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General Retirement Forms
Thumbnail for document AIM-FRM-5 Beneficiary Designation Form 

AIM-FRM-5
Updated: 04/20

Use this form to designate or modify the beneficiary(ies) on your Invesco IRA (including Traditional, Roth, Sep, SARSEP and SIMPLE), 403(b) or Optional Retirement Program (ORP) account or an account with transfer on death (TOD) registration.

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Thumbnail for document AIM-FRM-57 Investment Instruction Form 

AIM-FRM-57
Updated: 12/20

Use this form to make additional investments to your existing Invesco account.

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Thumbnail for document AIM-FRM-26 Retirement Plan Transmittal Form 

AIM-FRM-26
Updated: 05/19

Use this form to submit retirement plan contributions.

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Thumbnail for document AIM-FRM-50 Invesco Investment Allocation Change Form 

AIM-FRM-50
Updated: 01/20

Use this form to change future investment allocation percentages to an existing Invesco Retirement Plan Account.

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Thumbnail for document IRA-FRM-45 Retirement Plan Bank Instruction and Systematic Contribution Form 

IRA-FRM-45
Updated: 05/19

Use this form to add bank instructions to a retirement plan and/or establish systematic retirement plan contributions via the Automated Clearing House (ACH) Network. This form is for employer use only.

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Thumbnail for document QRP-FRM-5 Invesco Money Purchase Pension and Profit Sharing Plan Distribution Form 

QRP-FRM-5
Updated: 01/21

Use this form to request a distribution from your Invesco Money Purchase Pension (MPP) or Invesco Profit Sharing Plan (PSP).

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Thumbnail for document RPM-FRM-1 Invesco Retirement Plan Manager 

RPM-FRM-1
Updated: 01/20

Use this form to add or terminate a user's access to Invesco Retirement Plan Manager (RPM) or to add or update banking information for RPM.

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Thumbnail for document IRA-FRM-51 Self-Certification for Late Rollover Contribution Form 

IRA-FRM-51
Updated: 12/20

Use this form to certify the reason(s) you were unable to complete the rollover within 60 days of receipt of the distribution.

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Thumbnail for document QRP-FRM-6 Change of Retirement Plan Trustee or Plan Administrator Form 

QRP-FRM-6
Updated: 05/19

Use this form to add or replace a trustee or plan administrator to the plan.

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Thumbnail for document PDIRA-FRM-1 Payroll Deduction IRA Transmittal Form 

PDIRA-FRM-1
Updated: 05/19

Employers may use this form to submit payroll contributions for current tax year to an employee's Traditional IRA, Roth IRA or Coverdell Education Savings Account (Coverdell ESA). This form is for use by the employer or their payroll provider only.

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Thumbnail for document ICM-FRM-1 Invesco Contribution Manager Access Form 

ICM-FRM-1
Updated: 11/19

Use this form to gain user access to Invesco Contribution Manager (ICM), terminate user access, and add or modify the bank account used for submitting contributions.

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IRAs (Traditional, Rollover, Roth, SEP & SIMPLE)
Thumbnail for document PDIRA-FRM-2 Payroll Deduction IRA Employer Application 

PDIRA-FRM-2
Updated: 05/23

Use this form to request a one-time distribution from your Invesco IRA.

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Thumbnail for document PDIRA-FRM-3 Invesco Payroll Deduction IRA Account Application 

PDIRA-FRM-3
Updated: 05/23

Use this form to request a one-time distribution from your Invesco IRA.

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Thumbnail for document PDIRA-FRM-4 Payroll Deduction Election for IRA 

PDIRA-FRM-4
Updated: 05/23

Use this form to request a one-time distribution from your Invesco IRA.

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Thumbnail for document IRA-FRM-31 IRA One-Time Distribution Form 

IRA-FRM-31
Updated: 05/20

Use this form to request a one-time distribution from your Invesco IRA.

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Thumbnail for document IRA-FRM-30 IRA Periodic Distribution Form 

IRA-FRM-30

Use this form to request periodic distributions, establish a series of substantial equal periodic payments (SEPPs), or change dividend/capital gains distribution options from your Invesco IRA.

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Thumbnail for document IRA-FRM-32 IRA Required Minimum Distribution (RMD) Form 

IRA-FRM-32
Updated: 08/20

Use this form to request an RMD or change an existing periodic RMD from your Invesco IRA.

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Thumbnail for document IRA-FRM-29 IRA Beneficiary Transfer/Distribution Form 

IRA-FRM-29
Updated: 12/20

Use this form to request a transfer or distribution from a deceased account owner's IRA or a distribution from an existing beneficiary IRA.

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Thumbnail for document IRA-FRM-33 Removal of Excess Contribution Form 

IRA-FRM-33
Updated: 02/21

Use this form to request the removal of an excess contribution and any attributable earnings from your Invesco IRA.

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Thumbnail for document IRA-FRM-17 Invesco Traditional or Roth IRA Recharacterization Form 

IRA-FRM-17
Updated: 08/23

Use this form to recharacterize current or prior year IRA contributions (Roth IRA to Traditional IRA or Traditional IRA to Roth IRA) or to reverse a conversion made into your Roth IRA from a Traditional, SEP, SARSEP or SIMPLE IRA.

