bard Inc BCR Health Care Mid-Cap Growth 0.60
Cablevision Sys Corp Cl A CVC Consumer Discretionary Mid-Cap Value 0.64
Cabot Corp CBT Materials Mid-Cap Blend 0.18
Capital One Financial Corp COF Financials Large-Cap Value 0.89
Cash America Intl Inc CSH Financials Small-Cap Value 0.92
Celanese Corporation CE Materials Mid-Cap Value 0.17
Centene Corporation CNC Health Care Mid-Cap Growth 0.53
Centurylink Inc CTL Telecommunication Services Large-Cap Value 0.26
Chesapeake Energy Corp CHK Energy Large-Cap Value 0.53
Chicago Bridge and Iron Company N.v. CBI Industrial Mid-Cap Growth 0.69
Cirrus Logic Inc CRUS Information Technology Small-Cap Blend 0.75
Cisco Systems Inc CSCO Information Technology Large-Cap Blend 0.80
Citigroup, Inc. C Financials Large-Cap Value 0.89
Cliffs Natural Resources, Inc. CLF Materials Small-Cap Value 0.16
Cms Energy Corp CMS Utilities Mid-Cap Value 0.16
Cno Financial Group, Inc. CNO Financials Mid-Cap Blend 0.82
Cognizant Tech Solutions CTSH Information Technology Large-Cap Growth 0.74
Coinstar Inc OUTR Consumer Discretionary Small-Cap Value 0.69
Commercial Metals Co CMC Materials Small-Cap Blend 0.17
Compass Minerals International, Inc. CMP Materials Small-Cap Blend 0.17
Consolidated Edison Inc ED Utilities Large-Cap Value 0.15
Constellation Brands Inc STZ Consumer Staples Large-Cap Growth 0.48
Corning Inc GLW Information Technology Large-Cap Blend 0.82
Crown Castle International Corporation CCI Financials Large-Cap Growth 0.22
D R Horton Inc DHI Consumer Discretionary Mid-Cap Blend 0.47
Deluxe Corporation DLX Industrial Small-Cap Value 0.62
Directv DTV Consumer Discretionary Large-Cap Blend 0.65
Discovery Communications Inc. - Cl A DISCA Consumer Discretionary Large-Cap Growth 0.62
Domtar Corporation UFS Materials Mid-Cap Value 0.16
Dow Chemical DOW Materials Large-Cap Blend 0.16
Dresser-Rand Group, Inc. DRC Energy Mid-Cap Growth 0.49
Dst Systems Inc DST Information Technology Mid-Cap Blend 0.75
Duke Energy Corp DUK Utilities Large-Cap Value 0.17
Eastman Chemical Company EMN Materials Mid-Cap Value 0.18
Edison International EIX Utilities Large-Cap Value 0.17
El Paso Electric Company EE Utilities Small-Cap Value 0.17
Endurance Specialty Holdings Limited ENH Financials Small-Cap Value 0.86
Energy Xxi (Bermuda) Ltd. EXXI Energy Small-Cap Value 0.51
Enersys ENS Industrial Small-Cap Blend 0.59
Entergy Corp ETR Utilities Mid-Cap Value 0.17
Exco Resources, Inc. XCO Energy Small-Cap Value 0.55
Exelis, Inc. XLS Industrial Mid-Cap Value 0.61
Exelon Corp EXC Utilities Large-Cap Value 0.18
Expedia, Inc. EXPE Consumer Discretionary Mid-Cap Blend 0.65
Exterran Holdings, Inc. EXH Energy Small-Cap Blend 0.52
Firstenergy Corp FE Utilities Mid-Cap Value 0.17
Fmc Technologies, Inc. FTI Energy Mid-Cap Growth 0.51
Freeport-McMoran Copper & Gold FCX Materials Large-Cap Blend 0.18
Frontier Communications Corp FTR Telecommunication Services Mid-Cap Value 0.28
General Motors Company GM Consumer Discretionary Large-Cap Blend 0.47
Global Payments, Inc. GPN Information Technology Mid-Cap Blend 0.61
Goodyear Tire & Rubber Co GT Consumer Discretionary Mid-Cap Value 0.48
Hanover Insurance Group THG Financials Small-Cap Value 0.87
Harman Intl Inds Inc HAR Consumer Discretionary Mid-Cap Growth 0.49
Hartford Financial Svcs Group Inc HIG Financials Large-Cap Value 0.86
Hawaiian Electric Industries, Incorporated HE Utilities Small-Cap Value 0.15
Healthsouth Corp HLS Health Care Small-Cap Value 0.65
Herbalife Ltd HLF Consumer Staples Mid-Cap Blend 0.44
