Download Forms

Use this form to establish an Invesco traditional or Roth IRA with Invesco Trust Company (ITC) as custodian. Copies of the applicable custodial agreements and disclosure statements are included.

Use this form to authorize Invesco Investment Services Inc. (IIS) to establish a payroll deduction arrangement for your employees with an Invesco Traditional or Roth IRA.

Use this form to establish an Invesco Traditional or Roth Payroll Deduction IRA with Invesco Trust Company (ITC) as custodian. 

Use this form to establish an Invesco SEP or SARSEP IRA with Invesco Trust Company (ITC) as custodian.

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a SIMPLE IRA Plan.

Use this form to establish an Invesco SIMPLE IRA participant account with Invesco Trust Company (ITC) as custodian.

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-ERISA 403(b)(7) plan.

Use this form to establish an Invesco 403(b)(7) Custodial Account with Invesco Trust Company (ITC) as Custodian

Solo 401(k) Plan Establishment Kit

Use this form to establish a participant account for the business owner (and spouse, if applicable) in an Invesco Solo 401(k) plan. 

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non Invesco-sponsored omnibus qualified retirement plan.

Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-Invesco sponsored qualified retirement plan.

Use this form to add a participant to an existing qualified retirement plan.

Use this form to transfer or rollover eligible retirement assets to an Invesco Traditional, Roth, SEP, SIMPLE, or SARSEP IRA, convert assets from another custodian to an Invesco Roth IRA, or to transfer a beneficiary IRA.

Use this form to recharacterize current or prior year IRA contributions (Roth IRA to Traditional IRA or Traditional IRA to Roth IRA).

Use this form to convert assets from an existing Invesco Traditional, SEP, SIMPLE, or SARSEP IRA to an Invesco Roth IRA.

Use this form to request a one-time distribution from your Invesco IRA.

Use this form to request or update perodic distributions from your Invesco IRA.

Use this form to request an RMD or change an existing periodic RMD from your Invesco IRA.

Use this form to request the removal of an excess contribution and any attributable earnings from your Invesco IRA.

Use this form to request a transfer or distribution from a deceased account owner's IRA or a distribution from an existing beneficiary IRA.

Use this form to request a contract exchange, plan to plan transfer, or direct rollover to an Invesco 403(b)(7) custodial account.

Use this form to request a loan from an Invesco Solo 401(k) or 403(b)(7) plan in accordance with the attached Loan Policy and Procedures.

Use this form to request a distribution from your Invesco ORP account.

Use this form to request a distribution from your Invesco 403(b)(7) account.

Use this form to request a financial hardship distribution from your Invesco 403(b)(7) where AIG Retirement Services is the Third Party Administrator (TPA).

Use this form to request a financial hardship distribution from your Invesco non-ERISA 403(b)(7) account. We recommend that you consult with a tax or financial advisor regarding the consequences of this transaction.

Use this form to provide Invesco Investment Services, Inc. (IIS) the information necessary to determine if the participant indicated below is eligible for a distribution or loan from his or her 403(b) account.

Use this form to request a transfer or distribution from a deceased participant's 403(b)(7) account.

Use this form to transfer or rollover eligible retirement assets to an Invesco Solo 401(k) account.

Use this form to request a loan from an Invesco Solo 401(k) or 403(b)(7) plan in accordance with the attached Loan Policy and Procedures.

Use this form to request a distribution from a participant's Solo 41(k) account.

Use this form to request a transfer or distribution from a deceased participant’s Solo 401(k) account.                                                                                                                                      

Use this form to transfer or rollover eligible retirement assets to an existing qualified retirement plan at Invesco.

Use this form to request a distribution from a non-Invesco-sponsored qualified retirement plan (401(k), profit sharing, or money purchase pension plan).

Use this form to request a distribution from your Invesco Money Purchase Pension (MPP) or Invesco Profit Sharing Plan (PSP).

Use this form to designate or modify the beneficiary(ies) on your Invesco IRA (including Traditional, Roth, Sep, SARSEP, and SIMPLE), 403(b) or Optional Retirement Program (ORP) account or an account with transfer on death (TOD) registration.

Use this form to add or update eDelivery options, bank information, systematic purchase/exchange plan, or telephone privileges on your Invesco Traditional, Roth, SEP, SARSEP or SIMPLE IRA.

Use this form to change future investment allocation percentage to an existing Invesco Retirement Plan Account.

Use this form to change the bank account information and/or loan repayment allocation on an existing Invesco Solo 401(k) or 403(b)(7) participant loan.

Use this form to add bank instructions to a retirement plan and/or establish systematic retirement plan contributions via the Automated Clearing House (ACH) Network. This form is for employer use only.

Use this form to add or replace a trustee or plan administrator on your existing qualifed retirement plan.

Use this form to update or correct the date of initial contribution made by the employer indicated in section 1 into the participant's SIMPLE IRA account.

Use this form to establish or terminate a user's access to Invesco Retirement Plan Manager (RPM) or to add or update bank account information for RPM.

Use this form to gain user access to Invesco Contribution Manager (ICM), terminate user access, and add or modify the bank account used for submitting contributions.

Use this form to make additional investments to your existing Invesco account.

Use this form to submit retirement plan contributions.

Use this form to submit SEP contribution instructions.

403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc.

501(c)(3) non-ERISA 403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc.

Use this form to certify the reason(s) you were unable to complete a rollover within 60 days of receipt of the distribution.

Use this form to authorize your employer to establish, change or terminate a payroll deduction arrangement for your Invesco Traditional or Roth IRA.

Use this form to establish or change your SIMPLE IRA salary reduction election.

Use this form to add, change, or withdraw participant salary deferral elections for SARSEP IRA plans established before 1997.

Use this form to determine the actual deferral percentage for non-highly compensated employees and calculate the maximum permissible deferral for each highly compensated employee.

Use this form to indicate salary reduction agreement amounts when no similar form is available from your employer.

Use this worksheet to determine the maximum amount you may contribute to your 403(b)(7) plan for the current year. We recommend you consult with a tax or financial advisor when completing this form.