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Thumbnail for document IRA-FRM-15 Invesco IRA to Invesco Roth IRA Conversion Form 

IRA-FRM-15
Updated: 06/20

Use this form to convert assets from an existing Invesco Traditional, SEP, SIMPLE, or SARSEP IRA to an Invesco Roth IRA.

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Thumbnail for document IRA-FRM-14 Invesco Traditional or Roth IRA Application 

IRA-FRM-14
Updated: 05/21

Use this form to establish an Invesco Traditional or Roth IRA with Invesco Trust Company (ITC) as custodian. Copies of the applicable custodial agreements and disclosure statements are included.

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Thumbnail for document IRA-FRM-18 IRA Account Options Form 

IRA-FRM-18
Updated: 12/20

Use this form to add or update bank information, systematic options, or telephone privileges on your Invesco Traditional, Roth, SEP, SARSEP or SIMPLE IRA.

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Thumbnail for document AIM-FRM-22 Retirement Account Transfer/Rollover Form 

AIM-FRM-22
Updated: 12/20

Use this form to transfer or rollover eligible retirement assets to an Invesco Traditional, Roth, SEP, SIMPLE, or SARSEP IRA, convert assets from another custodian to an Invesco Roth IRA, or to transfer a beneficiary IRA.

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Thumbnail for document SEP-FRM-1 Invesco SEP IRA Application 

SEP-FRM-1
Updated: 05/21

Use this form to establish an Invesco SEP or SARSEP IRA with Invesco Trust Company (ITC) as custodian.

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Thumbnail for document SEP-FRM-2 Invesco SEP IRA Transmittal Form 

SEP-FRM-2
Updated: 12/20

Use this form to submit SEP contribution instructions.

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Thumbnail for document SARSEP-FRM-1 SARSEP IRA Enrollment and Salary Savings Agreement 

SARSEP-FRM-1
Updated: 01/21

Use this form to add, change, or withdraw participant salary deferral elections for SARSEP IRA plans established before 1997.

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Thumbnail for document SARSEP-FRM-2 SARSEP IRA Deferral Percentage Test Form 

SARSEP-FRM-2
Updated: 01/21

Use this form to determine the actual deferral percentage for non-highly compensated employees and calculate the maximum permissible deferral for each highly compensated employee.

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Thumbnail for document SIM-FRM-24 Invesco Employer Sponsored SIMPLE IRA Plan Application 

SIM-FRM-24
Updated: 05/21

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a SIMPLE IRA for the Plan indicated in section 1.

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Thumbnail for document SIM-FRM-27 Invesco SIMPLE IRA Participant Application 

SIM-FRM-27
Updated: 05/21

Use this form to establish an Invesco SIMPLE IRA participant account with Invesco Trust Company (ITC) as custodian.

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Thumbnail for document IRA-FRM-11 Invesco SIMPLE IRA Plan Salary Reduction Agreement 

IRA-FRM-11
Updated: 12/20

Use this form to establish or change your SIMPLE IRA salary reduction election.

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Thumbnail for document SIM-FRM-4 SIMPLE IRA Initial Contribution Verification Form 

SIM-FRM-4
Updated: 01/21

Use this form to update the date of initial contribution made by the employer into the participant's SIMPLE IRA account.

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Invesco Solo 401(k)®
Thumbnail for document SOLO-FRM-4 Invesco Solo 401(k) Plan Establishment Kit 

SOLO-FRM-4
Updated: 05/21

Use this kit to establish a self-service Invesco Solo 401(k) Plan using prototype documents sponsored by Invesco Distributors, Inc.

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Thumbnail for document SOLO-FRM-2 Invesco Solo 401(k) Participant Enrollment Form 

SOLO-FRM-2
Updated: 05/21

Use this form to add an owner/spouse or change future investment allocation percentages to an existing Invesco Solo 401(k) Plan using prototype documents sponsored by Invesco Distributors, Inc.

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Thumbnail for document SOLO-FRM-7 Invesco Solo 401(k)® Transfer/Rollover Form 

SOLO-FRM-7
Updated: 05/19

Use this form when rolling over a retirement plan distribution to an Invesco Solo 401(k).

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Thumbnail for document SOLO-FRM-12 Invesco Solo 401(k) Beneficiary Transfer/Distribution Form 

SOLO-FRM-12
Updated: 08/22

Use this form to request a transfer or distribution from a deceased participant’s Solo 401(k) account.

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Thumbnail for document SOLO-FRM-5 Solo 401(k) Distribution Form 

SOLO-FRM-5
Updated: 04/21

Use this form to request a distribution from a participant's Single K or Solo 41(k) account.

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Thumbnail for document SOLO-FRM-6 Invesco Solo 401(k) and 403(b)(7) Loan Application and Agreement 

SOLO-FRM-6
Updated: 05/21

Use this form to request a loan from an Invesco Solo 401(k) Plan.

