Unit Trusts

Utility Income Portfolio (UTIL0042)

Objective

The portfolio seeks dividend income with the potential for capital appreciation. The portfolio seeks to achieve its objective by investing in a portfolio of stocks of companies diversified within the utility industry.

The Utility Income Portfolio, a unit investment trust, seeks dividend income, while also offering the potential for capital appreciation. The portfolio includes common stocks of utility companies whose corporate debt was rated investment grade as of the time of selection, have increased dividend payments in recent years, have positive forward earnings estimates and have the potential for future dividend increases.

Utilities Provide Powerful Sources of Potential Income
Utilities are a part of our daily lives. Thanks to electricity, water, and gas, your alarm clock rings, you take a shower, and you cook breakfast-all within the first 30 minutes of your morning. But what else makes utility stocks a compelling investment choice?

  • Income-Generating Potential—Investors have historically sought utility stocks for their dividend streams.

Why Consider Investing in the Utility Income Portfolio
When you choose Invesco, you're getting a portfolio of securities selected by an experienced professional. The Invesco Utility Income Portfolio may offer:

  • Quality Utility Companies—The companies selected for the portfolio are those that we believe to have relatively stable demand for their services, attractive free cash flow, and relatively low capital requirements.

  • Diversification—This portfolio includes a diversified mix of electric, gas and water utilities-as well as diversification by geography, company size, fuel mix, and degree of regulation.

  • Monthly Income Potential—The portfolio seeks to provide monthly income distributions.

 Read more
as of 02/28/2014

Style map

as of 04/16/2014

Country Breakdown

as of 04/16/2014

Sector Breakdown

as of 04/16/2014

Market Cap / Style Breakdown

  Trust Weighting (%) DJ Utility Index
Weighting (%)
Large-Cap Value 32.05 55.33
Large-Cap Blend 0.00 0.00
Large-Cap Growth 0.00 0.00
Mid-Cap Value 48.96 33.42
Mid-Cap Blend 0.00 3.01
Mid-Cap Growth 0.00 0.90
Small-Cap Value 18.99 7.34
Small-Cap Blend 0.00 0.00
Small-Cap Growth 0.00 0.00
Other 0.00 0.00
as of 04/16/2014

Keystats

Weighted Avg P/E 18.26
Weighted Avg P/B 1.88
Weighted Avg Market Cap (MM) $15,825.40
Weighted Avg 1 Yr EPS 18.13%
Weighted Avg 3 Yr EPS 6.66%
Weighted Avg PEG Ratio 2.61
Weighted Avg Beta 0.71

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unmanaged unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust.

A portfolio concentrated in a single market sector presents more risk than a portfolio broadly diversified over several market sectors. This trust is concentrated in the utility industry. Because this trust is concentrated in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

There can be no guarantee or assurance that companies will declare dividends in the future or that if declared, they will remain at current levels or increase over time.

Diversification does not guarantee a profit or eliminate the risk of loss.

as of 04/16/2014

Cumulative Return (%)

Maximum Sales Charge: 3.45%
Year to Date (%) Since Deposit (%) 3 month (%) 6 month (%)
With Sales Charge 7.34 16.92 7.89 11.07
Without Sales Charge 11.18 21.09 11.75 15.03
DJ Utility Index 11.82 18.31 12.41 14.24
as of 04/16/2014

Average Annual Return (%)

1 yr (%) 5 yr (%) 10 yr (%) Since Deposit (%)
With Sales Charge 7.10 N/A N/A 14.02
Without Sales Charge 10.97 N/A N/A 17.43
DJ Utility Index 9.01 N/A N/A 15.15

Performance data quoted represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate and units, when redeemed, may be worth more or less than their original cost.

Returns are cumulative total returns (not annualized) unless labeled as average annual total returns. All returns reflect trust expenses as incurred and assume reinvestment of income and principal distributions, except for trusts that do not offer the option of reinvesting distributions into additional trust units. Please see the related trust prospectus for additional information. Returns do not reflect taxes.

