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Retirement Account Applications - IRA | ||
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Traditional or Roth IRA Application
IRA-FRM-14 Use this form to establish an Invesco traditional or Roth IRA with Invesco Trust Company (ITC) as custodian. Copies of the applicable custodial agreements and disclosure statements are included. |
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Payroll Deduction IRA Employer Application
PDIRA-FRM-2 Use this form to authorize Invesco Investment Services Inc. (IIS) to establish a payroll deduction arrangement for your employees with an Invesco Traditional or Roth IRA. |
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Payroll Deduction IRA Account Application
PDIRA-FRM-3 Use this form to establish an Invesco Traditional or Roth Payroll Deduction IRA with Invesco Trust Company (ITC) as custodian. |
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SEP IRA Application
SEP-FRM-1 Use this form to establish an Invesco SEP or SARSEP IRA with Invesco Trust Company (ITC) as custodian. |
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Employer Sponsored SIMPLE IRA Plan Application
SIM-FRM-24 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a SIMPLE IRA Plan. |
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SIMPLE IRA Participant Application
SIM-FRM-27 Use this form to establish an Invesco SIMPLE IRA participant account with Invesco Trust Company (ITC) as custodian. |
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Retirement Account Applications - 403(b) | ||
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403(b)(7) Employer Application
403B-FRM-5 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-ERISA 403(b)(7) plan. |
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403(b)(7) Participant Application
403B-FRM-4 Use this form to establish an Invesco 403(b)(7) Custodial Account with Invesco Trust Company (ITC) as Custodian |
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403(b) Plan Service Provider Agreement
403B-LGL-3 403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc. |
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Retirement Account Applications - Solo 401(k) | ||
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Invesco Solo 401(k) Plan Establishment Kit
SOLO-FRM-4 Solo 401(k) Plan Establishment Kit |
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Solo 401(k)® Participant Enrollment Form
SOLO-FRM-2 Use this form to establish a participant account for the business owner (and spouse, if applicable) in an Invesco Solo 401(k) plan. |
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Retirement Account Applications – Qualified Plans (Investment Only) | ||
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Omnibus Retirement Plan Application
AIM-FRM-35 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non Invesco-sponsored omnibus qualified retirement plan. |
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Qualified Retirement Plan Application
QRP-FRM-4 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-Invesco sponsored qualified retirement plan. |
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Qualified Plan Participant Enrollment Form
QRP-FRM-3 Use this form to add a participant to an existing qualified retirement plan. |
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Retirement Account Transfer and Distribution Forms - IRA | ||
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Retirement Account Transfer/Rollover Form
AIM-FRM-22 Use this form to transfer or rollover eligible retirement assets to an Invesco Traditional, Roth, SEP, SIMPLE, or SARSEP IRA, convert assets from another custodian to an Invesco Roth IRA, or to transfer a beneficiary IRA. |
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Invesco Traditional or Roth IRA Recharacterization Form
IRA-FRM-17 Use this form to recharacterize current or prior year IRA contributions (Roth IRA to Traditional IRA or Traditional IRA to Roth IRA). |
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Invesco IRA to Invesco Roth IRA Conversion Form
IRA-FRM-15 Use this form to convert assets from an existing Invesco Traditional, SEP, SIMPLE, or SARSEP IRA to an Invesco Roth IRA. |
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IRA One-Time Distribution Form
IRA-FRM-31 Use this form to request a one-time distribution from your Invesco IRA. |
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IRA Periodic Distribution Form
IRA-FRM-30 Use this form to request or update perodic distributions from your Invesco IRA. |
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IRA Required Minimum Distribution (RMD) Form
IRA-FRM-32 Use this form to request an RMD or change an existing periodic RMD from your Invesco IRA. |
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Removal of Excess Contribution Form
IRA-FRM-33 Use this form to request the removal of an excess contribution and any attributable earnings from your Invesco IRA. |
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IRA Beneficiary Transfer/Distribution Form
IRA-FRM-29 Use this form to request a transfer or distribution from a deceased account owner's IRA or a distribution from an existing beneficiary IRA. |
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Retirement Account Transfer and Distribution Forms - 403(b)/ORP | ||
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403(b)(7) Contract Exchange/Transfer/Rollover Form
403B-FRM-1 Use this form to request a contract exchange, plan to plan transfer, or direct rollover to an Invesco 403(b)(7) custodial account. |
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Invesco Solo 401(k) and 403(b)(7) Loan Application and Agreement
SOLO-FRM-6 Use this form to request a loan from an Invesco Solo 401(k) or 403(b)(7) plan in accordance with the attached Loan Policy and Procedures. |
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Optional Retirement Program (ORP) Distribution Form
ORP-FRM-1 Use this form to request a distribution from your Invesco ORP account. |
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403(b)(7) Distribution Form
403B-FRM-2 Use this form to request a distribution from your Invesco 403(b)(7) account. |
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403(b)(7) AIG Financial Hardship Distribution Form
403B-FRM-27 Use this form to request a financial hardship distribution from your Invesco 403(b)(7) where AIG Retirement Services is the Third Party Administrator (TPA). |
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403(b)(7) Non-ERISA Financial Hardship Distribution Form
403B-FRM-26 Use this form to request a financial hardship distribution from your Invesco non-ERISA 403(b)(7) account. We recommend that you consult with a tax or financial advisor regarding the consequences of this transaction. |
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403(b)(7) Non-ERISA Plan Data Collection Form
403B-FRM-28 Use this form to provide Invesco Investment Services, Inc. (IIS) the information necessary to determine if the participant indicated below is eligible for a distribution or loan from his or her 403(b) account. |
