Unit Trusts

Mid Cap Core Strategy (MIDC0133)

The information shown relates to a trust that is no longer offered for sale. This information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

Strategy

The portfolio seeks to provide capital appreciation. The Portfolio seeks to achieve its objective by using an enhanced index strategy to select a portfolio of 40 stocks. The selection process selects 20 stocks using the Mid Cap Growth Strategy and 20 stocks using the Mid Cap Value Strategy.
as of 02/28/2014

Style map

as of 04/17/2014

Country Breakdown

as of 04/17/2014

Sector Breakdown

  Trust Weighting (%) S&P MidCap Index
Weighting (%)
Consumer Discretionary 11.04 13.20
Consumer Staples 0.00 3.24
Energy 2.58 6.20
Financials 15.84 22.79
Health Care 12.45 9.19
Industrial 19.69 16.88
Information Technology 24.75 15.81
Materials 8.44 7.43
Telecommunication Services 2.57 0.45
Utilities 2.64 4.80
as of 04/17/2014

Market Cap / Style Breakdown

  Trust Weighting (%) S&P MidCap Index
Weighting (%)
Large-Cap Value 0.00 0.00
Large-Cap Blend 0.00 0.00
Large-Cap Growth 0.00 0.92
Mid-Cap Value 7.27 19.61
Mid-Cap Blend 30.00 26.17
Mid-Cap Growth 30.46 29.82
Small-Cap Value 12.56 9.89
Small-Cap Blend 19.71 9.73
Small-Cap Growth 0.00 3.85
Other 0.00 0.00
as of 04/17/2014

Keystats

Weighted Avg P/E 19.37
Weighted Avg P/B 3.11
Weighted Avg Market Cap (MM) $4,684.14
Weighted Avg 1 Yr EPS 17.24%
Weighted Avg 3 Yr EPS 89.82%
Weighted Avg PEG Ratio 1.42
Weighted Avg Beta 1.19
From 12/31/1994 - 12/31/2013
( Source Bloomberg, L.P. )

Hypothetical Performance of
$10,000 Investment

Annual Total Return

Standard Deviation Strategy S&P MidCap Index
12/31/1994 - 12/31/2013 22.98% 18.41%
Annual Total Return Strategy S&P MidCap Index
12/31/1995 24.81% 30.95%
12/31/1996 37.17% 19.23%
12/31/1997 41.72% 32.24%
12/31/1998 15.26% 19.09%
12/31/1999 5.32% 14.70%
12/31/2000 14.36% 17.51%
12/31/2001 22.60% -0.60%
12/31/2002 -11.69% -14.51%
12/31/2003 41.65% 35.62%
12/31/2004 21.88% 16.49%
12/31/2005 10.43% 12.56%
12/31/2006 7.71% 10.32%
12/31/2007 10.49% 7.98%
12/31/2008 -36.28% -36.23%
12/31/2009 70.15% 37.38%
12/31/2010 28.50% 26.64%
12/31/2011 -7.50% -1.73%
12/31/2012 15.57% 17.88%
12/31/2013 32.79% 33.46%
03/31/2014 1.52% 3.03%

Average Annual Total Return

Average Annual Return
(for the period ended 12/31/2013)
Strategy S&P MidCap Index
1-Year 31.46% 33.46%
3-Year 12.01% 15.63%
5-Year 25.17% 21.88%
10-Year 12.11% 10.36%
15-Year 12.42% 9.97%

The above graph represents a hypothetical $10,000 investment in the trust strategy (not any actual trust) and the associated benchmark over the period indicated in the graph. The graph assumes the sum of the initial investment ($10,000) and all dividends (including those on stocks trading ex-dividend as of the last day of the year) and appreciation during a year are reinvested at the end of that year.

All strategy performance is hypothetical (not any actual trust) and reflects trust sales charges (full sales charge in first year of 2.95% and reduced rollover charge thereafter of 1.95%) and expenses but not brokerage commissions on stocks or taxes. Past performance is no guarantee of future results. Actual returns will vary from hypothetical strategy returns due to timing differences and because the trust may not be invested equally in all stocks or be fully invested at all times. In any given year the strategy may lose money or underperform the index. Returns are calculated by taking year-end prices, subtracting them from the prices at the end of the following year (adjusting for any stock splits that might have occurred during the year) and adding dividends received for the period divided by starting price. Average annual total return and total return measure change in the value of an investment plus dividends, assuming quarterly reinvestment of dividends. Average annual total return reflects annualized change while total return reflects aggregate change and is not annualized. Standard deviation is a measure of volatility that represents the degree to which an investment's performance has varied from its average performance over a particular period. Standard deviation does not compare the volatility of an investment relative to other investments or the overall stock market. The more an investment's return varies from the investment's average return, the more volatile the investment. Standard deviation is based on past performance and is no guarantee of future results.