A trust's performance, especially for short time periods, should not be the sole factor in making your investment decision. Please keep in mind that high, double-digit returns are highly unusual and cannot be sustained. Investors should also be aware that these returns were primarily achieved during favorable market conditions.

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment. by a trust. These returns reflect any contingent deferred sales charges only if the charges would be payable upon a unit sale or redemption at or prior to the end of the applicable performance period(s). Certain trusts are no longer offered for sale to the public and, as a result, do not publish an offer price or have a sales charge. In these cases, returns will not reflect a sales charge if a trust was not actually offered for sale to the public on the first day of the applicable period because units of the trust could not have been purchased by an investor at that time. These returns will show 'N/A' for With Transactional Sales Charge data

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

There is no assurance the trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust. Certain trusts are unmanaged and their portfolios are not intended to change during the trusts' lives except in limited circumstances. Certain trusts are passively managed and seek to track their target index during the trust's life. For a more complete discussion of the risks of investing in this trust, click on the Fact Card.

Performance Calculator

From   to

  Total Return
With Sales Charge 16.92%
Without Sales Charge 21.09%
DJ Utility Index 18.31%

Historical Pricing

From   to

Distributions

From   to

BID PRICE
Represents the net asset value per unit plus any remaining organization costs, deferred sales charge and creation and development fee. This price is not the purchase price of units and in many cases is not the price a unitholder would receive if the unitholder redeemed or sold units. Any remaining non-contingent deferred sales charge payments are payable at the time a unit holder redeems or sells units.

LIQUIDATION PRICE
Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation and development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

OFFER PRICE
Represents the net asset value per unit plus any applicable organization costs and sales charges. This is the regular public offering price per unit paid to purchase units. This price is often subject to certain sales charge discounts described in a trust prospectus.

NET ASSET VALUE (NAV)
Represents the value per unit of a trust's portfolio securities and other assets reduced by trust expenses and other liabilities, including remaining organization costs, non-contingent deferred sales charge and creation and development fee.


This page contains historical pricing or historical income distributions information for the unit trust listed above. It should not be used for federal or state tax purposes. Please contact your financial advisor for tax information.

This information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, or other jurisdiction to any person to whom it is not lawful to make such an offer. A trust that contains a state name in the trust name is generally available for sale only to investors in that state. The information shown may relate to a trust that is no longer offered to the public. In such a case, this information does not constitute an offer to sell, or a solicitation of an offer to buy units of the trust.

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.



About risk

There is no assurance the trust will achieve its investment objective. An investment in this unmanaged unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust.

A portfolio concentrated in a single market sector presents more risk than a portfolio broadly diversified over several market sectors. This trust is concentrated in the utility industry. Because this trust is concentrated in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

There can be no guarantee or assurance that companies will declare dividends in the future or that if declared, they will remain at current levels or increase over time.

Diversification does not guarantee a profit or eliminate the risk of loss.

as of 04/16/2014
Stocks Symbol Sector Market Cap/
Style
Weighting
(%)
Allete Inc ALE Utilities Small-Cap Value 3.84
Alliant Corp LNT Utilities Mid-Cap Value 4.34
American Electric Power Incorporated AEP Utilities Large-Cap Value 4.00
American Water Works Company, Inc. AWK Utilities Mid-Cap Value 4.14
Atmos Energy Corporation ATO Utilities Mid-Cap Value 4.56
Centerpoint Energy CNP Utilities Mid-Cap Value 4.11
Cleco Corporation CNL Utilities Small-Cap Value 4.06
Cms Energy Corp CMS Utilities Mid-Cap Value 4.02
Consolidated Edison Inc ED Utilities Large-Cap Value 3.45
Dominion Resources Inc D Utilities Large-Cap Value 4.55
Dte Energy Company DTE Utilities Mid-Cap Value 4.14
Duke Energy Corp DUK Utilities Large-Cap Value 3.64
Entergy Corp ETR Utilities Mid-Cap Value 3.82
Integrys Energy Group Inc TEG Utilities Mid-Cap Value 3.87
Nextera Energy, Inc. NEE Utilities Large-Cap Value 4.62
Northeast Utilities NU Utilities Mid-Cap Value 3.88
Ppl Corp PPL Utilities Large-Cap Value 3.77
Sempra Energy SRE Utilities Large-Cap Value 4.44
South Jersey Inds Inc SJI Utilities Small-Cap Value 3.58
Southern Co SO Utilities Large-Cap Value 3.59
Vectren Corporation VVC Utilities Small-Cap Value 4.31
Westar Energy Corporation WR Utilities Mid-Cap Value 4.05
Wgl Holdings Inc WGL Utilities Small-Cap Value 3.21
Wisconsin Energy Corp WEC Utilities Mid-Cap Value 4.15
Xcel Energy Inc XEL Utilities Mid-Cap Value 3.88

