Download Forms
General Retirement Forms | ||
---|---|---|
Beneficiary Designation Form
AIM-FRM-5 Use this form to designate or modify the beneficiary(ies) on your Invesco IRA (including Traditional, Roth, Sep, SARSEP and SIMPLE), 403(b) or Optional Retirement Program (ORP) account or an account with transfer on death (TOD) registration. |
Email
Download |
|
Investment Instruction Form
AIM-FRM-57 Use this form to make additional investments to your existing Invesco account. |
Email
Download |
|
Retirement Plan Transmittal Form
AIM-FRM-26 Use this form to submit retirement plan contributions. |
Email
Download |
|
Invesco Investment Allocation Change Form
AIM-FRM-50 Use this form to change future investment allocation percentages to an existing Invesco Retirement Plan Account. |
Email
Download |
|
Retirement Plan Bank Instruction and Systematic Contribution Form
IRA-FRM-45 Use this form to add bank instructions to a retirement plan and/or establish systematic retirement plan contributions via the Automated Clearing House (ACH) Network. This form is for employer use only. |
Email
Download |
|
Invesco Money Purchase Pension and Profit Sharing Plan Distribution Form
QRP-FRM-5 Use this form to request a distribution from your Invesco Money Purchase Pension (MPP) or Invesco Profit Sharing Plan (PSP). |
Email
Download |
|
Invesco Retirement Plan Manager
RPM-FRM-1 Use this form to add or terminate a user's access to Invesco Retirement Plan Manager (RPM) or to add or update banking information for RPM. |
Email
Download |
|
Self-Certification for Late Rollover Contribution Form
IRA-FRM-51 Use this form to certify the reason(s) you were unable to complete the rollover within 60 days of receipt of the distribution. |
Email
Download |
|
Change of Retirement Plan Trustee or Plan Administrator Form
QRP-FRM-6 Use this form to add or replace a trustee or plan administrator to the plan. |
Email
Download |
|
Payroll Deduction IRA Transmittal Form
PDIRA-FRM-1 Employers may use this form to submit payroll contributions for current tax year to an employee's Traditional IRA, Roth IRA or Coverdell Education Savings Account (Coverdell ESA). This form is for use by the employer or their payroll provider only. |
Email
Download |
|
Invesco Contribution Manager Access Form
ICM-FRM-1 Use this form to gain user access to Invesco Contribution Manager (ICM), terminate user access, and add or modify the bank account used for submitting contributions. |
Email
Download |
IRAs (Traditional, Rollover, Roth, SEP & SIMPLE) | ||
---|---|---|
Payroll Deduction IRA Employer Application
PDIRA-FRM-2 Use this form to request a one-time distribution from your Invesco IRA. |
Email
Download |
|
Invesco Payroll Deduction IRA Account Application
PDIRA-FRM-3 Use this form to request a one-time distribution from your Invesco IRA. |
Email
Download |
|
Payroll Deduction Election for IRA
PDIRA-FRM-4 Use this form to request a one-time distribution from your Invesco IRA. |
Email
Download |
|
IRA One-Time Distribution Form
IRA-FRM-31 Use this form to request a one-time distribution from your Invesco IRA. |
Email
Download |
|
IRA Periodic Distribution Form
IRA-FRM-30 Use this form to request periodic distributions, establish a series of substantial equal periodic payments (SEPPs), or change dividend/capital gains distribution options from your Invesco IRA. |
Email
Download |
|
IRA Required Minimum Distribution (RMD) Form
IRA-FRM-32 Use this form to request an RMD or change an existing periodic RMD from your Invesco IRA. |
Email
Download |
|
IRA Beneficiary Transfer/Distribution Form
IRA-FRM-29 Use this form to request a transfer or distribution from a deceased account owner's IRA or a distribution from an existing beneficiary IRA. |
Email
Download |
|
Removal of Excess Contribution Form
IRA-FRM-33 Use this form to request the removal of an excess contribution and any attributable earnings from your Invesco IRA. |
Email
Download |
|
Invesco Traditional or Roth IRA Recharacterization Form
