Individual Investor
Product Name
as of 10/16/2020 as of 10/22/2020
YTM (%)
YTW (%)
Effective Duration (yrs)
Modified Duration (yrs)
SEC 30 ‑ day Yield (%)
SEC 30 ‑ day Unsub. Yield (%)
Total Exp. Ratio (%)
AUM ($M)
Dist. Rate (%)
12 ‑ mo. Dist. Rate (%)
Alternative - Bank Loans
4.24 0.00 0.00 N/A 3.52 3.51 0.66 4341.30 3.31 3.84
Alternative - Commodities
N/A N/A N/A N/A N/A N/A 0.94 548.22 N/A N/A
N/A N/A N/A N/A N/A N/A 0.84 143.16 N/A N/A
N/A N/A N/A N/A N/A N/A 0.88 1052.89 N/A N/A
N/A N/A N/A N/A N/A N/A 0.78 52.05 N/A N/A
N/A N/A N/A N/A N/A N/A 0.76 167.15 N/A N/A
N/A N/A N/A N/A N/A N/A 0.78 420.54 N/A N/A
N/A N/A N/A N/A N/A N/A 0.76 167.59 N/A N/A
N/A N/A N/A N/A N/A N/A 0.79 28.09 N/A N/A
N/A N/A N/A N/A -0.36 N/A 0.61 2577.23 1.66 1.66
Alternative - Currency
N/A N/A N/A N/A -0.39 -0.39 0.40 155.96 N/A 0.03
N/A N/A N/A N/A -0.39 -0.39 0.40 126.63 N/A 0.00
N/A N/A N/A N/A -0.39 -0.39 0.40 138.72 N/A 0.34
N/A N/A N/A N/A -0.89 -0.89 0.40 300.44 N/A 0.00
N/A N/A N/A N/A -0.59 -0.59 0.40 252.55 N/A 0.00
N/A N/A N/A N/A -1.14 -1.14 0.40 261.80 N/A 0.00
N/A N/A N/A N/A N/A N/A 0.77 14.03 N/A N/A
N/A N/A N/A N/A N/A N/A 0.77 71.78 N/A N/A
N/A N/A N/A N/A N/A N/A 0.76 481.81 N/A N/A
Alternative - Hedged Equity
N/A N/A N/A N/A 1.23 1.23 0.49 167.02 1.22 1.54
N/A N/A N/A N/A 0.60 0.57 0.43 144.68 0.53 1.08
Alternative - Private Equity
N/A N/A N/A N/A 3.31 3.30 1.80 157.59 4.13 7.16
Alternative - Real Estate
N/A N/A N/A N/A 2.98 2.98 0.35 81.87 3.13 3.34
N/A N/A N/A N/A 8.06 8.06 0.35 172.17 9.17 12.78
Balanced - Target Risk
N/A N/A N/A N/A 2.14 2.14 0.35 8.43 5.56 3.20
N/A N/A N/A N/A 2.59 2.59 0.39 7.81 5.41 2.78
N/A N/A N/A N/A 2.13 2.13 0.36 5.86 6.95 2.29
N/A N/A N/A N/A 2.33 2.33 0.37 4.13 8.85 3.07
N/A N/A N/A N/A 5.04 5.02 0.97 113.31 3.99 3.86
Equity - International and Global Equity
N/A N/A N/A N/A 0.96 0.96 0.30 145.48 1.15 1.17
N/A N/A N/A N/A -0.38 -0.38 0.70 997.63 0.01 0.01
N/A N/A N/A N/A 0.36 0.36 0.81 163.29 0.23 0.84
N/A N/A N/A N/A 1.16 1.16 0.90 157.15 3.09 1.65
N/A N/A N/A N/A 1.75 1.75 0.45 9.49 0.25 2.01
N/A N/A N/A N/A 3.35 3.35 0.45 920.70 2.22 2.55
N/A N/A N/A N/A 1.45 1.45 0.49 327.90 1.74 2.10
N/A N/A N/A N/A 3.29 3.29 0.50 1017.64 5.95 3.42
N/A N/A N/A N/A -0.39 -0.39 0.70 196.71 N/A 0.21
N/A N/A N/A N/A 0.51 N/A 0.78 94.01 N/A 0.82
