Unit Trusts

The Dow Jones Total Market Portfolio, Enhanced Index Strgy (ESTM0131)

The information shown relates to a trust that is no longer offered for sale. This information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

Strategy

The portfolio seeks above-average capital appreciation. The portfolio invests in stocks of domestic companies selected by applying separate uniquely specialized enhanced sector strategies. The portfolio combines ten enhanced sector strategies: the Basic Materials Strategy, the Consumer Goods Strategy, the Consumer Services Strategy, the Energy Strategy, the Financials Strategy, the Health Care Strategy, the Industrials Strategy, the Technology Strategy, the Telecommunications Strategy and the Utilities Strategy. Each strategy makes up that percentage of the initial portfolio as its respective sector makes up of the Dow Jones U.S. Index.

The Dow Jones U.S. Index
The Dow Jones U.S. Index represents 95% of the investable U.S. equity market and is part of The Dow Jones Global Indexes (DJGI), a family of comprehensive global indexes constructed to provide broad market coverage by world, region and country. Characteristics of the Dow Jones U.S. Index are as follows:

  • Consists of 10 Sector Indices - Basic Material, Consumer Goods, Consumer Services, Financials, Health Care, Industrials, Oil & Gas, Technology, Telecommunications and Utilities.
  • Complete asset class representation - consistent coverage of large-cap, mid-cap and small-cap stocks.
  • Float-adjusted market capitalization - accurately represents "investable" shares available for public purchase.
  • Quarterly component review - clearly stated rule-based regular review provides transparency and ensures invest ability of the Index.
  • Includes growth-oriented and value-oriented stocks.

The Dow Jones U.S. Index measures the performance of the U.S. equity broad market. The index is comprised of all the companies in the Dow Jones Large-Cap Index, Dow Jones Mid-Cap Index and Dow Jones Small-Cap Index.

Selection Methodology
The Enhanced Sector Strategy, Total Market Portfolio combines all of the enhanced sector strategies (Basic Materials, Consumer Goods, Consumer Services, Energy, Financials, Health Care, Industrials, Technology, Telecommunications and Utilities strategies) into one comprehensive investment that spans all the sectors within the Dow Jones U.S. Index. In addition, a stock will be excluded and such stock will be replaced with the stock with the next highest total score if, based on publicly available information as of the selection date, the company is the target of an announced business acquisition which Invesco expects will close within six months of the date of deposit.

Basic materials strategy - 20 stocks
Consumer goods strategy - 20 stocks
Consumer services strategy - 20 stocks
Energy strategy - 20 stocks
Financials strategy - 20 stocks
Health care strategy - 20 stocks
Industrials strategy - 20 stocks
Technology strategy - 20 stocks
Telecommunications strategy - 10 stocks
Utilities strategy - 20 stocks
The Dow Jones Total Market Portfolio, Enhanced Index Strategy - 190 stocks

Why Consider Investing in The Dow Jones Total Market Portfolio, Enhanced Index Strategy?

Diversification
Access to a defined subset of stocks in the Dow Jones U.S. Index. Markets move in cycles and sector returns can vary over time. Sectors move in and out of favor, adding a total market strategy to a core portfolio may enhance the return potential.

Diversification does not guarantee a profit or eliminate the risk of loss.

Sector Allocation
Greater Flexibility - It is possible to use the enhanced sector strategy products to rotate investments among different sectors or to overweight sectors in your overall portfolio at certain times. The Enhanced Sector Strategy, Total Market Portfolio will consist of stocks from each of the 10 sector strategies. In one portfolio, the total market strategy may contribute to the development of a comprehensive sector allocation strategy.

Total Market Sector
The Total Market Portfolio seeks to provide access to the stocks from each of 10 sector strategies. In addition to providing greater diversification than a single sector portfolio, it allows you to potentially benefit from the sophisticated back-tested models developed for each sector.

Attributes of the Enhanced Sector Strategy, Total Market Portfolio

  • Convenient and low-cost exposure to a subset of stocks in the Dow Jones U.S. Index.
  • Designed to attempt to outperform the Dow Jones U.S. Index by using a quantitative stock selection process developed by Horizon Investment Services, LLC.
  • Disciplined, rigorously back-tested stock selection models.
  • Quality, not quantity approach - selecting specific stocks because of their potential to contribute more to overall performance.

Through various screens, enhanced-index strategies may offer the potential to outperform their benchmark-in some cases.