Please keep in mind that high, double-digit and/or triple-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Indices are statistical composites and their returns do not include payment of any sales charges or fees an investor would pay to purchase the securities they represent. Such costs would lower performance. It is not possible to invest directly in an index. The historical performance of the indices are shown for illustrative purposes only; it is not meant to forecast, imply or guarantee the future performance of any particular investment or the trust, which will vary.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

You should consider this trust as part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will encounter tax consequences associated with reinvesting from one trust to another.

The stocks of medium-sized companies are often associated with higher risk than stocks of larger companies, including higher volatility.

as of 04/17/2014

Cumulative Return (%)

Maximum Sales Charge: N/A
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge -1.86 11.20 -3.28 6.35
Without Sales Charge 0.60 13.99 -0.85 9.02
S&P MidCap Index 1.06 12.26 0.30 7.25
as of 04/17/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge N/A N/A N/A N/A
Without Sales Charge N/A N/A N/A N/A
S&P MidCap Index N/A N/A N/A N/A

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 11.2%
Without Sales Charge 13.99%
S&P MidCap Index 12.26%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

You should consider this trust as part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will encounter tax consequences associated with reinvesting from one trust to another.

The stocks of medium-sized companies are often associated with higher risk than stocks of larger companies, including higher volatility.

as of 04/17/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Alliance Data Systems Corporation ADS Information Technology Mid-Cap Growth 3.01
Amc Networks, Inc. AMCX Consumer Discretionary Mid-Cap Growth 2.33
Ascena Retail Group Inc ASNA Consumer Discretionary Small-Cap Blend 2.08
Be Aerospace Inc BEAV Industrial Mid-Cap Growth 2.89
Cabelas, Inc. CAB Consumer Discretionary Mid-Cap Growth 2.23
Cabot Corp CBT Materials Mid-Cap Blend 3.39
Cadence Design Sys Inc CDNS Information Technology Mid-Cap Growth 2.23
Chicos Fas Inc CHS Consumer Discretionary Small-Cap Blend 2.14
Community Hlth Sys Inc CYH Health Care Mid-Cap Value 2.03
Con-Way Inc CNW Industrial Small-Cap Blend 2.32
Convergys Corp CVG Information Technology Small-Cap Value 2.67
Eaton Vance Corporation EV Financials Mid-Cap Blend 2.21
Hanover Insurance Group THG Financials Small-Cap Value 2.64
Huntington Ingalls Industry HII Industrial Mid-Cap Blend 4.03
Idex Corp Dp IEX Industrial Mid-Cap Growth 2.92
Jetblue Airways Corporation JBLU Industrial Small-Cap Blend 3.04
Lifepoint Hosp Inc LPNT Health Care Small-Cap Value 2.33
Ncr Corporation NCR Information Technology Mid-Cap Blend 2.32
Neustar, Inc.- Cl A NSR Information Technology Small-Cap Blend 1.29
Owens & Minor Inc Hldg Co OMI Health Care Small-Cap Value 2.34
Raymond James Fin Inc. RJF Financials Mid-Cap Blend 2.60
Reinsurance Group Amer Inc RGA Financials Mid-Cap Value 2.54
Resmed Inc RMD Health Care Mid-Cap Blend 2.49
Riverbed Technology, Inc. RVBD Information Technology Mid-Cap Growth 2.66
Sei Investments Co SEIC Financials Mid-Cap Growth 2.44
Silgan Hldgs Inc SLGN Materials Small-Cap Blend 2.36
Skyworks Solutions SWKS Information Technology Mid-Cap Growth 3.80
Sonoco Prods Co SON Materials Mid-Cap Value 2.70
Sotheby's BID Consumer Discretionary Small-Cap Blend 2.27
Superior Energy Svcs Inc SPN Energy Mid-Cap Blend 2.58
Telephone & Data Sys Inc TDS Telecommunication Services Small-Cap Value 2.57
Trinity Industries TRN Industrial Mid-Cap Blend 4.49
Ugi Corporation UGI Utilities Mid-Cap Blend 2.64
United Therapeutics Corp UTHR Health Care Mid-Cap Blend 3.26
Verifone Systems, Inc. PAY Information Technology Small-Cap Blend 4.22
Waddell & Reed Finl Inc WDR Financials Mid-Cap Growth 3.41
Wex, Inc. WEX Information Technology Mid-Cap Growth 2.54

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

You should consider this trust as part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will encounter tax consequences associated with reinvesting from one trust to another.

The stocks of medium-sized companies are often associated with higher risk than stocks of larger companies, including higher volatility.

as of 04/17/2014

MIDC0133

  • Offer Price -
  • WRAP Price -
  • Bid Price $10.42220
  • Liquidation Price $10.42220

Trust Specifics

  • Jul 11, 2013 Deposit Date
  • Jul 11, 2013 -
    Oct 09, 2013
    Scheduled
    Primary Offering
    Period
  • IMCRSX Nasdaq Symbol
  • 15 months Term of Trust
  • Oct 10, 2014 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.070580
  • Initial Payable Date2 Nov 25, 2013
  • Initial Record Date2 Nov 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133P545 46133P560
Re-invest CUSIP 46133P552 46133P578
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.