N/A N/A N/A N/A 1.49 1.49 0.55 97.18 1.75 1.83
N/A N/A N/A N/A 6.08 6.08 0.54 485.33 2.43 4.31
N/A N/A N/A N/A 2.55 2.55 0.07 2.36 2.05 2.24
N/A N/A N/A N/A 2.81 2.77 0.19 2.54 3.06 2.95
N/A N/A N/A N/A N/A N/A 0.23 244.66 N/A N/A
N/A N/A N/A N/A N/A N/A 0.35 4.37 N/A N/A
N/A N/A N/A N/A N/A N/A 0.35 20.02 N/A N/A
N/A N/A N/A N/A 3.95 3.95 0.45 277.12 4.00 3.48
N/A N/A N/A N/A 0.29 0.29 0.47 5.84 N/A 2.01
N/A N/A N/A N/A 4.40 4.40 0.30 16.25 4.11 6.44
N/A N/A N/A N/A 2.02 2.01 0.35 803.19 2.87 5.78
N/A N/A N/A N/A 1.11 1.11 0.36 310.31 1.38 1.70
N/A N/A N/A N/A 1.78 1.78 0.29 104.58 2.00 1.78
Equity - Sector Equity
N/A N/A N/A N/A 0.73 0.73 0.59 647.99 0.73 1.12
N/A N/A N/A N/A 0.23 0.23 0.68 328.78 N/A 0.35
N/A N/A N/A N/A 1.01 0.79 0.76 54.36 0.99 1.43
N/A N/A N/A N/A -0.31 -0.52 0.90 49.48 0.45 0.32
N/A N/A N/A N/A 0.53 0.40 0.71 112.18 0.94 0.81
N/A N/A N/A N/A 3.01 2.61 0.75 16.20 2.63 4.15
N/A N/A N/A N/A 1.40 1.19 0.75 28.38 2.01 1.88
N/A N/A N/A N/A -0.48 -0.55 0.69 553.07 N/A 0.00
N/A N/A N/A N/A -0.02 -0.07 0.64 78.71 0.03 0.18
N/A N/A N/A N/A -0.47 -0.55 0.74 267.46 N/A 0.00
N/A N/A N/A N/A 2.56 2.37 0.73 59.29 2.51 2.58
N/A N/A N/A N/A -0.24 -0.24 0.57 229.56 N/A 0.05
N/A N/A N/A N/A 0.16 0.16 0.60 145.63 0.44 0.36
N/A N/A N/A N/A 2.31 1.79 0.64 13.75 5.98 4.37
N/A N/A N/A N/A 1.28 1.26 0.65 73.41 1.22 1.19
N/A N/A N/A N/A 0.10 0.10 0.63 278.09 N/A 0.49
N/A N/A N/A N/A -0.08 -0.20 0.67 37.46 0.03 0.35
N/A N/A N/A N/A -0.03 -0.09 0.64 53.84 0.57 0.21
N/A N/A N/A N/A 5.63 4.41 0.83 5.96 5.25 5.49
N/A N/A N/A N/A 0.73 0.73 0.56 329.72 0.71 0.87
N/A N/A N/A N/A 0.06 0.06 0.58 284.60 0.29 0.35
N/A N/A N/A N/A -0.32 -0.32 0.58 537.59 N/A 0.08
N/A N/A N/A N/A 0.20 0.20 0.75 126.96 1.19 1.11
N/A N/A N/A N/A 0.98 0.98 0.75 218.33 0.56 0.87
N/A N/A N/A N/A 3.22 3.22 0.35 742.17 2.84 3.48
N/A N/A N/A N/A 1.96 1.96 0.35 181.29 1.24 2.19
N/A N/A N/A N/A 3.55 3.55 0.35 32.07 3.48 3.83
N/A N/A N/A N/A 1.78 1.61 0.67 79.54 2.62 2.61
N/A N/A N/A N/A -0.52 -0.52 0.62 957.95 N/A 0.00
N/A N/A N/A N/A N/A N/A 0.40 20.39 N/A N/A
N/A N/A N/A N/A 0.60 0.60 0.40 292.98 0.59 1.27
N/A N/A N/A N/A 2.18 2.18 0.40 501.17 2.05 2.10
N/A N/A N/A N/A 4.50 4.50 0.40 43.94 4.78 4.19
N/A N/A N/A N/A 2.49 2.49 0.40 153.56 2.47 2.50
N/A N/A N/A N/A 0.52 0.52 0.40 735.06 0.45 0.54