 Read more
as of 02/28/2014

Style map

as of 12/07/2012

Expenses

(amount per unit)
Estimated Organization Costs:3 $0.0207
Total Estimated Annual Expenses:3 $0.0321
as of 04/23/2014

Keystats

Weighted Avg P/E 19.47
Weighted Avg P/B 3.21
Weighted Avg Market Cap (MM) $16,483.20
Weighted Avg 1 Yr EPS 7.35%
Weighted Avg 3 Yr EPS 93.47%
Weighted Avg Beta 1.20
From 12/31/1992 - 12/31/2013
( Source Bloomberg, L.P. )

Hypothetical Performance of
$10,000 Investment

Annual Total Return

Standard Deviation Strategy Dow Jones U.S. Index
12/31/1992 - 12/31/2013 24.63% 19.26%
Annual Total Return Strategy Dow Jones U.S. Index
12/31/1993 17.78% 9.78%
12/31/1994 -1.60% 0.21%
12/31/1995 34.77% 36.62%
12/31/1996 24.87% 22.02%
12/31/1997 36.12% 31.81%
12/31/1998 18.63% 24.90%
12/31/1999 64.99% 22.72%
12/31/2000 21.65% -9.23%
12/31/2001 21.85% -11.95%
12/31/2002 -6.07% -22.08%
12/31/2003 52.60% 30.75%
12/31/2004 19.11% 12.01%
12/31/2005 14.12% 6.33%
12/31/2006 10.49% 15.63%
12/31/2007 -2.93% 6.14%
12/31/2008 -46.79% -37.15%
12/31/2009 54.46% 28.82%
12/31/2010 20.90% 16.72%
12/31/2011 -3.40% 1.38%
12/31/2012 10.26% 16.56%
12/31/2013 41.25% 32.96%
03/31/2014 1.20% 2.02%

Average Annual Total Return

Average Annual Return
(for the period ended 12/31/2013)
Strategy Dow Jones U.S. Index
1-Year 39.83% 32.96%
3-Year 14.20% 16.25%
5-Year 22.70% 18.76%
10-Year 7.99% 8.06%
15-Year 14.44% 5.30%
20-Year 16.22% 9.34%

The above graph represents a hypothetical $10,000 investment in the trust strategy (not any actual trust) and the associated benchmark over the period indicated in the graph. The graph assumes the sum of the initial investment ($10,000) and all dividends (including those on stocks trading ex-dividend as of the last day of the year) and appreciation during a year are reinvested at the end of that year.

All strategy performance is hypothetical (not any actual trust) and reflects trust sales charges (full sales charge in first year of 2.95% and reduced rollover charge thereafter of 1.95%) and expenses but not brokerage commissions on stocks or taxes. Past performance is no guarantee of future results. Actual returns will vary from hypothetical strategy returns due to timing differences and because the trust may not be invested equally in all stocks or be fully invested at all times. In any given year the strategy may lose money or underperform the index. Returns are calculated by taking year-end prices, subtracting them from the prices at the end of the following year (adjusting for any stock splits that might have occurred during the year) and adding dividends received for the period divided by starting price. Average annual total return and total return measure change in the value of an investment plus dividends, assuming quarterly reinvestment of dividends. Average annual total return reflects annualized change while total return reflects aggregate change and is not annualized. Standard deviation is a measure of volatility that represents the degree to which an investment's performance has varied from its average performance over a particular period. Standard deviation does not compare the volatility of an investment relative to other investments or the overall stock market. The more an investment's return varies from the investment's average return, the more volatile the investment. Standard deviation is based on past performance and is no guarantee of future results.

Please keep in mind that high, double-digit and/or triple-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Indices are statistical composites and their returns do not include payment of any sales charges or fees an investor would pay to purchase the securities they represent. Such costs would lower performance. It is not possible to invest directly in an index. The historical performance of the indices are shown for illustrative purposes only; it is not meant to forecast, imply or guarantee the future performance of any particular investment or the trust, which will vary.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Morningstar Equity Style Box™ Information
Morningstar is the source for the style box and style/market cap classifications that appear above. The Morningstar Equity Style Box™ is based on holdings as of the date shown above. The Morningstar Equity Style Box™ placement is based on two variables. First, on the market capitalization of the stocks in the trust's portfolio relative to the movement of the market and second, the valuation by comparing the stocks in the trust's portfolio with the most relevant of the three market capitalization groups. A Morningstar equity style box classification is not assigned if more than 10% of a trust's portfolio securities are unclassified as to market cap or style.
Source: Morningstar, Inc., Chicago, IL 312-696-6000