Hertz Global Holdings Inc HTZ Industrial Mid-Cap Blend 0.73
Hillenbrand, Inc. HI Consumer Discretionary Small-Cap Value 0.68
Huntington Ingalls Industry HII Industrial Mid-Cap Blend 0.65
Hyatt Hotels Corporation - Cl A H Consumer Discretionary Mid-Cap Growth 0.70
Ingram Micro Inc -Cl A IM Information Technology Mid-Cap Value 0.79
Integrys Energy Group Inc TEG Utilities Mid-Cap Value 0.16
Intel Corp INTC Information Technology Large-Cap Value 0.82
International Paper Co IP Materials Large-Cap Value 0.15
Jazz Pharmaceuticals, Plc JAZZ Health Care Mid-Cap Growth 0.54
Jetblue Airways Corporation JBLU Industrial Small-Cap Blend 0.67
Johnson & Johnson JNJ Health Care Large-Cap Blend 0.65
Johnson Controls Inc JCI Consumer Discretionary Large-Cap Blend 0.48
Juniper Networks Inc JNPR Information Technology Mid-Cap Growth 0.75
Kaiser Aluminum Corp KALU Materials Small-Cap Blend 0.17
Kellogg Co K Consumer Staples Large-Cap Blend 0.53
Kodial Oil & Gas Corporation KOG Energy Mid-Cap Growth 0.57
L-3 Communications Hldgs Inc LLL Industrial Mid-Cap Value 0.66
Laboratory Corp American Holdings LH Health Care Mid-Cap Blend 0.64
Level 3 Communications Inc LVLT Telecommunication Services Mid-Cap Blend 0.24
Lilly (Eli) & Co LLY Health Care Large-Cap Value 0.62
M D C Hldgs Inc MDC Consumer Discretionary Small-Cap Blend 0.46
Magellan Health Services, Inc. MGLN Health Care Small-Cap Value 0.56
Manpowergroup, Inc. MAN Industrial Mid-Cap Blend 0.66
Marathon Oil Corporation MRO Energy Large-Cap Value 0.51
Marvell Technology Group Ltd MRVL Information Technology Mid-Cap Value 0.74
Maximus Inc MMS Information Technology Small-Cap Growth 0.58
Medtronic Inc MDT Health Care Large-Cap Blend 0.60
Metlife Inc MET Financials Large-Cap Value 0.86
Michael Kors Holdings, Ltd. KORS Consumer Discretionary Large-Cap Growth 0.45
Mohawk Industries Inc MHK Consumer Discretionary Mid-Cap Growth 0.45
Myriad Genetics Inc MYGN Health Care Small-Cap Growth 0.66
Netflix NFLX Consumer Discretionary Large-Cap Growth 0.57
Newfield Expl Co NFX Energy Mid-Cap Value 0.55
Noble Corporation Plc NE Energy Mid-Cap Value 0.46
Norfolk Southern Corp NSC Industrial Large-Cap Blend 0.64
Northeast Utilities NU Utilities Mid-Cap Value 0.15
Northrop Grumman Corp NOC Industrial Large-Cap Blend 0.65
Oasis Petroleum, Inc. OAS Energy Mid-Cap Growth 0.55
Oceaneering International, Inc. OII Energy Mid-Cap Growth 0.49
Olin Corp Com Par $1 OLN Materials Small-Cap Value 0.17
On Semiconductor Corporation ONNN Information Technology Mid-Cap Blend 0.77
Oracle Corp ORCL Information Technology Large-Cap Growth 0.79
Oshkosh Truck Corp OSK Industrial Mid-Cap Value 0.64
P G & E Corp PCG Utilities Large-Cap Value 0.16
Peabody Energy Corp BTU Energy Mid-Cap Blend 0.17
Pinnacle West Capital PNW Utilities Mid-Cap Value 0.15
Polycom Inc PLCM Information Technology Small-Cap Growth 0.73
Polypore International Inc PPO Industrial Small-Cap Growth 0.16
Protective Life Corp PL Financials Mid-Cap Value 0.84
Pulte Corp PHM Consumer Discretionary Mid-Cap Blend 0.47
Qualcomm Inc QCOM Information Technology Large-Cap Growth 0.81
Quest Diagnostics Inc DGX Health Care Mid-Cap Value 0.67
Questcor Pharmaceuticals Inc QCOR Health Care Mid-Cap Blend 0.74
Raytheon Co RTN Industrial Large-Cap Blend 0.66
Reinsurance Group Amer Inc RGA Financials Mid-Cap Value 0.87
Reliance Steel & Alumi RS Materials Mid-Cap Value 0.16
Rosetta Resources Inc. ROSE Energy Small-Cap Growth 0.51