N/A N/A N/A N/A 0.93 0.93 0.40 369.23 0.97 1.15
N/A N/A N/A N/A 1.80 1.80 0.40 209.88 1.74 1.82
N/A N/A N/A N/A 3.52 3.52 0.40 18.31 3.12 3.70
N/A N/A N/A N/A 0.88 0.88 0.40 1930.77 1.41 1.28
N/A N/A N/A N/A 2.93 2.93 0.40 252.41 3.04 2.84
N/A N/A N/A N/A 1.36 1.36 0.59 738.83 1.40 1.40
N/A N/A N/A N/A 0.31 0.31 0.29 20.96 0.36 0.88
N/A N/A N/A N/A 1.73 1.73 0.29 40.07 2.24 1.66
N/A N/A N/A N/A 0.68 0.68 0.29 14.61 1.56 1.26
N/A N/A N/A N/A 3.00 3.00 0.29 24.64 4.35 5.65
N/A N/A N/A N/A -0.17 -0.17 0.29 397.66 N/A 0.00
N/A N/A N/A N/A 0.56 0.56 0.29 50.41 0.69 0.74
N/A N/A N/A N/A 0.09 0.09 0.29 246.77 0.12 0.13
N/A N/A N/A N/A 0.93 0.93 0.29 8.85 0.95 1.65
N/A N/A N/A N/A 1.39 1.39 0.29 20.69 1.66 2.24
N/A N/A N/A N/A -0.02 -0.02 0.71 1948.31 0.13 0.13
N/A N/A N/A N/A 0.43 0.43 0.60 1192.03 0.34 0.42
N/A N/A N/A N/A -0.45 -0.45 0.71 965.22 0.07 0.52
Equity - US Equity
N/A N/A N/A N/A 1.44 1.44 0.62 667.35 1.45 1.76
N/A N/A N/A N/A 8.02 8.02 2.55 733.23 7.82 8.35
N/A N/A N/A N/A -0.22 -0.22 0.62 1768.80 N/A 0.18
N/A N/A N/A N/A -0.31 -0.31 0.60 253.11 0.17 0.31
N/A N/A N/A N/A 1.08 1.08 0.55 267.28 1.15 1.15
N/A N/A N/A N/A 2.09 2.09 0.54 428.88 1.75 2.05
N/A N/A N/A N/A 3.57 3.57 0.07 81.08 4.78 3.73
N/A N/A N/A N/A 0.16 0.16 0.55 755.58 0.08 0.27
N/A N/A N/A N/A 2.57 2.57 0.55 644.19 2.84 2.92
N/A N/A N/A N/A 0.84 0.83 0.59 124.92 0.58 1.32
N/A N/A N/A N/A 2.02 2.01 0.40 3959.02 2.03 2.34
N/A N/A N/A N/A 0.84 0.83 0.40 1524.93 1.12 1.38
4.91 1.20 3.46 2.94 4.87 4.87 0.62 1657.41 4.89 5.00
N/A N/A N/A N/A 5.00 5.00 0.53 654.31 4.68 4.89
N/A N/A N/A N/A 10.15 10.15 1.58 237.05 9.95 12.21
N/A N/A N/A N/A N/A N/A 0.15 287.13 N/A N/A
N/A N/A N/A N/A N/A N/A 0.15 86.26 N/A N/A
4.97 1.39 2.75 3.09 4.98 4.98 0.52 6460.20 4.95 5.05
N/A N/A N/A N/A 1.54 1.54 0.04 10.49 1.50 1.60
N/A N/A N/A N/A 1.21 1.21 0.06 4.23 1.29 1.47
N/A N/A N/A N/A 0.56 0.56 0.20 138696.01 0.55 0.57
N/A N/A N/A N/A N/A N/A 0.19 142.78 N/A N/A
N/A N/A N/A N/A N/A N/A 0.23 30.18 N/A N/A
N/A N/A N/A N/A 1.24 1.24 0.82 110.49 0.22 0.22
N/A N/A N/A N/A 1.64 1.64 0.29 2.80 2.83 2.99
N/A N/A N/A N/A 1.88 1.88 0.20 470.76 5.06 1.91
N/A N/A N/A N/A 1.49 1.48 0.35 9.87 3.71 2.98
N/A N/A N/A N/A 1.81 1.81 0.29 1048.47 2.15 1.75
N/A N/A N/A N/A 1.14 1.14 0.39 46.02 1.20 1.34
N/A N/A N/A N/A 2.28 2.11 0.42 64.99 2.24 2.27