© 2012 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 03/17/2014

Cumulative Return (%)

Maximum Sales Charge: 2.45%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge N/A 44.70 N/A 10.54
Without Sales Charge 1.94 48.33 6.19 13.32
Dow Jones U.S. Index 0.99 32.57 4.48 9.95
as of 03/17/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge 25.89 N/A N/A 33.64
Without Sales Charge 29.05 N/A N/A 36.27
Dow Jones U.S. Index 19.85 N/A N/A 24.77

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

"Returns With Transactional Sales Charge" reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee, if applicable. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee, if applicable, is reflected in the returns as of the time of payment by a trust. These returns reflect any deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for "With Transactional Sales Charge" data.

"Returns Without Transactional Sales Charge" do not reflect any transactional sales charge and do not reflect any applicable creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee, if applicable, is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. The trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 44.7%
Without Sales Charge 48.33%
Dow Jones U.S. Index 32.57%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, deferred sales charges and creation and the development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 03/14/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Abbott Laboratories ABT Health Care Large-Cap Blend 0.24
Abbvie Inc ABBV Health Care Large-Cap Growth 0.31
Abercrombie & Fitch Co ANF Consumer Discretionary Small-Cap Blend 0.39
Aecom Technology Corp ACM Industrial Small-Cap Value 0.59
Aegion Corporation AEGN Industrial Small-Cap Blend 0.49
Aes Corp AES Utilities Mid-Cap Value 0.16
Aetna Inc New AET Health Care Large-Cap Value 0.63
Aflac Inc AFL Financials Large-Cap Value 0.70
Alaska Airgroup Inc ALK Industrial Mid-Cap Blend 0.99
Alcoa Inc AA Materials Mid-Cap Blend 0.14
Allegheny Technologies, Inc. ATI Materials Mid-Cap Value 0.13
Alliant Techsystems Inc ATK Industrial Mid-Cap Value 0.93
Allied World Assurance Holdings Ltd AWH Financials Mid-Cap Value 0.74
American Finl Group Inc 11 AFG Financials Mid-Cap Value 0.82
American International Group, Inc. AIG Financials Large-Cap Value 0.86
Amgen Inc AMGN Health Care Large-Cap Blend 0.54
Ann, Inc. ANN Consumer Discretionary Small-Cap Blend 0.53
Arch Coal Inc ACI Energy Small-Cap Value 0.06
Aspen Insurance Holdings Ltd AHL Financials Small-Cap Value 0.73
Assurant Inc AIZ Financials Mid-Cap Value 1.12
Avery Dennison Corporation AVY Materials Mid-Cap Value 0.15
Avis Budget Group, Inc. CAR Industrial Mid-Cap Blend 1.09
Bally Technologies, Inc. BYI Consumer Discretionary Small-Cap Growth 0.69
Be Aerospace Inc BEAV Industrial Mid-Cap Growth 0.78
Boeing Co BA Industrial Large-Cap Growth 0.72
Broadridge Financial Solutions BR Information Technology Mid-Cap Blend 0.68
Brocade Communications Systems, Inc. BRCD Information Technology Mid-Cap Value 0.97
Brunswick Corp BC Consumer Discretionary Mid-Cap Blend 0.63
Bunge Ltd BG Consumer Staples Mid-Cap Value 0.42
C.r. Bard Inc BCR Health Care Mid-Cap Blend 0.56
Caci Intl Inc CACI Information Technology Small-Cap Value 0.78
California Wtr Svc Group CWT Utilities Small-Cap Value 0.17
Carrizo Oil & Gas Inc CRZO Energy Small-Cap Growth 0.84
Cash America Intl Inc CSH Financials Small-Cap Value 0.62
Celgene Corp CELG Health Care Large-Cap Growth 0.74
Centerpoint Energy CNP Utilities Mid-Cap Value 0.15