IRA-FRM-17 Use this form to recharacterize current or prior year IRA contributions (Roth IRA to Traditional IRA or Traditional IRA to Roth IRA) or to reverse a conversion made into your Roth IRA from a Traditional, SEP, SARSEP or SIMPLE IRA. |
Email
Download |
|
Invesco IRA to Invesco Roth IRA Conversion Form
IRA-FRM-15 Use this form to convert assets from an existing Invesco Traditional, SEP, SIMPLE, or SARSEP IRA to an Invesco Roth IRA. |
Email
Download |
|
Invesco Traditional or Roth IRA Application
IRA-FRM-14 Use this form to establish an Invesco Traditional or Roth IRA with Invesco Trust Company (ITC) as custodian. Copies of the applicable custodial agreements and disclosure statements are included. |
Email
Download |
|
IRA Account Options Form
IRA-FRM-18 Use this form to add or update bank information, systematic options, or telephone privileges on your Invesco Traditional, Roth, SEP, SARSEP or SIMPLE IRA. |
Email
Download |
|
Retirement Account Transfer/Rollover Form
AIM-FRM-22 Use this form to transfer or rollover eligible retirement assets to an Invesco Traditional, Roth, SEP, SIMPLE, or SARSEP IRA, convert assets from another custodian to an Invesco Roth IRA, or to transfer a beneficiary IRA. |
Email
Download |
|
Invesco SEP IRA Application
SEP-FRM-1 Use this form to establish an Invesco SEP or SARSEP IRA with Invesco Trust Company (ITC) as custodian. |
Email
Download |
|
Invesco SEP IRA Transmittal Form
SEP-FRM-2 Use this form to submit SEP contribution instructions. |
Email
Download |
|
SARSEP IRA Enrollment and Salary Savings Agreement
SARSEP-FRM-1 Use this form to add, change, or withdraw participant salary deferral elections for SARSEP IRA plans established before 1997. |
Email
Download |
|
SARSEP IRA Deferral Percentage Test
SARSEP-FRM-2 Use this form to determine the actual deferral percentage for non-highly compensated employees and calculate the maximum permissible deferral for each highly compensated employee. |
Email
Download |
|
Invesco Employer Sponsored SIMPLE IRA Plan Application
SIM-FRM-24 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a SIMPLE IRA for the Plan indicated in section 1. |
Email
Download |
|
Invesco SIMPLE IRA Participant Application
SIM-FRM-27 Use this form to establish an Invesco SIMPLE IRA participant account with Invesco Trust Company (ITC) as custodian. |
Email
Download |
|
Invesco SIMPLE IRA Plan Salary Reduction Agreement
IRA-FRM-11 Use this form to establish or change your SIMPLE IRA salary reduction election. |
Email
Download |
|
SIMPLE IRA Initial Contribution Verification Form
SIM-FRM-4 Use this form to update the date of initial contribution made by the employer into the participant's SIMPLE IRA account. |
Email
Download |
Invesco Solo 401(k)® | ||
---|---|---|
Invesco Solo 401(k) Plan Establishment Kit
SOLO-FRM-4 Use this kit to establish a self-service Invesco Solo 401(k) Plan using prototype documents sponsored by Invesco Distributors, Inc. |
Email
Download |
|
Invesco Solo 401(k) Participant Enrollment Form
SOLO-FRM-2 Use this form to add an owner/spouse or change future investment allocation percentages to an existing Invesco Solo 401(k) Plan using prototype documents sponsored by Invesco Distributors, Inc. |
Email
Download |
|
Invesco Solo 401(k)® Transfer/Rollover Form
SOLO-FRM-7 Use this form when rolling over a retirement plan distribution to an Invesco Solo 401(k). |
Email
Download |
|
Invesco Solo 401(k) Beneficiary Transfer/Distribution Form
SOLO-FRM-12 Use this form to request a transfer or distribution from a deceased participant’s Solo 401(k) account. |
Email
Download |
|
Solo 401(k) Distribution Form
SOLO-FRM-5 Use this form to request a distribution from a participant's Single K or Solo 41(k) account. |
Email
Download |
|
Invesco Solo 401(k) and 403(b)(7) Loan Application and Agreement
SOLO-FRM-6 Use this form to request a loan from an Invesco Solo 401(k) Plan. |
Email
Download |
|
Invesco Solo 401(k) and 403(b)(7) Loan Repayment Change Form
SOLO-FRM-11 Use this form to change the bank account information and/or loan payment allocation on an existing loan. |
Email
Download |
403(b)/ORP Forms | ||
---|---|---|
403(b)(7) Distribution Form
