Unit Trusts

The Dow Jones Total Market Portfolio, Enhanced Index Strgy (ESTM0132)

The information shown relates to a trust that is no longer offered for sale. This information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

Strategy

The portfolio seeks above-average capital appreciation. The portfolio invests in stocks of domestic companies selected by applying separate uniquely specialized enhanced sector strategies. The portfolio combines ten enhanced sector strategies: the Basic Materials Strategy, the Consumer Goods Strategy, the Consumer Services Strategy, the Energy Strategy, the Financials Strategy, the Health Care Strategy, the Industrials Strategy, the Technology Strategy, the Telecommunications Strategy and the Utilities Strategy. Each strategy makes up that percentage of the initial portfolio as its respective sector makes up of the Dow Jones U.S. Index.

The Dow Jones U.S. Index
The Dow Jones U.S. Index represents 95% of the investable U.S. equity market and is part of The Dow Jones Global Indexes (DJGI), a family of comprehensive global indexes constructed to provide broad market coverage by world, region and country. Characteristics of the Dow Jones U.S. Index are as follows:

  • Consists of 10 Sector Indices - Basic Material, Consumer Goods, Consumer Services, Financials, Health Care, Industrials, Oil & Gas, Technology, Telecommunications and Utilities.
  • Complete asset class representation - consistent coverage of large-cap, mid-cap and small-cap stocks.
  • Float-adjusted market capitalization - accurately represents "investable" shares available for public purchase.
  • Quarterly component review - clearly stated rule-based regular review provides transparency and ensures invest ability of the Index.
  • Includes growth-oriented and value-oriented stocks.

The Dow Jones U.S. Index measures the performance of the U.S. equity broad market. The index is comprised of all the companies in the Dow Jones Large-Cap Index, Dow Jones Mid-Cap Index and Dow Jones Small-Cap Index.

Selection Methodology
The Enhanced Sector Strategy, Total Market Portfolio combines all of the enhanced sector strategies (Basic Materials, Consumer Goods, Consumer Services, Energy, Financials, Health Care, Industrials, Technology, Telecommunications and Utilities strategies) into one comprehensive investment that spans all the sectors within the Dow Jones U.S. Index. In addition, a stock will be excluded and such stock will be replaced with the stock with the next highest total score if, based on publicly available information as of the selection date, the company is the target of an announced business acquisition which Invesco expects will close within six months of the date of deposit.

Basic materials strategy - 20 stocks
Consumer goods strategy - 20 stocks
Consumer services strategy - 20 stocks
Energy strategy - 20 stocks
Financials strategy - 20 stocks
Health care strategy - 20 stocks
Industrials strategy - 20 stocks
Technology strategy - 20 stocks
Telecommunications strategy - 10 stocks
Utilities strategy - 20 stocks
The Dow Jones Total Market Portfolio, Enhanced Index Strategy - 190 stocks

Why Consider Investing in The Dow Jones Total Market Portfolio, Enhanced Index Strategy?

Diversification
Access to a defined subset of stocks in the Dow Jones U.S. Index. Markets move in cycles and sector returns can vary over time. Sectors move in and out of favor, adding a total market strategy to a core portfolio may enhance the return potential.

Diversification does not guarantee a profit or eliminate the risk of loss.

Sector Allocation
Greater Flexibility - It is possible to use the enhanced sector strategy products to rotate investments among different sectors or to overweight sectors in your overall portfolio at certain times. The Enhanced Sector Strategy, Total Market Portfolio will consist of stocks from each of the 10 sector strategies. In one portfolio, the total market strategy may contribute to the development of a comprehensive sector allocation strategy.

Total Market Sector
The Total Market Portfolio seeks to provide access to the stocks from each of 10 sector strategies. In addition to providing greater diversification than a single sector portfolio, it allows you to potentially benefit from the sophisticated back-tested models developed for each sector.

Attributes of the Enhanced Sector Strategy, Total Market Portfolio

  • Convenient and low-cost exposure to a subset of stocks in the Dow Jones U.S. Index.
  • Designed to attempt to outperform the Dow Jones U.S. Index by using a quantitative stock selection process developed by Horizon Investment Services, LLC.
  • Disciplined, rigorously back-tested stock selection models.
  • Quality, not quantity approach - selecting specific stocks because of their potential to contribute more to overall performance.

Through various screens, enhanced-index strategies may offer the potential to outperform their benchmark-in some cases.