Centurylink Inc CTL Telecommunication Services Large-Cap Value 0.15
Charles River Laboratories Intl, Inc. CRL Health Care Small-Cap Blend 0.60
Chicos Fas Inc CHS Consumer Discretionary Small-Cap Blend 0.41
Cigna Corp CI Health Care Large-Cap Blend 0.57
Cincinnati Bell Inc CBB Telecommunication Services Small-Cap Value 0.13
Cisco Systems Inc CSCO Information Technology Large-Cap Blend 0.60
Cliffs Natural Resources, Inc. CLF Materials Small-Cap Value 0.07
Cno Financial Group, Inc. CNO Financials Mid-Cap Value 1.17
Coeur D'alene Mines Corporation CDE Materials Small-Cap Value 0.05
Cognizant Tech Solutions CTSH Information Technology Large-Cap Growth 0.78
Commercial Metals Co CMC Materials Small-Cap Blend 0.15
Concho Resources Inc CXO Energy Mid-Cap Growth 0.53
Cooper Tire & Rubber Company CTB Consumer Discretionary Small-Cap Value 0.36
Corelogic, Inc. CLGX Information Technology Small-Cap Blend 0.51
Corning Inc GLW Information Technology Large-Cap Value 0.83
Corporate Executive Board Co CEB Industrial Small-Cap Growth 0.76
Cree Resh Inc CREE Information Technology Mid-Cap Growth 1.00
D R Horton Inc DHI Consumer Discretionary Mid-Cap Blend 0.44
Dean Foods Company DF Consumer Staples Small-Cap Blend 0.16
Delta Air Lines, Inc. DAL Industrial Large-Cap Value 1.57
Deluxe Corporation DLX Industrial Small-Cap Value 0.75
Denbury Resources, Inc. DNR Energy Mid-Cap Value 0.37
Dillards Inc DDS Consumer Discretionary Mid-Cap Value 0.50
Directv DTV Consumer Discretionary Large-Cap Blend 0.70
Domtar Corporation UFS Materials Mid-Cap Value 0.15
Dow Chemical DOW Materials Large-Cap Blend 0.18
El Paso Electric Company EE Utilities Small-Cap Value 0.13
Emcor Group Inc EME Industrial Small-Cap Blend 0.58
Entergy Corp ETR Utilities Mid-Cap Value 0.13
Eog Resources Inc EOG Energy Large-Cap Growth 0.56
Exelon Corp EXC Utilities Large-Cap Value 0.14
Ezcorp Inc- Cl A EZPW Financials Small-Cap Value 0.37
First American Corporation FAF Financials Small-Cap Value 0.66
First Solar Inc FSLR Information Technology Mid-Cap Value 0.63
Foster Wheeler Ag FWLT Industrial Mid-Cap Blend 0.58
Frontier Communications Corp FTR Telecommunication Services Mid-Cap Value 0.21
Genworth Financial, Inc. GNW Financials Mid-Cap Value 1.56
Graham Holdings Company GHC Consumer Discretionary Mid-Cap Value 1.04
Great Plains Energy GXP Utilities Mid-Cap Value 0.16
Group 1 Automotive Inc GPI Consumer Discretionary Small-Cap Blend 0.50
Halliburton Co HAL Energy Large-Cap Blend 0.58
Harman Intl Inds Inc HAR Consumer Discretionary Mid-Cap Growth 0.99
Hartford Financial Svcs Group Inc HIG Financials Large-Cap Value 0.95
Hawaiian Electric Industries, Incorporated HE Utilities Small-Cap Value 0.12
Hca Holdings, Inc. HCA Health Care Large-Cap Value 0.56
Helix Energy Solutions HLX Energy Small-Cap Value 0.45
Helmerich & Payne Inc HP Energy Mid-Cap Blend 0.62
Herbalife Ltd HLF Consumer Staples Mid-Cap Blend 0.46
Hertz Global Holdings Inc HTZ Industrial Mid-Cap Blend 0.74
Hess Corporation HES Energy Large-Cap Value 0.58
Hill-Rom Holdings, Inc. HRC Health Care Small-Cap Blend 0.51
Hollyfrontier Corporation HFC Energy Mid-Cap Value 0.41
Horace Mann Educators Corp New HMN Financials Small-Cap Value 0.87
Huntsman Corp HUN Materials Mid-Cap Value 0.15
Idacorp Inc IDA Utilities Small-Cap Value 0.17
Ingram Micro Inc -Cl A IM Information Technology Mid-Cap Value 0.94
Ingredion Inc INGR Consumer Staples Mid-Cap Value 0.37
Insight Enterprises Inc NSIT Information Technology Small-Cap Value 0.78
Interdigital, Inc. IDCC Information Technology Small-Cap Growth 0.37
International Game Technology IGT Consumer Discretionary Mid-Cap Value 0.47