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403(b)(7) Beneficiary Transfer/Distribution Form
403B-FRM-29 Use this form to request a transfer or distribution from a deceased participant's 403(b)(7) account. |
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Retirement Account Transfer and Distribution Forms – Solo 401(k) | ||
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Invesco Solo 401(k)® Transfer/Rollover Form
SOLO-FRM-7 Use this form to transfer or rollover eligible retirement assets to an Invesco Solo 401(k) account. |
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Invesco Solo 401(k) and 403(b)(7) Loan Application and Agreement
SOLO-FRM-6 Use this form to request a loan from an Invesco Solo 401(k) or 403(b)(7) plan in accordance with the attached Loan Policy and Procedures. |
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Solo 401(k) Distribution Form
SOLO-FRM-5 Use this form to request a distribution from a participant's Solo 41(k) account. |
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Solo 401(k) Beneficiary Transfer/Distribution Form
SOLO-FRM-12 Use this form to request a transfer or distribution from a deceased participant’s Solo 401(k) account. |
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Retirement Account Transfer and Distribution Forms - QP | ||
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Qualified Retirement Plan Distribution Form
QRP-FRM-2 Use this form to request a distribution from a non-Invesco-sponsored qualified retirement plan (401(k), profit sharing, or money purchase pension plan). |
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Money Purchase Pension and Profit Sharing Plan Distribution Form
QRP-FRM-5 Use this form to request a distribution from your Invesco Money Purchase Pension (MPP) or Invesco Profit Sharing Plan (PSP). |
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Retirement Account Maintenance and General Forms | ||
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IRA Account Options Form
IRA-FRM-18 Use this form to add or update eDelivery options, bank information, systematic purchase/exchange plan, or telephone privileges on your Invesco Traditional, Roth, SEP, SARSEP or SIMPLE IRA. |
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Invesco Investment Allocation Change Form
AIM-FRM-50 Use this form to change future investment allocation percentage to an existing Invesco Retirement Plan Account. |
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Invesco Solo 401(k)® and 403(b)(7) Loan Repayment Change Form
SOLO-FRM-11 Use this form to change the bank account information and/or loan repayment allocation on an existing Invesco Solo 401(k) or 403(b)(7) participant loan. |
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Retirement Plan Bank Instruction and Systematic Contribution Form
IRA-FRM-45 Use this form to add bank instructions to a retirement plan and/or establish systematic retirement plan contributions via the Automated Clearing House (ACH) Network. This form is for employer use only. |
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Change of Retirement Plan Trustee or Plan Administrator Form
QRP-FRM-6 Use this form to add or replace a trustee or plan administrator on your existing qualifed retirement plan. |
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SIMPLE IRA Initial Contribution Verification Form
SIM-FRM-4 Use this form to update or correct the date of initial contribution made by the employer indicated in section 1 into the participant's SIMPLE IRA account. |
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Retirement Plan Manager Application
RPM-FRM-1 Use this form to establish or terminate a user's access to Invesco Retirement Plan Manager (RPM) or to add or update bank account information for RPM. |
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Invesco Contribution Manager Access Form
ICM-FRM-1 Use this form to gain user access to Invesco Contribution Manager (ICM), terminate user access, and add or modify the bank account used for submitting contributions. |
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Investment Instruction Form
AIM-FRM-57 Use this form to make additional investments to your existing Invesco account. |
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Retirement Plan Transmittal Form
AIM-FRM-26 Use this form to submit retirement plan contributions. |
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Invesco SEP IRA Transmittal Form
SEP-FRM-2 Use this form to submit SEP contribution instructions. |
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Self-Certification for Late Rollover Contribution Form
IRA-FRM-51 Use this form to certify the reason(s) you were unable to complete a rollover within 60 days of receipt of the distribution. |
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Retirement Forms – Employer Use Only (DO NOT SEND TO INVESCO) | ||
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Payroll Deduction Election for IRA
PDIRA-FRM-4 Use this form to authorize your employer to establish, change or terminate a payroll deduction arrangement for your Invesco Traditional or Roth IRA. |
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Invesco SIMPLE IRA Plan Salary Reduction Agreement
IRA-FRM-11 Use this form to establish or change your SIMPLE IRA salary reduction election. |
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SARSEP IRA Enrollment and Salary Savings Agreement
SARSEP-FRM-1 Use this form to add, change, or withdraw participant salary deferral elections for SARSEP IRA plans established before 1997. |
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SARSEP IRA Deferral Percentage Test
SARSEP-FRM-2 Use this form to determine the actual deferral percentage for non-highly compensated employees and calculate the maximum permissible deferral for each highly compensated employee. |
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403(b)(7) Plan Salary Reduction Agreement
403B-FRM-23 Use this form to indicate salary reduction agreement amounts when no similar form is available from your employer. |
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403(b)(7) Maximum Contribution Worksheet
403B-FRM-25 Use this worksheet to determine the maximum amount you may contribute to your 403(b)(7) plan for the current year. We recommend you consult with a tax or financial advisor when completing this form. |
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Invesco Solo 401(k) Beneficiary Designation Form
SOLO-FRM-14 Use this form to designate a beneficiary(ies) on an Invesco Solo 401(k) participant account. |
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Invesco Solo 401(k) Trust Beneficiary Certification Form
SOLO-FRM-15 Use this form to certify a trust beneficiary on an Invesco Solo 401(k). |
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Invesco Solo 401(k) Salary Reduction Agreement
SOLO-FRM-13 Use this form to indicate participation and salary reduction agreement amounts. |
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Invesco Solo 401(k) Successor Plan Administrator Designation Form
SOLO-FRM-16 Use this form to designate a successor plan administrator for the Invesco Solo 401(k). |
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