403B-FRM-2 Use this form to request a distribution from your Invesco 403(b)(7) account. |
Email
Download |
|
403(b)(7) Beneficiary Transfer/Distribution Form
403B-FRM-29 Use this form to request a transfer or distribution from a deceased participant's 403(b)(7) account. |
Email
Download |
|
Invesco Solo 401(k) and 403(b)(7) Loan Application and Agreement
SOLO-FRM-6 Use this form to request a loan from an Invesco 403(b)(7) Plan. |
Email
Download |
|
Invesco Solo 401(k) and 403(b)(7) Loan Repayment Change Form
SOLO-FRM-11 Use this form to change the bank account information and/or loan payment allocation on an existing loan. |
Email
Download |
|
Invesco Optional Retirement Program (ORP) Distribution Form
ORP-FRM-1 Use this form to request a distribution from your Invesco ORP account. |
Email
Download |
|
Invesco 403(b)(7) Participant Account Application
403B-FRM-4 Use this form to establish an Invesco 403(b)(7) Custodial Account with Invesco Trust Company (ITC) as Custodian |
Email
Download |
|
403(b)(7) Contract Exchange/Transfer/Rollover Form
403B-FRM-1 Use this form to request a contract exchange, plan to plan transfer, or direct rollover to an Invesco 403(b)(7) custodial account. |
Email
Download |
|
403(b)(7) Employer Application
403B-FRM-5 Use this form to provide Invesco Investment Services, Inc. (IIS) employer information which will allow us to appropriately service your non-ERISA 403(b)(7) plan. |
Email
Download |
|
501(c)(3) Non-ERISA 403(b) Plan Service Provider Agreement
403B-LGL-5 501(c)(3) non-ERISA 403(b) Employers who are not utilizing a Third Party Administrator (TPA) arrangement should use this form to establish a Plan Service Provider Agreement with Invesco Investment Services, Inc. |
Email
Download |
|
403(b)(7) Plan Salary Reduction Agreement
403B-FRM-23 Use this form to indicate salary reduction agreement amounts when no similar form is available from your employer. |
Email
Download |
|
403(b)(7) Maximum Contribution Worksheet
403B-FRM-25 Use this worksheet to determine the maximum amount you may contribute to your 403(b)(7) plan for the current year. We recommend you consult with a tax or financial advisor when completing this form. |
Email
Download |
|
403(b)(7) Non-ERISA Financial Hardship Distribution Form
403B-FRM-26 Use this form to request a financial hardship distribution from your Invesco non-ERISA 403(b)(7) account. We recommend that you consult with a tax or financial advisor regarding the consequences of this transaction. |
Email
Download |
|
403(b)(7) Non-ERISA Plan Data Collection Form
403B-FRM-28 Use this form to provide Invesco Investment Services, Inc. (IIS) the information necessary to determine if the participant indicated below is eligible for a distribution or loan from his or her 403(b) account. |
Email
Download |
|
403(b)(7) AIG Financial Hardship Distribution Form
403B-FRM-27 Use this form to request a financial hardship distribution from your Invesco 403(b)(7) where AIG Retirement Services is the Third Party Administrator (TPA). |
Email
Download |
Qualified Plans (Investment Only) | ||
---|---|---|
Omnibus Retirement Plan Application
AIM-FRM-35 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish the non Invesco-sponsored omnibus qualified retirement plan. |
Email
Download |
|
Invesco Qualified Retirement Plan Application
QRP-FRM-4 Use this form to authorize Invesco Investment Services, Inc. (IIS) to establish a non-Invesco sponsored qualified retirement plan. |
Email
Download |
|
Qualified Retirement Plan Transfer/Rollover Form
QRP-FRM-1 Use this form to transfer or rollover eligible retirement assets to a non Invesco-sponsored qualified retirement plan. |
Email
Download |
|
Invesco Qualified Plan Participant Enrollment Form
QRP-FRM-3 Use this form to add a participant to an existing qualified retirement plan. |
Email
Download |
|
Qualified Retirement Plan Distribution Form
QRP-FRM-2 Use this form to request a distribution from a non-Invesco sponsored qualified retirement plan (401(k), profit sharing, or money purchase pension plan). |
Email
Download |