N/A N/A N/A N/A 0.90 0.90 0.35 204.65 0.96 1.31
N/A N/A N/A N/A 1.91 1.91 0.10 4.85 0.78 1.82
N/A N/A N/A N/A 1.91 1.91 0.39 769.99 1.87 2.01
N/A N/A N/A N/A 2.11 1.96 0.44 35.00 2.24 2.53
N/A N/A N/A N/A 3.17 3.17 0.13 72.16 3.19 3.22
N/A N/A N/A N/A 1.82 1.82 0.20 14399.34 1.75 1.86
N/A N/A N/A N/A 2.26 2.26 0.25 166.19 1.78 2.25
N/A N/A N/A N/A 5.24 5.24 0.30 2403.31 5.14 5.34
N/A N/A N/A N/A 1.62 1.62 0.25 8826.36 1.58 2.31
N/A N/A N/A N/A 0.72 0.72 0.13 75.56 1.34 1.37
N/A N/A N/A N/A 0.37 0.37 0.35 2541.75 0.37 0.58
N/A N/A N/A N/A 2.22 2.22 0.35 652.11 2.26 2.74
N/A N/A N/A N/A 1.47 1.43 0.19 2308.44 1.45 1.64
N/A N/A N/A N/A 1.32 1.32 0.20 1651.67 1.23 1.32
N/A N/A N/A N/A 1.31 1.31 0.25 56.70 1.31 1.86
N/A N/A N/A N/A 0.99 0.99 0.39 213.96 0.97 1.30
N/A N/A N/A N/A 1.29 1.29 0.40 74.99 1.17 1.36
N/A N/A N/A N/A 0.09 0.09 0.35 351.09 0.25 0.31
N/A N/A N/A N/A 1.35 1.35 0.35 64.29 1.35 2.22
N/A N/A N/A N/A 1.46 1.45 0.25 1799.02 1.71 2.78
N/A N/A N/A N/A 0.23 0.23 0.39 749.33 0.90 0.86
N/A N/A N/A N/A 1.01 0.87 0.61 70.70 1.08 1.10
N/A N/A N/A N/A 1.48 1.39 0.48 45.06 1.47 1.65
N/A N/A N/A N/A 0.58 0.58 0.39 232.68 0.75 1.39
N/A N/A N/A N/A 1.03 1.03 0.40 23.42 1.10 1.81
N/A N/A N/A N/A 0.47 0.47 0.35 107.68 0.53 0.70
N/A N/A N/A N/A 0.45 0.45 0.35 117.86 0.61 0.88
N/A N/A N/A N/A 4.23 4.23 0.30 21.77 4.51 7.20
N/A N/A N/A N/A 1.52 1.52 0.25 1449.07 2.16 3.65
N/A N/A N/A N/A 0.32 0.30 0.42 105.00 0.95 1.18
N/A N/A N/A N/A 1.02 1.02 0.29 4.10 1.78 1.61
N/A N/A N/A N/A 1.14 1.11 0.44 85.92 0.88 1.73
N/A N/A N/A N/A 0.71 0.64 0.62 62.57 1.18 1.18
N/A N/A N/A N/A 4.82 4.82 0.39 572.21 5.16 4.52
4.28 6.57 2.90 3.06 4.47 4.47 0.50 1452.15 4.44 4.41
N/A N/A N/A N/A 1.56 1.56 0.76 223.25 1.54 1.54
Fixed Income - International and Global Fixed Income
1.75 1.75 0.69 0.68 1.54 1.54 0.29 10.12 N/A 3.77
2.01 1.78 1.51 1.59 1.81 1.81 0.29 10.32 N/A 4.00
2.14 2.08 2.38 2.43 1.88 1.88 0.29 10.43 N/A 3.86
2.52 2.50 3.24 3.23 2.34 2.34 0.29 15.57 N/A 3.75
4.95 4.95 10.46 10.38 4.58 4.58 0.50 2694.74 4.32 4.81
117.45 8.77 1.05 1.05 7.83 7.83 0.35 196.94 5.27 5.60
0.96 0.95 7.45 7.36 0.48 0.48 0.50 119.88 1.02 1.19
1.53 1.49 6.03 6.25 1.55 1.55 0.50 446.76 1.52 2.23
0.64 0.60 0.68 0.71 0.54 0.54 0.23 3011.51 0.69 1.73
Fixed Income - US Fixed Income
0.93 0.93 11.91 11.74 0.67 0.66 0.25 165.45 0.77 1.12
