Unit Trusts

Global Water Portfolio (GWTR0133)

Objective

The portfolio seeks capital appreciation. The portfolio seeks to achieve its objective by investing in a portfolio 25 stocks derived from the S-Network Water IndexSM (the "Water Index"). The Water Index is a diversified composite index of 60 stocks active in the global water sector, comprised of 30 water utilities included in the S-Network Water WorksSM sub-index ("Water Works") and 30 companies that provide water technology and water infrastructure products and services included in the S-Network Water TechSM sub-index ("Water Tech"). The portfolio will consist of 15 Water Tech stocks and 10 Water Works stocks.

as of 04/22/2014

Country Breakdown

as of 04/22/2014

Sector Breakdown

  Trust Weighting (%) S&P Global 1200
Weighting (%)
Consumer Discretionary 0.00 11.77
Consumer Staples 0.00 9.95
Energy 0.00 9.86
Financials 0.00 20.45
Health Care 0.00 10.90
Industrial 55.93 10.89
Information Technology 2.99 12.53
Materials 0.00 0.12
Telecommunication Services 0.00 3.96
Utilities 41.08 3.33
as of 04/22/2014

Keystats

Weighted Avg P/E 24.29
Weighted Avg P/B 2.80
Weighted Avg Market Cap (MM) $6,058.95
Weighted Avg 1 Yr EPS 71.58%
Weighted Avg 3 Yr EPS 6.84%
Weighted Avg Beta 0.81

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance a unit trust will achieve its investment objective. An investment in the unit trust is subject to market risk, which is the possibility that the market values of securities owned by the unit trust will decline and that the value of trust units may therefore be less than what you paid for them. The trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in the trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, and the potential lack of liquidity, government supervision and regulation.

You should be aware that the portfolio is concentrated in stocks in both the water utility and infrastructure sector and the industrials sector making it subject to additional risks including limited diversification. The companies engaged in the water utility and infrastructure sector are subject to certain risks, including price and supply fluctuations caused by international politics, energy conservation, taxes and other regulatory policies of various governments. The companies engaged in the industrials sectors are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The S-Network Water IndexSM is a modified capitalization weighted, float adjusted equity index designed to serve as an equity benchmark for globally traded stocks that are principally engaged in the water utilities and water technology industries. It is not possible to invest directly in an index.

as of 04/22/2014

Cumulative Return (%)

Maximum Sales Charge: 3.45%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge -1.78 12.52 -1.82 5.01
Without Sales Charge 1.79 16.54 1.75 8.80
S&P Global 1200 2.14 12.01 2.29 6.24
as of 04/22/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge N/A N/A N/A N/A
Without Sales Charge N/A N/A N/A N/A
S&P Global 1200 N/A N/A N/A N/A

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 12.52%
Without Sales Charge 16.54%
S&P Global 1200 12.01%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance a unit trust will achieve its investment objective. An investment in the unit trust is subject to market risk, which is the possibility that the market values of securities owned by the unit trust will decline and that the value of trust units may therefore be less than what you paid for them. The trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in the trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, and the potential lack of liquidity, government supervision and regulation.

You should be aware that the portfolio is concentrated in stocks in both the water utility and infrastructure sector and the industrials sector making it subject to additional risks including limited diversification. The companies engaged in the water utility and infrastructure sector are subject to certain risks, including price and supply fluctuations caused by international politics, energy conservation, taxes and other regulatory policies of various governments. The companies engaged in the industrials sectors are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The S-Network Water IndexSM is a modified capitalization weighted, float adjusted equity index designed to serve as an equity benchmark for globally traded stocks that are principally engaged in the water utilities and water technology industries. It is not possible to invest directly in an index.

