Unit Trusts

S&P Powerpicks Portfolio (PICK0132)

The information shown relates to a trust that is no longer offered for sale. This information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

Objective

The portfolio seeks above-average total return. The portfolio seeks to achieve its objective by investing in a portfolio of stocks selected by the Standard & Poor's equity research staff.

The S&P PowerPicks Portfolio harnesses the industry experience of S&P Capital IQ Equity Research ("S&P"), a team of approximately 35 equity analysts. The S&P PowerPicks Portfolio packages the 40 top picks from these analysts into one simple investment.

Each January since 1997, analysts at S&P have identified the stocks they believe will out-perform the market in the following year known as the S&P PowerPicks, and put them together in one portfolio. These selections are designated by S&P as their PowerPicks portfolio. Over the years, this list has gained increased media attention, including coverage by the Wall Street Journal. Beginning in 2004, S&P's began publishing a mid-year PowerPicks list. In November 2008, a PowerPicks list was selected between the publication of a mid-year and an annual list for the first time.

You can now own the S&P PowerPicks portfolio in one simple unit investment trust.

Investment Objective:
The portfolio seeks above-average total return. The portfolio seeks to achieve its objective by investing in a portfolio of stocks selected by the S&P Capital IQ Equity Research.

Potential Advantages of the trust:

  • Research Coverage Leadership Since 1941, S&P's has been a global provider of independent investment data, valuation and analysis in the equity, fixed income, foreign exchange and mutual fund markets. S&P's research and ratings are used by both retail and institutional clients. S&P's equity analysts prepare comprehensive semiannual industry surveys that provide a framework for evaluation of the potential prospects in each industry and are used by retail and institutional clients worldwide.
  • Disciplined Process S&P's team conducts fundamental security analysis with broad coverage of approximately 1200 issues. Analysis includes visits to companies and with senior management. Individual picks are based on what the analyst believes is a stock's future capital appreciation potential versus the expected performance of the market over a period of 12 months.
  • Convenience Through one convenient investment, you can own 40 of the best picks of S&P's analysts, companies they believe will out-perform the market over the next year.
  • Know What You're Buying UITs follow disciplined, buy-and-hold approaches to investing.

 Read more
as of 02/28/2014

Style map

as of 04/22/2014

Country Breakdown

as of 04/22/2014

Sector Breakdown

  Trust Weighting (%) S&P 500 Index
Weighting (%)
Consumer Discretionary 10.79 11.96
Consumer Staples 9.83 9.75
Energy 10.19 10.56
Financials 15.68 16.18
Health Care 13.14 13.24
Industrial 10.02 10.74
Information Technology 24.42 18.45
Materials 3.59 3.52
Telecommunication Services 0.00 2.50
Utilities 2.34 3.12
as of 04/22/2014

Market Cap / Style Breakdown

  Trust Weighting (%) S&P 500 Index
Weighting (%)
Large-Cap Value 10.99 28.64
Large-Cap Blend 20.90 29.61
Large-Cap Growth 21.57 30.33
Mid-Cap Value 7.98 4.75
Mid-Cap Blend 5.31 3.87
Mid-Cap Growth 20.90 2.79
Small-Cap Value 3.68 0.02
Small-Cap Blend 5.88 0.00
Small-Cap Growth 0.00 0.00
Other 2.79 0.00
as of 04/11/2013

Expenses

(amount per unit)
Estimated Organization Costs:3 $0.0375
Total Estimated Annual Expenses:3 $0.0349
as of 04/22/2014

Keystats

Weighted Avg P/E 28.06
Weighted Avg P/B 5.04
Weighted Avg Market Cap (MM) $49,992.10
Weighted Avg 1 Yr EPS 25.13%
Weighted Avg 3 Yr EPS -530.59%
Weighted Avg PEG Ratio 1.60
Weighted Avg Beta 1.26

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of anydividend may vary over time.

as of 04/22/2014

Cumulative Return (%)

Maximum Sales Charge: N/A
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge 3.80 26.11 N/A 11.77
Without Sales Charge 6.41 29.27 5.79 14.58
S&P 500 Index 2.29 20.48 2.47 8.84
as of 04/22/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge 29.95 N/A N/A 25.25
Without Sales Charge 33.19 N/A N/A 28.31
S&P 500 Index 23.42 N/A N/A 19.83

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 26.11%
Without Sales Charge 29.27%
S&P 500 Index 20.48%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of anydividend may vary over time.