N/A N/A N/A N/A 1.37 1.37 0.10 857.16 0.94 2.37
N/A N/A N/A N/A 0.94 0.94 0.43 647.74 2.37 3.90
0.43 0.41 0.08 0.08 0.55 0.55 0.10 1374.54 0.78 1.83
0.61 0.38 0.10 0.17 -0.14 -0.14 0.43 643.59 0.24 2.03
0.70 0.45 0.57 0.66 0.45 0.45 0.10 2087.65 1.90 2.32
4.42 2.90 0.62 2.42 3.05 3.04 0.43 983.12 3.62 4.24
1.27 0.41 0.79 1.91 0.18 N/A 0.18 25.22 0.58 0.88
0.72 0.57 1.54 1.67 0.55 0.55 0.10 2096.66 2.05 2.40
4.65 3.80 1.48 2.84 3.86 3.86 0.42 668.96 4.29 4.45
1.44 0.50 1.99 3.62 0.36 N/A 0.18 35.40 0.57 1.01
0.79 0.69 2.40 2.48 0.64 0.64 0.10 1416.01 2.17 2.49
4.93 4.47 2.05 2.74 4.42 4.42 0.42 408.86 4.72 4.92
1.32 0.57 2.79 3.85 0.36 N/A 0.18 17.80 0.75 1.04
1.10 1.01 3.38 3.49 0.96 0.96 0.10 1124.01 2.35 2.54
5.49 4.39 2.33 3.62 4.64 4.63 0.42 179.71 4.77 4.72
1.77 0.79 4.05 5.68 0.59 N/A 0.18 15.28 0.98 1.21
1.19 1.11 4.14 4.25 1.06 1.06 0.10 687.26 2.26 2.60
5.69 4.86 2.43 3.87 5.11 5.11 0.42 132.91 5.28 5.26
2.14 0.92 5.41 7.59 0.71 N/A 0.18 12.83 1.26 1.38
1.36 1.30 5.03 5.13 1.24 1.24 0.10 308.17 2.37 2.56
5.46 4.75 2.92 4.64 4.74 1.76 0.42 57.05 4.77 4.98
2.24 1.40 6.62 8.65 1.24 N/A 0.18 17.72 1.57 1.69
1.65 1.59 5.79 5.92 1.55 1.55 0.10 243.53 2.41 2.63
5.18 4.82 4.13 5.45 4.77 N/A 0.42 19.81 5.09 4.65
2.32 1.48 7.07 9.07 1.27 N/A 0.18 15.05 1.15 1.63
1.87 1.81 6.47 6.54 1.76 4.74 0.10 141.91 2.53 2.69
N/A N/A N/A N/A 4.39 N/A 0.42 7.50 N/A N/A
2.74 1.75 8.61 11.46 1.54 N/A 0.18 5.08 1.83 1.81
1.90 1.86 7.37 7.43 1.81 N/A 0.10 32.05 2.32 2.53
2.91 1.88 9.18 12.15 1.67 N/A 0.18 5.05 1.88 1.89
N/A N/A N/A N/A 1.93 N/A 0.10 5.94 N/A N/A
N/A N/A N/A N/A 1.70 N/A 0.18 4.93 N/A N/A
3.41 1.80 7.68 5.63 1.47 1.47 0.28 447.99 2.39 2.39
4.28 3.99 3.48 3.39 3.72 3.72 0.50 783.91 4.02 4.05
1.31 1.23 4.74 4.69 1.06 1.06 0.22 57.29 2.25 2.51
0.76 0.68 3.57 3.55 0.55 0.55 0.13 81.90 0.50 1.82
1.85 1.79 6.72 6.61 1.69 1.69 0.13 49.24 0.69 2.49
3.45 1.93 7.89 6.01 1.55 1.55 0.28 2353.53 2.35 2.54
3.62 2.16 7.89 5.76 1.83 1.83 0.28 101.42 2.64 2.63
-1.05 -1.05 2.39 2.41 2.87 2.87 0.07 11.62 1.27 0.81
1.12 1.10 6.16 6.45 1.19 1.19 0.05 18.62 0.79 2.52
2.62 2.33 10.03 9.73 2.13 2.13 0.28 2093.08 2.53 3.18
0.13 0.13 0.40 0.40 0.11 0.11 0.08 917.72 0.29 1.06
0.11 0.12 7-Day Reset 7-Day Reset -0.13 -0.13 0.25 49.84 0.00 0.50
1.20 1.06 0.14 0.66 0.91 0.90 0.30 456.83 0.74 1.90