Itc Holdings Corp ITC Utilities Mid-Cap Growth 0.18
Jetblue Airways Corporation JBLU Industrial Small-Cap Blend 0.75
Kaiser Aluminum Corp KALU Materials Small-Cap Blend 0.12
Keurig Green Mountain Inc. GMCR Consumer Staples Other Other 1.09
Key Energy Svcs Inc KEG Energy Small-Cap Value 0.41
Kroger Co KR Consumer Staples Large-Cap Blend 0.74
Laboratory Corp American Holdings LH Health Care Mid-Cap Blend 0.45
Leggett & Platt Inc LEG Consumer Discretionary Mid-Cap Blend 0.44
Lennar Corp LEN Consumer Discretionary Mid-Cap Growth 0.41
Lexmark Intl Group Inc LXK Information Technology Small-Cap Value 0.91
Lilly (Eli) & Co LLY Health Care Large-Cap Value 0.46
Lincoln Natl Corp Ind LNC Financials Mid-Cap Value 1.17
Lowes CO Inc LOW Consumer Discretionary Large-Cap Growth 0.64
M D C Hldgs Inc MDC Consumer Discretionary Small-Cap Value 0.31
Marvell Technology Group Ltd MRVL Information Technology Mid-Cap Blend 0.97
Mattel Inc MAT Consumer Discretionary Mid-Cap Value 0.37
Medtronic Inc MDT Health Care Large-Cap Blend 0.54
Metlife Inc MET Financials Large-Cap Value 0.93
Michael Kors Holdings, Ltd. KORS Consumer Discretionary Large-Cap Growth 0.70
Mosaic Company MOS Materials Large-Cap Value 0.10
Murphy Oil Corp MUR Energy Mid-Cap Value 0.38
Murphy Usa, Inc. MUSA-W Consumer Discretionary Mid-Cap Blend 0.07
Mylan Labs Inc MYL Health Care Large-Cap Growth 0.74
Nabors Indust Ltd NBR Energy Mid-Cap Value 0.53
National Fuel Gas Co NFG Utilities Mid-Cap Value 0.19
Netapp Inc NTAP Information Technology Mid-Cap Growth 0.61
Neustar, Inc.- Cl A NSR Information Technology Small-Cap Blend 0.35
News Corp Inc - Cl A NWSA Consumer Discretionary Mid-Cap Value 0.08
Nii Holdings Inc NIHD Telecommunication Services Small-Cap Value 0.03
Northrop Grumman Corp NOC Industrial Large-Cap Value 0.77
Nrg Energy Inc NRG Utilities Mid-Cap Value 0.17
Nu Skin Asia Pacific Inc-A NUS Consumer Staples Mid-Cap Growth 0.60
Nucor Corp NUE Materials Large-Cap Blend 0.12
Nvidia Corporation NVDA Information Technology Mid-Cap Blend 0.80
Oil States International, Inc. OIS Energy Mid-Cap Value 0.47
Olin Corp Com Par $1 OLN Materials Small-Cap Value 0.13
Omnivision Technologies, Inc. OVTI Information Technology Small-Cap Value 0.62
On Semiconductor Corporation ONNN Information Technology Mid-Cap Blend 0.74
Oracle Corp ORCL Information Technology Large-Cap Growth 0.63
P G & E Corp PCG Utilities Large-Cap Value 0.13
Patterson-Uti Energy Inc PTEN Energy Mid-Cap Blend 0.55
Pdl Biopharma Inc PDLI Health Care Small-Cap Blend 0.43
Peabody Energy Corp BTU Energy Mid-Cap Blend 0.06
Pnm Resources Inc PNM Utilities Small-Cap Value 0.16
Polaris Industries PII Consumer Discretionary Mid-Cap Growth 0.61
Ppl Corp PPL Utilities Large-Cap Value 0.15
Protective Life Corp PL Financials Mid-Cap Value 1.15
Public Service Enterprise Gp PEG Utilities Large-Cap Value 0.15
Pulte Corp PHM Consumer Discretionary Mid-Cap Blend 0.44
Qlogic Corp QLGC Information Technology Small-Cap Value 0.70
Quest Diagnostics Inc DGX Health Care Mid-Cap Value 0.35
Questcor Pharmaceuticals Inc QCOR Health Care Mid-Cap Growth 0.98
Reinsurance Group Amer Inc RGA Financials Mid-Cap Value 0.88
Reliance Steel & Alumi RS Materials Mid-Cap Value 0.14
Ryland Group Inc RYL Consumer Discretionary Small-Cap Blend 0.47
Sandisk Corp SNDK Information Technology Large-Cap Blend 0.97
Sandrisge Energy, Inc. SD Energy Small-Cap Blend 0.33
Sba Communications Corp SBAC Telecommunication Services Mid-Cap Growth 0.27
Schulman (A.), Incorporated SHLM Materials Small-Cap Value 0.13
Seagate Technology STX Information Technology Large-Cap Value 0.95