 Read more
as of 02/28/2014

Style map

as of 04/22/2014

Country Breakdown

as of 04/22/2014

Sector Breakdown

as of 04/22/2014

Market Cap / Style Breakdown

  Trust Weighting (%) Dow Jones U.S. Index
Weighting (%)
Large-Cap Value 12.70 24.37
Large-Cap Blend 8.68 25.18
Large-Cap Growth 5.57 26.77
Mid-Cap Value 23.35 6.44
Mid-Cap Blend 15.32 6.52
Mid-Cap Growth 8.68 6.82
Small-Cap Value 11.39 1.56
Small-Cap Blend 7.09 1.45
Small-Cap Growth 5.82 0.89
Other 1.39 0.00
as of 03/14/2013

Expenses

(amount per unit)
Estimated Organization Costs:3 $0.0224
Total Estimated Annual Expenses:3 $0.0346
as of 04/22/2014

Keystats

Weighted Avg P/E 21.07
Weighted Avg P/B 2.81
Weighted Avg Market Cap (MM) $19,244.00
Weighted Avg 1 Yr EPS 19.06%
Weighted Avg 3 Yr EPS 86.09%
Weighted Avg Beta 1.16
From 12/31/1992 - 12/31/2013
( Source Bloomberg, L.P. )

Hypothetical Performance of
$10,000 Investment

Annual Total Return

Standard Deviation Strategy Dow Jones U.S. Index
12/31/1992 - 12/31/2013 24.63% 19.26%
Annual Total Return Strategy Dow Jones U.S. Index
12/31/1993 17.78% 9.78%
12/31/1994 -1.60% 0.21%
12/31/1995 34.77% 36.62%
12/31/1996 24.87% 22.02%
12/31/1997 36.12% 31.81%
12/31/1998 18.63% 24.90%
12/31/1999 64.99% 22.72%
12/31/2000 21.65% -9.23%
12/31/2001 21.85% -11.95%
12/31/2002 -6.07% -22.08%
12/31/2003 52.60% 30.75%
12/31/2004 19.11% 12.01%
12/31/2005 14.12% 6.33%
12/31/2006 10.49% 15.63%
12/31/2007 -2.93% 6.14%
12/31/2008 -46.79% -37.15%
12/31/2009 54.46% 28.82%
12/31/2010 20.90% 16.72%
12/31/2011 -3.40% 1.38%
12/31/2012 10.26% 16.56%
12/31/2013 41.25% 32.96%
03/31/2014 1.20% 2.02%

Average Annual Total Return

Average Annual Return
(for the period ended 12/31/2013)
Strategy Dow Jones U.S. Index
1-Year 39.83% 32.96%
3-Year 14.20% 16.25%
5-Year 22.70% 18.76%
10-Year 7.99% 8.06%
15-Year 14.44% 5.30%
20-Year 16.22% 9.34%

The above graph represents a hypothetical $10,000 investment in the trust strategy (not any actual trust) and the associated benchmark over the period indicated in the graph. The graph assumes the sum of the initial investment ($10,000) and all dividends (including those on stocks trading ex-dividend as of the last day of the year) and appreciation during a year are reinvested at the end of that year.

All strategy performance is hypothetical (not any actual trust) and reflects trust sales charges (full sales charge in first year of 2.95% and reduced rollover charge thereafter of 1.95%) and expenses but not brokerage commissions on stocks or taxes. Past performance is no guarantee of future results. Actual returns will vary from hypothetical strategy returns due to timing differences and because the trust may not be invested equally in all stocks or be fully invested at all times. In any given year the strategy may lose money or underperform the index. Returns are calculated by taking year-end prices, subtracting them from the prices at the end of the following year (adjusting for any stock splits that might have occurred during the year) and adding dividends received for the period divided by starting price. Average annual total return and total return measure change in the value of an investment plus dividends, assuming quarterly reinvestment of dividends. Average annual total return reflects annualized change while total return reflects aggregate change and is not annualized. Standard deviation is a measure of volatility that represents the degree to which an investment's performance has varied from its average performance over a particular period. Standard deviation does not compare the volatility of an investment relative to other investments or the overall stock market. The more an investment's return varies from the investment's average return, the more volatile the investment. Standard deviation is based on past performance and is no guarantee of future results.