1The Trust will make distributions of income and capital on each monthly Distribution Date to Unit holders of record on the preceding Record Date, provided that the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus. Undistributed income and capital will be distributed in the next quarter in which the total cash held for distribution equals at least the amount set forth under the Essential Information section of the prospectus.

  Estimated Annual Income Per Unit is as of the date listed in the prospectus and is based on the most recently declared monthly dividends or interim and final dividends accounting for any foreign withholding taxes, but may also be based upon several recently declared dividends. The actual net annual dividend distributions you receive will vary from the estimate set forth above with changes in the trust's fees and expenses, in dividends received, currency fluctuations and with the sale of securities. The actual net annual dividends are expected to decrease over time because a portion of the securities included in the trust will be sold over time to pay for organization costs. Securities may also be sold to pay regular fees and expenses during the trust's life.

  The portfolio may make distributions that represent a return of capital for tax purposes to the extent of the Unitholder's basis in the Units, and any additional amounts in excess of basis would be taxed as a capital gain. Generally, you will treat all capital gains dividends as long-term capital gains regardless of how long you have owned your Units.

2As of close of business day prior to Initial Date of Deposit. The actual distributions you may receive will vary from the estimated amount due to changes in the Portfolio's fees and expenses, in actual income received by the Portfolio, currency fluctuations and with changes in the Portfolio such as acquisition or liquidation of securities.

The trust portfolio is provided for informational purposes only and should not be deemed as a recommendation to buy or sell the individual securities shown above.

Value, blend and growth are types of investment styles. Growth investing generally seeks stocks that offer the potential for greaterthan-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks thatmay be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. Ablend investment combines the two styles.


About risk

There is no assurance the trust will achieve its investment objective. An investment in this unmanaged unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in this trust.

A portfolio concentrated in a single market sector presents more risk than a portfolio broadly diversified over several market sectors. This trust is concentrated in the utility industry. Because this trust is concentrated in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

There can be no guarantee or assurance that companies will declare dividends in the future or that if declared, they will remain at current levels or increase over time.

Diversification does not guarantee a profit or eliminate the risk of loss.

as of 04/16/2014

UTIL0042

  • Offer Price $11.49650
  • WRAP Price $11.17920
  • Bid Price $11.09990
  • Liquidation Price $11.09990

Trust Specifics

  • Feb 05, 2013 Deposit Date
  • Feb 05, 2013 -
    May 06, 2013
    Scheduled
    Primary Offering
    Period
  • IULIPX Nasdaq Symbol
  • 24 months Term of Trust
  • Feb 03, 2015 Termination Date
  • Tax Status:
    Regulated Investment Company
  • Public Offering Price
    (End of deposit date) $10.00000
  • Maximum Sales Charge 3.45%
  • Sales Charge Schedule
  • Sales Charge Volume Discount
  • Est. Net Annual
    Income1 $0.286680
  • Initial Payable Date2 Mar 25, 2013
  • Initial Record Date2 Mar 10, 2013
  • Re-Investment Options:
    Reinvest, Cash, Wrap Reinvest, Wrap Cash
  • Estimated Frequency of Offering:
    3 months
CUSIPs Regular CUSIP Wrap Fee
Cash CUSIP 46132Y802 46132Y828
Re-invest CUSIP 46132Y810 46132Y836
Investors in fee-based accounts will not be assessed the initial or deferred sales charges for eligible fee-based purchases and must purchase units with a Wrap Fee CUSIP.