Unit Trusts

Diversified Healthcare Portfolio (HCRX0064)

Objective

Investment Objective
The portfolio seeks capital appreciation. The portfolio seeks to achieve its objective by investing in a portfolio primarily consisting of stocks of companies diversified within the healthcare industry.

The Diversified Healthcare Portfolio is a unit investment trust which seeks capital appreciation by investing in a portfolio of health care related products and services such as:

  • Pharmaceutical
  • Biotechnology
  • Healthcare Providers
  • Medical Devices and Equipment
  • Medical Supply Companies

Why Consider Investing in the Healthcare Industry
Biotechnology and pharmaceuticals have increased the length and quality of life for millions of people. As the aging population continues to grow, so too does the demand for new and better health care related products and services. 

Virtually every day, advances in health care are being made, often leading to revolutionary breakthroughs in areas such as medical diagnostics, equipment and services, agriculture, patient care, forensics, environmental cleanup and preservation.

Why Consider Investing in the Diversified Healthcare Portfolio

  • Growth Potential - The portfolio offers you the opportunity to participate in the growth potential of pharmaceutical, biotechnology, health care providers, medical devices and medical supply companies.
  • Diversification - The trust's investments are diversified across a variety of health care sectors, which may help limit portfolio volatility.

The companies selected for the Portfolio may share a variety of traits, among others, as of the time of selection, such as:

  • Innovative products and services
  • Operations within a market with high barriers to entry
  • Ownership of highly valuable intangible assets such as patents and intellectual property
  • I/B/E/S consensus analyst recommendation of "Hold" or better
  • Attractive balance sheets
  • Well-capitalized

I/B/E/S is a database of security recommendations from many different contributing firms. I/B/E/S translates the data into a uniform consensus average recommendation form.

Diversification does not ensure a profit or eliminate the risk of loss.

 Read more
as of 02/28/2014

Style map

as of 04/22/2014

Country Breakdown

as of 04/22/2014

Sector Breakdown

as of 04/22/2014

Market Cap / Style Breakdown

  Trust Weighting (%) DJ Healthcare Index
Weighting (%)
Large-Cap Value 15.08 23.77
Large-Cap Blend 47.61 35.08
Large-Cap Growth 21.22 27.08
Mid-Cap Value 0.00 0.63
Mid-Cap Blend 3.53 3.58
Mid-Cap Growth 4.33 7.38
Small-Cap Value 0.00 0.60
Small-Cap Blend 0.00 0.48
Small-Cap Growth 0.00 1.39
Other 8.22 0.00
as of 04/22/2014

Keystats

Weighted Avg P/E 18.75
Weighted Avg P/B 4.49
Weighted Avg Market Cap (MM) $73,087.70
Weighted Avg 1 Yr EPS 3.21%
Weighted Avg 3 Yr EPS 21.60%
Weighted Avg PEG Ratio 1.79
Weighted Avg Beta 0.97

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, and the potential lack of liquidity, government supervision and regulation.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several market sectors. This trust is concentrated in the healthcare sector. There are certain risks specific to the healthcare companies such as governmental regulation and the risk that a product may never come to pass.

as of 04/22/2014

Cumulative Return (%)

Maximum Sales Charge: 3.45%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge -1.83 8.79 -3.03 4.64
Without Sales Charge 1.68 12.68 0.43 8.41
DJ Healthcare Index 3.54 12.16 0.03 9.09
as of 04/22/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge N/A N/A N/A N/A
Without Sales Charge N/A N/A N/A N/A
DJ Healthcare Index N/A N/A N/A N/A

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 8.79%
Without Sales Charge 12.68%
DJ Healthcare Index 12.16%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, and the potential lack of liquidity, government supervision and regulation.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several market sectors. This trust is concentrated in the healthcare sector. There are certain risks specific to the healthcare companies such as governmental regulation and the risk that a product may never come to pass.

as of 04/22/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Abbott Laboratories ABT Health Care Large-Cap Blend 3.74
Abbvie Inc ABBV Health Care Large-Cap Value 3.95
Amgen Inc AMGN Health Care Large-Cap Blend 3.93
Baxter International Inc BAX Health Care Large-Cap Blend 3.60
Bayer a G BAYRY Health Care Other Other 4.05
Becton Dickinson & Co BDX Health Care Large-Cap Blend 4.04
Biogen Idec Inc. BIIB Health Care Large-Cap Growth 4.78
Cardinal Health Inc CAH Health Care Large-Cap Blend 4.75
Celgene Corp CELG Health Care Large-Cap Growth 3.51
Cigna Corp CI Health Care Large-Cap Value 3.52
Covidien Plc COV Health Care Large-Cap Blend 3.98
Express Scripts Holdings Co ESRX Health Care Large-Cap Growth 3.87
Johnson & Johnson JNJ Health Care Large-Cap Blend 3.78
McKesson Hboc Inc MCK Health Care Large-Cap Growth 4.91
Mednax, Inc. MD Health Care Mid-Cap Growth 4.33
Medtronic Inc MDT Health Care Large-Cap Blend 3.74
Novartis Ag-Adr NVS Health Care Large-Cap Blend 4.26
Patterson Cos Inc PDCO Health Care Mid-Cap Blend 3.53
Perrigo Company Plc PRGO Health Care Large-Cap Growth 4.16
Pfizer Inc PFE Health Care Large-Cap Value 3.77
Roche Holdings Ltd-Spons Adr RHHBY Health Care Other Other 4.18
St Jude Med Inc STJ Health Care Large-Cap Blend 4.22
Stryker Corp SYK Health Care Large-Cap Blend 3.91
Unitedhealth Group Inc UNH Health Care Large-Cap Blend 3.68
Wellpoint Inc WLP Health Care Large-Cap Value 3.84

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, and the potential lack of liquidity, government supervision and regulation.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several market sectors. This trust is concentrated in the healthcare sector. There are certain risks specific to the healthcare companies such as governmental regulation and the risk that a product may never come to pass.

as of 04/22/2014

HCRX0064

  • Offer Price $11.28630
  • WRAP Price $10.97480
  • Bid Price $10.92630
  • Liquidation Price $10.89690

Trust Specifics

  • Aug 06, 2013 Deposit Date
  • Aug 06, 2013 -
    Nov 04, 2013
    Scheduled
    Primary Offering
    Period
  • IDIHCX Nasdaq Symbol
  • 24 months Term of Trust
  • Aug 06, 2015 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Maximum Sales Charge 3.45%
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.150560
  • Initial Payable Date2 Dec 25, 2013
  • Initial Record Date2 Dec 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133T307 46133T323
Re-invest CUSIP 46133T315 46133T331
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.