Please keep in mind that high, double-digit and/or triple-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Indices are statistical composites and their returns do not include payment of any sales charges or fees an investor would pay to purchase the securities they represent. Such costs would lower performance. It is not possible to invest directly in an index. The historical performance of the indices are shown for illustrative purposes only; it is not meant to forecast, imply or guarantee the future performance of any particular investment or the trust, which will vary.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 04/22/2014

Cumulative Return (%)

Maximum Sales Charge: N/A
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge N/A 27.35 N/A 8.39
Without Sales Charge 4.94 30.55 4.32 11.11
Dow Jones U.S. Index 1.77 20.57 1.82 7.52
as of 04/22/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge 31.04 N/A N/A 24.41
Without Sales Charge 34.31 N/A N/A 27.23
Dow Jones U.S. Index 21.50 N/A N/A 18.41

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

"Returns With Transactional Sales Charge" reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee, if applicable. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee, if applicable, is reflected in the returns as of the time of payment by a trust. These returns reflect any deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for "With Transactional Sales Charge" data.

"Returns Without Transactional Sales Charge" do not reflect any transactional sales charge and do not reflect any applicable creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee, if applicable, is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. The trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 27.35%
Without Sales Charge 30.55%
Dow Jones U.S. Index 20.57%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, deferred sales charges and creation and the development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 04/22/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Abbott Laboratories ABT Health Care Large-Cap Blend 0.47
Abercrombie & Fitch Co ANF Consumer Discretionary Small-Cap Blend 0.38
Acacia Resh Corp ACTG Industrial Small-Cap Growth 0.30
Actavis Plc ACT Health Care Large-Cap Growth 1.06
Adtran Inc ADTN Information Technology Small-Cap Blend 0.65
Aecom Technology Corp ACM Industrial Small-Cap Value 0.52
Aes Corp AES Utilities Mid-Cap Value 0.16
Aetna Inc New AET Health Care Large-Cap Blend 0.57
Aflac Inc AFL Financials Large-Cap Value 0.85
Agl Resources, Incorporated GAS Utilities Mid-Cap Value 0.18
Alcoa Inc AA Materials Mid-Cap Blend 0.18
Allegheny Technologies, Inc. ATI Materials Mid-Cap Blend 0.14
Alliant Techsystems Inc ATK Industrial Mid-Cap Value 0.99
Allied World Assurance Holdings Ltd AWH Financials Small-Cap Value 0.81
Allstate Corp ALL Financials Large-Cap Value 0.79
Alpha Natural Resources Inc ANR Energy Small-Cap Value 0.06
Amdocs DOX Information Technology Mid-Cap Blend 0.73
American Finl Group Inc 11 AFG Financials Mid-Cap Value 0.84
American International Group, Inc. AIG Financials Large-Cap Value 0.89
Amgen Inc AMGN Health Care Large-Cap Blend 0.55
Apple Computer Inc AAPL Information Technology Large-Cap Blend 0.66
Arch Coal Inc ACI Energy Small-Cap Value 0.10
Archer Daniels Midland Co ADM Consumer Staples Large-Cap Value 0.56
Arris Group Inc ARRS Information Technology Mid-Cap Growth 0.86
Assurant Inc AIZ Financials Mid-Cap Value 1.04
Avery Dennison Corporation AVY Materials Mid-Cap Value 0.13
Avis Budget Group, Inc. CAR Industrial Mid-Cap Blend 0.99
Avnet Inc AVT Information Technology Mid-Cap Value 0.63
Bally Technologies, Inc. BYI Consumer Discretionary Small-Cap Growth 0.64
Be Aerospace Inc BEAV Industrial Mid-Cap Growth 0.72
Berkley W R Corp WRB Financials Mid-Cap Value 0.66
Blackhawk Network Holdings Inc HAWKV Information Technology Other Other 0.08
C.r. Bard Inc BCR Health Care Mid-Cap Growth 0.61
Cabot Corp CBT Materials Mid-Cap Blend 0.18
Capital One Financial Corp COF Financials Large-Cap Value 0.92
Carrizo Oil & Gas Inc CRZO Energy Small-Cap Growth 0.84
Cash America Intl Inc CSH Financials Small-Cap Value 0.59
Centerpoint Energy CNP Utilities Mid-Cap Value 0.16
Centurylink Inc CTL Telecommunication Services Large-Cap Value 0.21
Cf Industries Holdings, Inc. CF Materials Mid-Cap Value 0.15
Chevron Corp CVX Energy Large-Cap Value 0.42
Cisco Systems Inc CSCO Information Technology Large-Cap Blend 0.61