Royal Caribbean Cruises RCL Consumer Discretionary Mid-Cap Value 0.70
Ryland Group Inc RYL Consumer Discretionary Small-Cap Blend 0.46
Sandisk Corp SNDK Information Technology Large-Cap Value 0.85
Sandrisge Energy, Inc. SD Energy Small-Cap Value 0.49
Sba Communications Corp SBAC Telecommunication Services Mid-Cap Growth 0.21
Scana Corp SCG Utilities Mid-Cap Value 0.16
Skyworks Solutions SWKS Information Technology Mid-Cap Growth 0.74
Sm Energy Company SM Energy Mid-Cap Blend 0.51
Southern Co SO Utilities Large-Cap Value 0.16
Southwest Airlines Co LUV Industrial Large-Cap Growth 0.67
Steel Dynamics Inc STLD Materials Mid-Cap Value 0.17
Stifel Finl Corp SF Financials Small-Cap Blend 0.85
Synaptics Inc SYNA Information Technology Small-Cap Growth 0.78
Take-Two Interactive Soft TTWO Information Technology Small-Cap Blend 0.47
Te Connectivity Ltd TEL Information Technology Large-Cap Growth 0.69
Tech Data Corp TECD Information Technology Small-Cap Value 0.84
Teco Energy Inc TE Utilities Mid-Cap Value 0.17
Telephone & Data Sys Inc TDS Telecommunication Services Small-Cap Value 0.27
Telsa Motors Inc TSLA Consumer Discretionary Large-Cap Growth 0.39
Tesoro Pete Corp TSO Energy Mid-Cap Value 0.47
Tidewater Inc TDW Energy Small-Cap Blend 0.49
Tivo Inc TIVO Information Technology Small-Cap Growth 0.45
Total Renal Care Holdings DVA Health Care Mid-Cap Blend 0.62
Transocean Ltd RIG Energy Large-Cap Value 0.46
Trw Automotive Holdings Corporation TRW Consumer Discretionary Mid-Cap Blend 0.49
Tw Telecom, Inc. TWTC Telecommunication Services Mid-Cap Growth 0.23
Uil Holdings Corporation UIL Utilities Small-Cap Value 0.16
Under Armour Inc UA Consumer Discretionary Mid-Cap Growth 0.46
United Continental Holdings UAL Industrial Large-Cap Blend 0.65
United Therapeutics Corp UTHR Health Care Mid-Cap Blend 0.64
Unitedhealth Group Inc UNH Health Care Large-Cap Blend 0.60
Universal Hlth Svc Inc UHS Health Care Mid-Cap Blend 0.59
Verizon Communications VZ Telecommunication Services Large-Cap Value 0.24
Wellpoint Inc WLP Health Care Large-Cap Value 0.61
Wendy's Company WEN Consumer Discretionary Mid-Cap Growth 0.63
Westar Energy Corporation WR Utilities Mid-Cap Value 0.16
Western Digital Corp D WDC Information Technology Large-Cap Value 0.81
Western Refining, Inc. WNR Energy Small-Cap Value 0.48
Whirlpool Corp WHR Consumer Discretionary Mid-Cap Blend 0.51
Windstream Holdings, Inc. WIN Telecommunication Services Mid-Cap Value 0.25
Wynn Resorts Limited WYNN Consumer Discretionary Large-Cap Growth 0.62
XL Group Ltd XL Financials Mid-Cap Value 0.91
Xcel Energy Inc XEL Utilities Mid-Cap Value 0.16
Zebra Technologies Corp-Cl A ZBRA Information Technology Mid-Cap Growth 0.59
Zimmer Holdings ZMH Health Care Large-Cap Blend 0.57

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 04/17/2014

ESTM0142

  • Offer Price $10.14310
  • WRAP Price $9.89390
  • Bid Price $10.03890
  • Liquidation Price $9.89390

Trust Specifics

  • Mar 13, 2014 Deposit Date
  • Mar 13, 2014 -
    Jun 11, 2014
    Scheduled
    Primary Offering
    Period
  • IAADUX Nasdaq Symbol
  • 15 months Term of Trust
  • Jun 12, 2015 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Maximum Sales Charge 2.95%
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.091970
  • Initial Payable Date2 Jul 25, 2014
  • Initial Record Date2 Jul 10, 2014
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46134E705 46134E721
Re-invest CUSIP 46134E713 46134E739
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.