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Thumbnail for document SOLO-FRM-11 Invesco Solo 401(k) and 403(b)(7) Loan Repayment Change Form 

SOLO-FRM-11
Updated: 05/19

Use this form to change the bank account information and/or loan payment allocation on an existing loan.

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403(b)/ORP Forms
Thumbnail for document 403B-FRM-2 403(b)(7) Distribution Form 

403B-FRM-2
Updated: 04/21

Use this form to request a distribution from your Invesco 403(b)(7) account.

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Thumbnail for document 403B-FRM-29 403(b)(7) Beneficiary Transfer/Distribution Form 

403B-FRM-29
Updated: 12/22

Use this form to request a transfer or distribution from a deceased participant's 403(b)(7) account.

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Thumbnail for document SOLO-FRM-6 Invesco Solo 401(k) and 403(b)(7) Loan Application and Agreement 

SOLO-FRM-6
Updated: 05/21

Use this form to request a loan from an Invesco 403(b)(7) Plan.

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Thumbnail for document SOLO-FRM-11 Invesco Solo 401(k) and 403(b)(7) Loan Repayment Change Form 

SOLO-FRM-11
Updated: 05/19

Use this form to change the bank account information and/or loan payment allocation on an existing loan.

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Thumbnail for document ORP-FRM-1 Invesco Optional Retirement Program (ORP) Distribution Form 

ORP-FRM-1
Updated: 01/21

Use this form to request a distribution from your Invesco ORP account.

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Thumbnail for document 403B-FRM-4 Invesco 403(b)(7) Participant Account Application 

403B-FRM-4
Updated: 05/21

Use this form to establish an Invesco 403(b)(7) Custodial Account with Invesco Trust Company (ITC) as Custodian

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Thumbnail for document 403B-FRM-1 403(b)(7) Contract Exchange/Transfer/Rollover Form 

403B-FRM-1
Updated: 05/19

Use this form to request a contract exchange, plan to plan transfer, or direct rollover to an Invesco 403(b)(7) custodial account.

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Thumbnail for document 403B-FRM-5 403(b)(7) Employer Application 

403B-FRM-5
Updated: 05/22

Use this form to provide Invesco Investment Services, Inc. (IIS) employer information which will allow us to appropriately service your non-ERISA 403(b)(7) plan.

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Thumbnail for document 403B-LGL-5 501(c)(3) Non-ERISA 403(b) Plan Service Provider Agreement 

403B-LGL-5
Updated: 05/19

501(c)(3) non-ERISA 403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc.

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Thumbnail for document 403B-FRM-23 403(b)(7) Plan Salary Reduction Agreement Form 

403B-FRM-23
Updated: 05/19

Use this form to indicate salary reduction agreement amounts when no similar form is available from your employer.

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Thumbnail for document 403B-FRM-25 403(b)(7) Maximum Contribution Worksheet 

403B-FRM-25
Updated: 01/21

Use this worksheet to determine the maximum amount you may contribute to your 403(b)(7) plan for the current year. We recommend you consult with a tax or financial advisor when completing this form.

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Thumbnail for document 403B-FRM-26 403(b)(7) Non-ERISA Financial Hardship Distribution Form 

403B-FRM-26
Updated: 10/19

Use this form to request a financial hardship distribution from your Invesco non-ERISA 403(b)(7) account. We recommend that you consult with a tax or financial advisor regarding the consequences of this transaction.

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Thumbnail for document 403B-FRM-28 403(b)(7) Non-ERISA Plan Data Collection Form 

403B-FRM-28
Updated: 05/19

Use this form to provide Invesco Investment Services, Inc. (IIS) the information necessary to determine if the participant indicated below is eligible for a distribution or loan from his or her 403(b) account.

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Thumbnail for document 403B-FRM-27 403(b)(7) AIG Financial Hardship Distribution Form 

403B-FRM-27
Updated: 10/19

Use this form to request a financial hardship distribution from your Invesco 403(b)(7) where AIG Retirement Services is the Third Party Administrator (TPA).

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Qualified Plans (Investment Only)
Thumbnail for document AIM-FRM-35 Invesco Omnibus Retirement Plan Application 

AIM-FRM-35
Updated: 05/21

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish the non Invesco-sponsored omnibus qualified retirement plan.

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Thumbnail for document QRP-FRM-4 Invesco Qualified Retirement Plan Application 

QRP-FRM-4
Updated: 05/21

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-Invesco sponsored qualified retirement plan.

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Thumbnail for document QRP-FRM-1 Qualified Retirement Plan Transfer/Rollover Form 

QRP-FRM-1
Updated: 05/19

Use this form to transfer or rollover eligible retirement assets to a non Invesco-sponsored qualified retirement plan.

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Thumbnail for document QRP-FRM-3 Invesco Qualified Plan Participant Enrollment Form 

QRP-FRM-3
Updated: 11/20

Use this form to add a participant to an existing qualified retirement plan.

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Thumbnail for document QRP-FRM-2 Qualified Retirement Plan Distribution Form 

QRP-FRM-2
Updated: 01/21

Use this form to request a distribution from a non-Invesco sponsored qualified retirement plan (401(k), profit sharing, or money purchase pension plan).

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