Cliffs Natural Resources, Inc. CLF Materials Small-Cap Value 0.09
Coca Cola Enterprises Inc CCE Consumer Staples Mid-Cap Value 0.51
Coeur D'alene Mines Corporation CDE Materials Small-Cap Value 0.05
Cognizant Tech Solutions CTSH Information Technology Large-Cap Growth 0.72
Corning Inc GLW Information Technology Large-Cap Blend 0.95
Cst Brands, Inc. CST Consumer Discretionary Small-Cap Blend 0.03
Cummins Engine Inc CMI Industrial Large-Cap Growth 0.63
D R Horton Inc DHI Consumer Discretionary Mid-Cap Blend 0.37
Delta Air Lines, Inc. DAL Industrial Large-Cap Value 1.07
Devry Inc DV Consumer Discretionary Small-Cap Blend 0.68
Directv DTV Consumer Discretionary Large-Cap Blend 0.73
Domtar Corporation UFS Materials Mid-Cap Value 0.15
El Paso Electric Company EE Utilities Small-Cap Value 0.16
Electronic Arts EA Information Technology Mid-Cap Growth 0.61
Electronics for Imaging Inc EFII Information Technology Small-Cap Growth 0.91
Entergy Corp ETR Utilities Mid-Cap Value 0.15
Ezcorp Inc- Cl A EZPW Financials Small-Cap Value 0.35
First Solar Inc FSLR Information Technology Mid-Cap Value 1.04
Firstenergy Corp FE Utilities Mid-Cap Value 0.11
Freeport-McMoran Copper & Gold FCX Materials Large-Cap Blend 0.11
Frontier Communications Corp FTR Telecommunication Services Mid-Cap Value 0.30
Fti Consulting Inc FCN Industrial Small-Cap Blend 0.48
Gentex Corp GNTX Consumer Discretionary Mid-Cap Blend 0.63
Graham Holdings Company GHC Consumer Discretionary Mid-Cap Value 0.84
Great Plains Energy GXP Utilities Mid-Cap Value 0.16
Harley Davidson Inc HOG Consumer Discretionary Mid-Cap Growth 0.53
Harman Intl Inds Inc HAR Consumer Discretionary Mid-Cap Growth 1.01
Hartford Financial Svcs Group Inc HIG Financials Large-Cap Value 0.91
Healthsouth Corp HLS Health Care Small-Cap Value 0.61
Herbalife Ltd HLF Consumer Staples Mid-Cap Blend 0.61
Hertz Global Holdings Inc HTZ Industrial Mid-Cap Blend 0.66
Hess Corporation HES Energy Large-Cap Value 0.49
Hillenbrand, Inc. HI Consumer Discretionary Small-Cap Value 0.63
Hollyfrontier Corporation HFC Energy Mid-Cap Value 0.38
Horace Mann Educators Corp New HMN Financials Small-Cap Value 0.93
Humana Incorporated HUM Health Care Large-Cap Blend 0.70
Huntington Ingalls Industry HII Industrial Mid-Cap Blend 0.98
Huntsman Corp HUN Materials Mid-Cap Value 0.15
Idacorp Inc IDA Utilities Small-Cap Value 0.17
Idex Corp Dp IEX Industrial Mid-Cap Growth 0.70
Ingram Micro Inc -Cl A IM Information Technology Mid-Cap Value 0.88
Ingredion Inc INGR Consumer Staples Mid-Cap Value 0.42
Interdigital, Inc. IDCC Information Technology Small-Cap Blend 0.41
International Game Technology IGT Consumer Discretionary Mid-Cap Value 0.41
Interpublic Group of Companies, Incorporated IPG Consumer Discretionary Mid-Cap Value 0.66
Itc Holdings Corp ITC Utilities Mid-Cap Growth 0.17
J P Morgan Chase & Co JPM Financials Large-Cap Value 0.75
Jack IN the Box Inc JACK Consumer Discretionary Small-Cap Growth 0.85
Jetblue Airways Corporation JBLU Industrial Small-Cap Blend 0.63
Juniper Networks Inc JNPR Information Technology Mid-Cap Growth 0.71
Kaiser Aluminum Corp KALU Materials Small-Cap Blend 0.14
Keurig Green Mountain Inc. GMCR Consumer Staples Other Other 0.76
Key Energy Svcs Inc KEG Energy Small-Cap Value 0.48
Kroger Co KR Consumer Staples Large-Cap Blend 0.72
Laboratory Corp American Holdings LH Health Care Mid-Cap Blend 0.49
Lennar Corp LEN Consumer Discretionary Mid-Cap Growth 0.39
Leucadia Natl Corp LUK Financials Mid-Cap Value 0.21
Lexmark Intl Group Inc LXK Information Technology Small-Cap Value 0.97
Lilly (Eli) & Co LLY Health Care Large-Cap Value 0.46
Lincoln Natl Corp Ind LNC Financials Mid-Cap Value 0.99
Linkedin Corporation LNKD Information Technology Large-Cap Growth 0.49
Manpowergroup, Inc. MAN Industrial Mid-Cap Blend 0.67
Marathon Oil Corporation MRO Energy Large-Cap Value 0.42
Marriott Vacations Worldwide VAC Consumer Discretionary Small-Cap Blend 0.67
Medtronic Inc MDT Health Care Large-Cap Blend 0.55
Metlife Inc MET Financials Large-Cap Value 0.89
Michael Kors Holdings, Ltd. KORS Consumer Discretionary Large-Cap Growth 0.66
Mine Safety Appliances Co MSA Industrial Other Other 0.55
Monsanto Co MON Materials Large-Cap Growth 0.45
Murphy Oil Corp MUR Energy Mid-Cap Value 0.41
Murphy Usa, Inc. MUSA-W Consumer Discretionary Mid-Cap Blend 0.07
Myriad Genetics Inc MYGN Health Care Small-Cap Growth 0.66
Nabors Indust Ltd NBR Energy Mid-Cap Blend 0.59
National Fuel Gas Co NFG Utilities Mid-Cap Blend 0.18