as of 04/22/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Aalberts Industries N.v. AALB NA Industrial Other Other 4.45
American Water Works Company, Inc. AWK Utilities Mid-Cap Value 3.63
Aqua America, Inc. WTR Utilities Mid-Cap Value 3.12
Beijing Enterprises Water Group Ltd. 371 HK Utilities Other Other 5.65
Companhia DE Saneamento Basico- Adr SBS Utilities Other Other 3.47
Ebara Corporation 6361 JP Industrial Mid-Cap Blend 3.66
Franklin Electric Company, Inc. FELE Industrial Small-Cap Blend 3.75
Geberit Ag GEBN VX Industrial Large-Cap Growth 3.94
Guangdong Invest 270 HK Utilities Other Other 4.23
Idex Corp Dp IEX Industrial Mid-Cap Growth 4.10
Itron Inc ITRI Information Technology Small-Cap Blend 2.99
Kurita Water Industries, Ltd. 6370 JP Industrial Mid-Cap Blend 3.43
Lindsay Corporation LNN Industrial Small-Cap Blend 4.12
Mueller Water Products Inc- Cl A MWA Industrial Small-Cap Blend 4.28
Pall Corp PLL Industrial Mid-Cap Growth 4.02
Pennon Group Plc PNN LN Utilities Other Other 4.01
Pentair, Ltd. PNR Industrial Large-Cap Growth 4.00
Sembcorp Industries Limited SCI SP Industrial Other Other 3.63
Severn Trent Plc SVT LN Utilities Mid-Cap Growth 3.75
Suez Environnement Sa SEV FP Utilities Large-Cap Value 4.51
Tetra Tech, Inc. TTEK Industrial Small-Cap Blend 4.09
United Utilities Group Plc UU/ LN Utilities Mid-Cap Blend 3.95
Veolia Environment VIE FP Utilities Large-Cap Blend 4.77
Watts Water Technologies, Inc. WTS Industrial Small-Cap Blend 3.70
Xylem, Inc. XYL Industrial Mid-Cap Value 4.77

1The Portfolio will make distributions of income and capital on each specified Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus. Undistributed income and capital will be distributed on the next Distribution Date in which the total cash held for distribution meets or exceeds any applicable minimum that may be specified in the prospectus.

  The Estimated Annual Income per Unit is as of the date listed in the prospectus during the trust's initial offering period, and is updated each calendar quarter thereafter. This amount is based on the most recently declared dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends and distributions received, currency fluctuations and with the sale of trust securities. The actual net annual distributions are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units. Unitholders should consult with their individual tax advisors.

2As of the close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance a unit trust will achieve its investment objective. An investment in the unit trust is subject to market risk, which is the possibility that the market values of securities owned by the unit trust will decline and that the value of trust units may therefore be less than what you paid for them. The trust is unmanaged and its portfolio is not intended to change during the trust's life except in limited circumstances. Accordingly, you can lose money investing in the trust.

The trust should be considered as a part of a long-term investment strategy and you should consider your ability to pursue it by investing in successive trusts, if available. You will realize tax consequences associated with investing from one series to the next.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, and the potential lack of liquidity, government supervision and regulation.

You should be aware that the portfolio is concentrated in stocks in both the water utility and infrastructure sector and the industrials sector making it subject to additional risks including limited diversification. The companies engaged in the water utility and infrastructure sector are subject to certain risks, including price and supply fluctuations caused by international politics, energy conservation, taxes and other regulatory policies of various governments. The companies engaged in the industrials sectors are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

Stocks of small capitalization companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The S-Network Water IndexSM is a modified capitalization weighted, float adjusted equity index designed to serve as an equity benchmark for globally traded stocks that are principally engaged in the water utilities and water technology industries. It is not possible to invest directly in an index.

as of 04/22/2014

GWTR0133

  • Offer Price $11.63100
  • WRAP Price $11.31000
  • Bid Price $11.45510
  • Liquidation Price $11.22970

Trust Specifics

  • Aug 09, 2013 Deposit Date
  • Aug 09, 2013 -
    Mar 12, 2014
    Scheduled
    Primary Offering
    Period
  • IGWPIX Nasdaq Symbol
  • 24 months Term of Trust
  • Aug 10, 2015 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Maximum Sales Charge 3.45%
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 n/a
  • Initial Payable Date2 Jan 25, 2014
  • Initial Record Date2 Jan 10, 2014
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    7 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46133U544 46133U569
Re-invest CUSIP 46133U551 46133U577
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.