Smith a O Corp AOS Industrial Mid-Cap Growth 0.64
South Jersey Inds Inc SJI Utilities Small-Cap Value 0.14
Southwest Airlines Co LUV Industrial Large-Cap Growth 1.11
Sprint Nextel Corp S Telecommunication Services Large-Cap Value 0.08
St Jude Med Inc STJ Health Care Large-Cap Blend 0.74
Steel Dynamics Inc STLD Materials Mid-Cap Value 0.13
Stryker Corp SYK Health Care Large-Cap Blend 0.58
Suntrust Bank STI Financials Large-Cap Value 0.85
Superior Energy Svcs Inc SPN Energy Mid-Cap Value 0.48
T-Mobile Us, Inc. TMUS Telecommunication Services Large-Cap Blend 0.30
Teco Energy Inc TE Utilities Mid-Cap Value 0.13
Telephone & Data Sys Inc TDS Telecommunication Services Small-Cap Value 0.21
Tenneco Automotive TEN Consumer Discretionary Mid-Cap Blend 0.70
Terex Corp TEX Industrial Mid-Cap Blend 0.73
Tesoro Pete Corp TSO Energy Mid-Cap Value 0.48
Thor Industries Inc THO Consumer Discretionary Small-Cap Blend 0.60
Time Warner Cable, Inc. TWC Consumer Discretionary Large-Cap Growth 0.68
Torchmark Corp TMK Financials Mid-Cap Value 0.89
Toro Co TTC Industrial Mid-Cap Growth 0.66
Travelers Companies Inc TRV Financials Large-Cap Value 0.66
Twenty-First Century Fox, Inc. FOXA Consumer Discretionary Large-Cap Growth 0.60
United Stationers Inc USTR Industrial Small-Cap Value 0.57
United Therapeutics Corp UTHR Health Care Mid-Cap Growth 0.71
Unitedhealth Group Inc UNH Health Care Large-Cap Blend 0.54
Unites States Steel Corporation X Materials Mid-Cap Value 0.11
Valmont Inds Inc VMI Industrial Mid-Cap Blend 0.44
Vectren Corporation VVC Utilities Small-Cap Value 0.16
Verizon Communications VZ Telecommunication Services Large-Cap Value 0.21
Wabtec Corporation WAB Industrial Mid-Cap Growth 0.79
Walter Energy, Inc. WLT Materials Small-Cap Value 0.03
Westar Energy Corporation WR Utilities Mid-Cap Value 0.15
Western Digital Corp D WDC Information Technology Large-Cap Value 1.24
Whitewave Foods Company - Cl A WWAV Consumer Staples Mid-Cap Growth 0.39
Whiting Petroleum Corporation WLL Energy Mid-Cap Blend 0.55
Windstream Holdings, Inc. WIN Telecommunication Services Mid-Cap Value 0.19

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Morningstar Equity Style Box™ Information
Morningstar is the source for the style box and style/market cap classifications that appear above. The Morningstar Equity Style Box™ is based on holdings as of the date shown above. The Morningstar Equity Style Box™ placement is based on two variables. First, on the market capitalization of the stocks in the trust's portfolio relative to the movement of the market and second, the valuation by comparing the stocks in the trust's portfolio with the most relevant of the three market capitalization groups. A Morningstar equity style box classification is not assigned if more than 10% of a trust's portfolio securities are unclassified as to market cap or style.
Source: Morningstar, Inc., Chicago, IL 312-696-6000

© 2012 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 03/17/2014

ESTM0131

  • Offer Price -
  • WRAP Price -
  • Bid Price $14.12260
  • Liquidation Price $14.12260

Trust Specifics

  • Dec 07, 2012 Deposit Date
  • Dec 07, 2012 -
    Mar 13, 2013
    Scheduled
    Primary Offering
    Period
  • IDJTMX Nasdaq Symbol
  • 15 months Term of Trust
  • Mar 17, 2014 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 n/a
  • Initial Payable Date2 Apr 25, 2013
  • Initial Record Date2 Apr 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46132Q304 46132Q320
Re-invest CUSIP 46132Q312 46132Q338
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.