Nii Holdings Inc NIHD Telecommunication Services Small-Cap Value 0.04
Nvidia Corporation NVDA Information Technology Mid-Cap Blend 0.83
Oil States International, Inc. OIS Energy Mid-Cap Value 0.51
Olin Corp Com Par $1 OLN Materials Small-Cap Value 0.13
Omnivision Technologies, Inc. OVTI Information Technology Small-Cap Value 0.80
On Semiconductor Corporation ONNN Information Technology Mid-Cap Blend 0.67
Oshkosh Truck Corp OSK Industrial Mid-Cap Value 0.70
P G & E Corp PCG Utilities Large-Cap Value 0.15
Patterson-Uti Energy Inc PTEN Energy Mid-Cap Value 0.54
Pdl Biopharma Inc PDLI Health Care Small-Cap Blend 0.51
Peabody Energy Corp BTU Energy Mid-Cap Blend 0.09
Pnm Resources Inc PNM Utilities Small-Cap Value 0.17
Polaris Industries PII Consumer Discretionary Mid-Cap Growth 0.65
Polycom Inc PLCM Information Technology Small-Cap Growth 0.75
Portland General Electric Company POR Utilities Small-Cap Value 0.15
Ppl Corp PPL Utilities Large-Cap Value 0.15
Principal Financial Group Inc. PFG Financials Mid-Cap Value 0.91
Protective Life Corp PL Financials Mid-Cap Value 1.00
Public Service Enterprise Gp PEG Utilities Large-Cap Value 0.17
Pulte Corp PHM Consumer Discretionary Mid-Cap Blend 0.38
Pvh Corporation PVH Consumer Discretionary Mid-Cap Blend 0.41
Qlogic Corp QLGC Information Technology Small-Cap Value 0.58
Quest Diagnostics Inc DGX Health Care Mid-Cap Value 0.45
Questcor Pharmaceuticals Inc QCOR Health Care Mid-Cap Blend 1.05
Regal Entertainment Group RGC Consumer Discretionary Small-Cap Value 0.61
Reinsurance Group Amer Inc RGA Financials Mid-Cap Value 0.89
Reliance Steel & Alumi RS Materials Mid-Cap Value 0.11
Rosetta Resources Inc. ROSE Energy Small-Cap Growth 0.39
Ryland Group Inc RYL Consumer Discretionary Small-Cap Blend 0.41
Safeway Inc SWY Consumer Staples Mid-Cap Value 0.71
Sandrisge Energy, Inc. SD Energy Small-Cap Value 0.46
Sba Communications Corp SBAC Telecommunication Services Mid-Cap Growth 0.26
Schulman (A.), Incorporated SHLM Materials Small-Cap Value 0.12
Seacor Hldgs Inc CKH Energy Small-Cap Blend 0.48
Sensient Technologies Corp SXT Materials Small-Cap Value 0.17
Shutterfly, Inc. SFLY Consumer Discretionary Small-Cap Growth 0.48
Southern Co SO Utilities Large-Cap Value 0.14
Southwest Airlines Co LUV Industrial Large-Cap Growth 0.96
Southwest Gas Corp SWX Utilities Small-Cap Value 0.17
Sprint Nextel Corp S Telecommunication Services Large-Cap Value 0.08
St Jude Med Inc STJ Health Care Large-Cap Blend 0.64
Steel Dynamics Inc STLD Materials Mid-Cap Value 0.13
Superior Energy Svcs Inc SPN Energy Mid-Cap Blend 0.48
T-Mobile Us, Inc. TMUS Telecommunication Services Large-Cap Blend 0.32
Tech Data Corp TECD Information Technology Small-Cap Value 0.72
Teco Energy Inc TE Utilities Mid-Cap Value 0.14
Telephone & Data Sys Inc TDS Telecommunication Services Small-Cap Value 0.26
Tenneco Automotive TEN Consumer Discretionary Mid-Cap Blend 0.67
Tesoro Pete Corp TSO Energy Mid-Cap Value 0.38
Tidewater Inc TDW Energy Small-Cap Blend 0.42
Timken Co TKR Industrial Mid-Cap Blend 0.52
Toll Bros Inc TOL Consumer Discretionary Mid-Cap Blend 0.41
Torchmark Corp TMK Financials Mid-Cap Value 0.91
Toro Co TTC Industrial Mid-Cap Growth 0.66
Towers Watson & Company - Cl A TW Industrial Mid-Cap Growth 0.81
Triumph Group Inc TGI Industrial Mid-Cap Value 0.42
Tyson Foods Inc TSN Consumer Staples Mid-Cap Value 0.73
United Stationers Inc USTR Industrial Small-Cap Value 0.50
United Therapeutics Corp UTHR Health Care Mid-Cap Blend 0.68
Unitedhealth Group Inc UNH Health Care Large-Cap Blend 0.60
Unites States Steel Corporation X Materials Mid-Cap Value 0.15
Universal Hlth Svc Inc UHS Health Care Mid-Cap Blend 0.53
Unumprovident Corp UNM Financials Mid-Cap Value 0.84
Valero Energy Corp VLO Energy Large-Cap Value 0.50
Vca Antech, Inc. WOOF Health Care Small-Cap Blend 0.67
Verizon Communications VZ Telecommunication Services Large-Cap Value 0.21
Vishay Intertechnology Inc VSH Information Technology Small-Cap Blend 0.55
Weatherford International, Inc. WFT Energy Large-Cap Growth 0.61
Wellpoint Inc WLP Health Care Large-Cap Value 0.64
Wesco WCC Industrial Mid-Cap Blend 0.56
Westar Energy Corporation WR Utilities Mid-Cap Value 0.15
Western Digital Corp D WDC Information Technology Large-Cap Value 1.04
Whiting Petroleum Corporation WLL Energy Mid-Cap Blend 0.57
Windstream Holdings, Inc. WIN Telecommunication Services Mid-Cap Value 0.21
Xerox Corp XRX Information Technology Mid-Cap Value 0.76
Zimmer Holdings ZMH Health Care Large-Cap Blend 0.51