as of 04/22/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Akamai Technologies AKAM Information Technology Mid-Cap Growth 2.97
Allergan Inc AGN Health Care Large-Cap Growth 2.74
Apple Computer Inc AAPL Information Technology Large-Cap Blend 2.51
BB&T Corp BBT Financials Large-Cap Value 2.37
Boston Pptys Inc BXP Financials Large-Cap Growth 2.10
Broadcom Corp BRCM Information Technology Large-Cap Growth 1.70
Carnival Corp CCL Consumer Discretionary Large-Cap Blend 2.13
Cbl & Assoc Pptys Inc CBL Financials Small-Cap Value 1.45
Celgene Corp CELG Health Care Large-Cap Growth 2.38
Cerner Corp CERN Health Care Large-Cap Growth 2.19
Coach Inc COH Consumer Discretionary Mid-Cap Blend 1.89
Coca-Cola Company KO Consumer Staples Large-Cap Blend 1.94
Conagra, Incorporated CAG Consumer Staples Mid-Cap Value 1.77
Crown Castle International Corporation CCI Financials Large-Cap Growth 2.00
Cst Brands, Inc. CST Consumer Discretionary Small-Cap Blend 0.16
Cvs Corp CVS Consumer Staples Large-Cap Blend 2.49
Discover Financial Services DFS Financials Large-Cap Blend 2.52
Flowserve Corporation FLS Industrial Mid-Cap Growth 2.72
Hartford Financial Svcs Group Inc HIG Financials Large-Cap Value 2.52
Icon Plc ICLR Health Care Other Other 2.79
Intl Business Machines Corp IBM Information Technology Large-Cap Value 1.82
Itc Holdings Corp ITC Utilities Mid-Cap Growth 2.34
Jm Smucker Co SJM Consumer Staples Mid-Cap Value 1.93
Johnson Controls Inc JCI Consumer Discretionary Large-Cap Blend 2.75
Lazard Ltd- Cl A LAZ Financials Mid-Cap Value 2.72
McKesson Hboc Inc MCK Health Care Large-Cap Growth 3.04
Microsoft Corp MSFT Information Technology Large-Cap Blend 2.57
Mks Instruments, Inc. MKSI Information Technology Small-Cap Blend 2.14
National Oilwell Inc NOV Energy Large-Cap Blend 2.28
Neenah Paper Inc NP Materials Small-Cap Blend 3.59
Philip Morris International, Inc. PM Consumer Staples Large-Cap Value 1.70
Pioneer Nat Res Co PXD Energy Large-Cap Growth 3.11
Qualcomm Inc QCOM Information Technology Large-Cap Growth 2.32
Scripps Network Interactive- Cl A SNI Consumer Discretionary Mid-Cap Growth 2.15
Sunedison, Inc. SUNE Information Technology Mid-Cap Growth 8.39
Target Corp TGT Consumer Discretionary Large-Cap Blend 1.71
Triumph Group Inc TGI Industrial Mid-Cap Value 1.56
United Rentals Inc URI Industrial Mid-Cap Blend 3.42
Usg Corp USG Industrial Mid-Cap Growth 2.32
Valero Energy Corp VLO Energy Large-Cap Value 2.57
World Fuel Services Corporation INT Energy Small-Cap Value 2.23

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

3The estimated annual expenses are based upon the estimated trust size for the Portfolio determined as of the initial date of deposit. Because certain of the operating expenses are fixed amounts, if the trust does not reach that estimated size, the amount of the estimated annual expenses per unit may exceed the amounts reflected. On the business day following the end of the initial offering period, the Sponsor and/or the Supervisor will waive their respective fees, and/or the Sponsor will reimburse the Portfolio operating expenses, in an amount so that the total estimated annual expenses calculated on that date do not exceed $0.0350 per unit.
However, subsequent to that date the value of the Portfolio as well as the number of outstanding units may decline, and/or the actual amount of the operating expenses may exceed the estimated amounts, any of which could result in the actual amount of the total annual expenses exceeding $0.0350 per unit.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

The trust should be considered as a part of a long term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of anydividend may vary over time.

as of 04/22/2014

PICK0132

  • Offer Price -
  • WRAP Price -
  • Bid Price $12.43970
  • Liquidation Price $12.43970

Trust Specifics

  • Apr 11, 2013 Deposit Date
  • Apr 11, 2013 -
    Jul 10, 2013
    Scheduled
    Primary Offering
    Period
  • ISPRIX Nasdaq Symbol
  • 15 months Term of Trust
  • Jul 11, 2014 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.139120
  • Initial Payable Date2 Aug 25, 2013
  • Initial Record Date2 Aug 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133M666 46133M682
Re-invest CUSIP 46133M674 46133M690
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.