SASB Index
| Disclosure Topic | Disclosure Number | Disclosure Accounting Metric | 2022 Response |
|---|---|---|---|
| Asset Management & Custody Activities | |||
| Business ethics | FB-AC-510a.1 | Total amount of monetary losses as a result of legal proceedings associated with fraud, insider trading, anti-trust, anti-competitive behavior, market manipulation, malpractice, or other related financial industry laws or regulations | 2022 Form 10-K, Commitments and Contingencies, pgs. 98–99
Qualitative information can be found in Ethics & compliance |
| FB-AC-510a.2 | Description of whistleblower policies and procedures | Qualitative information can be found in Ethics & compliance | |
| Transparent information & fair advice for customers | FN-AC-270a.1 | Number and percentage of covered employees with a records of investment-related investigations, consumer‑initiated complaints, private civil litigations, or other regulatory proceedings | Zero employees are involved in regulatory proceedings. |
| FN-AC-270a.2 | Total amount of monetary losses as a result of legal proceedings associated with marketing and communication of financial product related information to new and returning customers. | 2022 Form 10-K, Commitments and Contingencies, pgs. 98–99 | |
| Incorporation of Environmental, Social, and Governance Factors in Investment Management and Advisory | FN-AC-410a.1 | Amount of assets under management, by asset class, that employ (1) integration of environmental, social and governance (ESG) issues, (2) sustainability themed investing and (3) screening |
Not included in this report |
| FN-AC-410a.2 | Description of approach to incorporation of environmental, social, and governance (ESG) factors in investment and/ or wealth management processes and strategies | Qualitative information can be found in the Invesco ESG Investment Stewardship Report and ESG Investing. | |
| FN-AC-410a.3 | Description of proxy voting and investee engagement policies and procedures | Qualitative information can be found in the Invesco ESG Investment Stewardship Report and ESG Investing. | |
| FN-AC-330a.1 | Percentage of gender and racial/ethnic group representation of (1) executive management, (2) nonexecutive management, (3) professionals, and (4) all other employees |
Diversity, equity & inclusion CR Indicators |
|
| Activity Metric | Disclosure Number | Category | Unit of Measure | 2022 Response |
|---|---|---|---|---|
| Total registered assets under management (AUM) | FN-AC-000.A | Quantitative | Reporting Currency | $1.409 billion |