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in the basic materials sector. Basic materials companies are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

This trust invests in the consumer goods sector. Companies that manufacture, distribute and provide consumer products face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the consumer discretionary sector. Companies that provide consumer services face risks such as intense competition, the lack of serious barriers to entry for on-line entrants, economic recession and a slowdown in consumer spending trends. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust invests in the energy industry. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources.

The trust invests in the financial services industry and may present more risk than a more diversified investment. There are certain risks specific to the financial services sector, including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

This trust invests in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

This trust invests in the industrials sector. General risks of industrials companies include the general state of the economy, intense competition, consolidation, domestic and international politics, excess capacity and consumer spending trends.

This trust invests in the technology industry. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

This trust invests in the telecommunications industry. There are certain risks specific to telecommunication stocks such as volatile stock prices, rapid product obsolescence, and speculative trading as well as government changes in regulations.

This trust invests in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

as of 04/22/2014

ESTM0132

  • Offer Price -
  • WRAP Price -
  • Bid Price $12.57240
  • Liquidation Price $12.57240

Trust Specifics

  • Mar 14, 2013 Deposit Date
  • Mar 14, 2013 -
    Jun 12, 2013
    Scheduled
    Primary Offering
    Period
  • IDJMPX Nasdaq Symbol
  • 15 months Term of Trust
  • Jun 13, 2014 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.127720
  • Initial Payable Date2 Jul 25, 2013
  • Initial Record Date2 Jul 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133L627 46133L643
Re-invest CUSIP 46133L635 46133L650
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.